Compliance and Regulatory Specialist
6 days ago
We are seeking an experienced Senior Compliance Counsel to join our team. The successful candidate will have at least 5 years of legal and/or compliance experience, with deep subject matter expertise in federal and state securities laws relevant to investment advisers and retail investment advisory offerings. They will be responsible for maintaining and continually evolving our compliance program, providing advice and guidance on prominent and complex strategic initiatives, assisting in the design, oversight, and enhancement of our investment advisory compliance program, effectively partnering and communicating with leaders and senior executives, and overseeing due diligence of third-party service providers.
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Regulatory Compliance Specialist
6 days ago
St Louis, Missouri, United States STERIS Full timeSTERIS is a leading global provider of innovative healthcare and life sciences solutions, committed to creating a healthier and safer world. We are seeking a highly skilled Regulatory Compliance Specialist to join our team.About the Role:The successful candidate will be responsible for ensuring that our laboratory services meet all applicable regulatory...
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Regulatory Compliance Specialist
2 weeks ago
St Louis, Missouri, United States Thermo Fisher Scientific Full timeAt Thermo Fisher Scientific, we're committed to enabling our customers to make the world healthier, cleaner, and safer. As a Regulatory Compliance Specialist, you'll play a crucial role in supporting compliance to the clinical trial process.About the RoleThis is an exciting opportunity for someone who is passionate about regulatory compliance and data...
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Regulatory Compliance Specialist
3 weeks ago
St Louis, Missouri, United States Edward Jones Full timeAt Edward Jones, we are seeking a highly skilled Regulatory Compliance Specialist to join our Capital Markets and Operations Compliance area. This is an excellent opportunity for a motivated professional to partner with internal business areas throughout the firm to support the continued growth of our retail investment business.The successful candidate will...
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Regulatory Compliance Specialist
4 weeks ago
St Louis, Missouri, United States Edward Jones Full timeEmbark on a Rewarding Career with Edward JonesA leading financial services firm, Edward Jones, is seeking an accomplished Regulatory Compliance Specialist to join our team. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're committed to delivering exceptional service while fostering a positive work environment.We...
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Environmental Compliance Specialist
4 weeks ago
St Louis, Missouri, United States 7G Environmental Compliance Management Full timeJob SummaryWe are seeking a detail-oriented Environmental Compliance Specialist to join our team at 7G Environmental Compliance Management. As an Environmental Compliance Specialist, you will be responsible for conducting inspections of petroleum storage tank systems and associated facilities, ensuring compliance with state and federal regulations.About the...
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Regulatory Compliance Engineer
7 days ago
St Louis, Missouri, United States Thermo Fisher Scientific Full time**Quality Assurance Expert Wanted**Thermo Fisher Scientific is seeking a Regulatory Compliance Engineer to join our team in St. Louis, MO.The estimated annual salary for this position is $90,000 - $115,000, based on experience.About the JobThis role involves working in a fast-paced biologic drug substance manufacturing facility, operating around the clock,...
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Regulatory Compliance Specialist
3 weeks ago
St Louis, Missouri, United States Edward Jones Full timeAbout Edward JonesWe are a financial services firm where your contributions are valued. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Our PurposeWe partner for positive impact to improve the lives of our clients and...
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Nonprofit Financial Compliance Specialist
5 days ago
St Louis, Missouri, United States Creative Financial Staffing Full timeCreative Financial Staffing is partnering with a respected nonprofit educational organization to find a highly skilled Nonprofit Financial Compliance Specialist. The chosen candidate will play a key role in ensuring the organization's financial operations are in line with relevant laws and regulations.The primary responsibilities of this position include...
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Regulatory Compliance Expert, Strategic Advisor
4 weeks ago
St Louis, Missouri, United States Edward Jones Full timeJob DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. As a key member of our compliance department, you will be responsible for maintaining and evolving our compliance program with a growth and adaptability mindset.About the RoleThis is an exciting opportunity to operate with a high degree of independence and partner...
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Regulatory Compliance Professional
4 weeks ago
St Louis, Missouri, United States Edward Jones Full timeUnlock a Rewarding Career in Financial ServicesWe're seeking a Senior HQ Compliance Advisor to join our Capital Markets and Operations Compliance team.About the Role:As a Senior HQ Compliance Advisor, you will play a critical role in providing regulatory guidance and support to our Fixed Income Trading and Operations areas. Your expertise will help maintain...
