Compliance and Regulatory Specialist

6 days ago


St Louis, Missouri, United States Edward Jones Full time
Job Description

We are seeking an experienced Senior Compliance Counsel to join our team. The successful candidate will have at least 5 years of legal and/or compliance experience, with deep subject matter expertise in federal and state securities laws relevant to investment advisers and retail investment advisory offerings. They will be responsible for maintaining and continually evolving our compliance program, providing advice and guidance on prominent and complex strategic initiatives, assisting in the design, oversight, and enhancement of our investment advisory compliance program, effectively partnering and communicating with leaders and senior executives, and overseeing due diligence of third-party service providers.



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