Global Financial Crimes Governance and Advisory Lead
6 days ago
We are seeking a highly experienced and skilled professional to lead our Regional Americas GFCD QA GAO function. The successful candidate will be responsible for advising and overseeing all QA teams across key financial crimes controls in the Americas.
Key Responsibilities- Lead the Regional Americas GFCD QA GAO function and advise on financial crimes controls
- Oversee QA teams and ensure effective implementation of financial crime compliance framework
- Manage financial crime compliance framework and mitigate risks
- Collaborate with Head of Americas GFCD QA and Americas GFCD QA leadership team
- Deliver high-quality output and meet target dates and deadlines
- Escalate identified risks or issues to Head of Americas GFCD QA
- Complete mandatory training and ensure team members are trained
- Achieve annual personal objectives and maintain technical and non-technical development
- Support Head of Americas GFCD QA and Program Due Diligence
- Draft and maintain operating manual and annual plan
- Communicate with Regional QA Working Group and stakeholders
- Provide FCC QA advice and obtain advice from Heads of ABC, AML, and Sanctions QA
- 7+ years of financial industry and compliance experience
- 3-5 years of experience in leading a team, FCC QA, and FCC controls oversight
- Experience interacting with financial crime program senior leadership and compliance subject matter experts
- Thorough understanding of financial crimes risk management framework
- Financial crime compliance control design, control evaluation, testing, or auditing
- Interfacing with banking regulators and enforcement staff
- Financial crimes risk management or control design and evaluation related certifications
The typical base pay range for this role is between $117k-$147k depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Our Total Rewards program provides colleagues with a competitive benefits package that includes comprehensive health and wellness benefits, retirement plans, educational assistance, and training programs.
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Tempe, Arizona, United States MUFG Full timeJob SummaryWe are seeking a highly experienced and skilled professional to lead our Regional Americas GFCD QA GAO function. As Americas GFCD QA GAO Lead, you will be responsible for managing the operation of the financial crime compliance framework, implementing and overseeing the QA program, and mitigating financial crime risks.Key ResponsibilitiesLead the...
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