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Compliance and Administrative Specialist
6 days ago
St Louis, Missouri, United States STL Company Full timeWe are looking for a skilled Compliance and Administrative Specialist to join our team at STL Company. In this role, you will be responsible for ensuring compliance with regulatory requirements, managing projects, and providing administrative support to our office staff. You will work closely with our team to maintain accurate records, complete data entry...
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Senior Regulatory Specialist
2 days ago
St Louis, Missouri, United States Saxony Securities, Inc Full timeAbout the PositionWe are seeking an experienced Field Compliance Supervisor to join our team at Saxony Securities, Inc. As a key member of our Compliance Department, you will be responsible for overseeing branch office supervision, monitoring account and trade activity, and supporting branch offices in upholding regulatory and firm standards.This is a...
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Regulatory Publishing Team Lead
4 weeks ago
St Louis, Missouri, United States Mallinckrodt Pharmaceuticals Full timeJob DescriptionThe Senior Regulatory Publishing Specialist will be part of the Regulatory Operations team within the Regulatory Affairs function for Specialty Generics of Mallinckrodt Pharmaceuticals and will coordinate the publishing process to ensure timely and accurate submissions to the FDA and other agencies.This position will assemble and publish US...
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Regulatory Compliance Specialist
2 days ago
St Louis, Missouri, United States Yoh, A Day & Zimmermann Company Full timeJob DescriptionYoh, a leading provider of technology and life sciences staffing solutions, is seeking a skilled Deviation Investigator for our Pharmaceutical Manufacturing client in St. Louis, Missouri.This role involves analyzing and investigating deviations and non-conformances, utilizing problem-solving tools like root cause analysis to identify patterns...
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Compliance Specialist
17 hours ago
St Louis, Missouri, United States Above All Personnel Full timeJob DescriptionWe are looking for a talented Compliance Specialist to join our team at Above All Personnel. As a Financial Manager III, you will be responsible for ensuring compliance with financial regulations and laws, as well as maintaining an effective internal control environment.Key ResponsibilitiesEnsure compliance with financial regulations and laws,...
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IT Risk Management Specialist
4 weeks ago
St Louis, Missouri, United States Enterprise Bank and Trust Full timeJob Overview: As a Senior IT Auditor, you will be responsible for ensuring the integrity of Enterprise Bank and Trust's technology infrastructure by executing risk-based IT audits. This role requires a strong understanding of Sarbanes-Oxley compliance and regulatory requirements. You will work closely with management to identify and mitigate technology...
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Compliance Specialist
6 days ago
St Louis, Missouri, United States Edward Jones Full timeJob OverviewWe are seeking a skilled and detail-oriented Compliance Specialist to join our team. As a key member of our Branch Audit Department, you will play a critical role in promoting the best interests of our clients and fostering an environment of trust.The ideal candidate will have experience in auditing, firm policies, and industry regulations. You...
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Accounting and Compliance Officer
23 hours ago
St Louis, Missouri, United States MSCCN Full timeAbout the Job: We are seeking a talented Financial Administrative Specialist to join our team at MSCCN in Overland, Missouri. The successful candidate will be responsible for managing financial transactions, preparing reports, and ensuring compliance with regulatory requirements. This role requires a strong understanding of financial regulations and laws, as...
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Compliance Officer Specialist
7 days ago
St Louis, Missouri, United States Edward Jones Full timeWe're looking for a dedicated professional to fill the role of Field Supervision Officer II at Edward Jones. In this position, you'll be working closely with our Compliance Division to ensure the highest standards of regulatory compliance are met. You'll review electronic communication for branch teams and home office associates, verify account information...
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Data Compliance and Security Specialist
1 week ago
St Louis, Missouri, United States Build-A-Bear Full timeJob Title: Data Compliance and Security SpecialistAbout the Role:We are seeking an experienced Data Compliance and Security Specialist to join our team at Build-A-Bear. The successful candidate will be responsible for ensuring the accuracy, consistency, and compliance of our data assets.Key Responsibilities:Data Governance Frameworks: Develop and implement...