AVP, Associate Counsel

1 week ago


Knoxville, Tennessee, United States LPL Financial Full time

Job Overview:

The Legal Department at LPL Financial seeks a seasoned attorney to support the company and its financial professionals in providing financial services to clients across the United States.

This role will focus on providing advice on agreements, laws, and regulations impacting LPL's support of vulnerable investors and changes in account status arising from death, divorce, or the use of trusts and powers of attorney.

The successful candidate will work with an experienced team of lawyers to provide pragmatic legal advice and thought leadership to help LPL serve and protect investors.

Responsibilities:

  • Respond to legal and regulatory issues affecting LPL and financial professionals, with a primary focus on agreements, laws, and regulations impacting changes in an investor's circumstances, such as death, marital status, legal capacity, exploitation, and vulnerability.
  • Provide advice on SEC, FINRA, and state regulations on investor protection, trusted contacts, asset and transaction holds, privacy, and supervision pertaining to senior or vulnerable adults.
  • Counsel LPL operations and financial professionals on issues arising from investors' use of trusts, retirement accounts, powers of attorney, designation of beneficiaries, and appointment of custodians.
  • Counsel LPL operations and financial professionals on issues arising from laws and regulations protecting senior and vulnerable investors, uniform gifts to minors, and reporting requirements of state and local jurisdictions with regard to exploitation of vulnerable investors.
  • Partner with our operations and business colleagues and other members of our Compliance, Legal, and Risk teams to promptly and effectively respond to novel situations.

Requirements:

  • JD from a nationally accredited law school and admission to practice law in at least one jurisdiction in the U.S.
  • 3-5 years of experience counseling in the financial services industry, with some familiarity with estates and divorce issues and an interest in learning more.
  • Experience at a law firm, company in the financial services industry, or regulatory agency, preferably with a focus on financial services, investor protection, or probate, estate, and trusts law.

Core Competencies:

  • Strong organizational and project management skills, including the ability to handle multiple tasks and manage deadlines in a fast-paced and demanding work environment.
  • Excellent written and oral communication skills.
  • Good interpersonal skills and ability to interact with members of senior management as well as adaptability and willingness to take on a wide variety of new tasks in a fast-paced environment.

LPL Financial offers a highly competitive Total Rewards package, including 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.



  • Knoxville, Tennessee, United States First Horizon Bank Full time

    Job SummaryWe are seeking a skilled Financial Services Associate to join our team at First Horizon Bank. As a key member of our client experience team, you will play a vital role in delivering exceptional service and support to our clients.As a Financial Services Associate, you will be responsible for responding to client inquiries, resolving issues, and...


  • Knoxville, Tennessee, United States First Horizon Full time

    Job SummaryWe are seeking a skilled Procedure Specialist to join our team at First Horizon. This role is responsible for creating and maintaining procedures, providing support for new product rollouts, and collaborating with business units to ensure seamless operations.About the RoleThe ideal candidate will have strong written and verbal communication...


  • Knoxville, Tennessee, United States CDMun Full time

    About the RoleWe are seeking a highly skilled Senior Mental Health Specialist to join our team at CDMun. As a key member of our organization, you will be responsible for implementing and recommending unit behavioral health initiatives that promote a positive and safe environment for Soldiers and their Families.The ideal candidate will possess strong clinical...


  • Knoxville, Tennessee, United States Choctaw Global Full time

    Job SummaryWe are seeking a highly skilled Clinical Behavioral Health Specialist to join our team at Choctaw Global. In this role, you will provide internal clinical behavioral health and leader support and training to commanders and Soldiers within the Office of the Command Psychologist US Army Recruiting Command (USAREC).Key Responsibilities:Implement unit...


  • Knoxville, Tennessee, United States Rehab America Full time

    About This RoleAt Rehab America, we are seeking a skilled Physiotherapy Assistant to join our team. As a key member of our interdisciplinary care team, you will play a vital role in delivering high-quality patient care and rehabilitation services.Job Summary:The Physical Therapist Assistant is responsible for providing evidence-based physiotherapeutic...

  • Pharmacist

    4 weeks ago


    Knoxville, Tennessee, United States Walmart Full time

    Job SummaryAs a Staff Pharmacist at Walmart, you will be at the forefront of patient communications, listening and developing relationships with those seeking our quality, heartfelt care. This role offers a unique opportunity to empower patients with clinical knowledge and work to the top of your license. If you excel at advocating for patient-centered care,...


  • Knoxville, United States White Lodging Full time

    The Five Thirty Lounge, located on the scenic rooftop of the Hyatt Place Knoxville/Downtown, is seeking a driven, creative F&B Manager to join our team! The Five Thirty Lounge, best known for its innovative cocktails and eclectic atmosphere, provides an elevated guest experience while overlooking historic Gay Street and the Great Smoky Mountains.Your...


  • Knoxville, United States Magellan Health Full time

    This position will provide personal financial services at assigned military installations. Primary responsibilities include the full breadth of personal financial counseling services to military service members and their families at military installations. Services include education and counseling addressing financial services that may include, but are not...

  • Universal Banker

    3 months ago


    Knoxville, United States First Horizon Full time

    Location: On site at location listed in job posting. A successful Universal Banker is versatile, flexible, and talented. You are the associate that can do almost anything within the banking center.You'll process transactions, handle accounts, and seek sales opportunities. You will be trained to educate clients on our products, services, and benefits. This...

  • Teller

    2 weeks ago


    Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting.  **BILINGUAL PREFERRED- SPANISH SPEAKING  Weekly Schedule: Monday - Friday  8:30AM - 5:00PM; Saturdays 9:00AM - 1:00PM Are you a people-person who enjoys interacting with clients? Tellers are the foundation of our customer service and help ensure we are the area's preferred bank. You'll provide...

  • Float Teller

    3 months ago


    Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting.  Are you a people-person who enjoys interacting with clients? Tellers are the foundation of our customer service and help ensure we are the area's preferred bank. You'll provide excellent service, accurately process financial transactions, and promote First Horizon's products and services. We provide...

  • Float Universal Banker

    4 months ago


    Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting.  A successful Universal Banker is versatile, flexible, and talented. You are the associate that can do almost anything within the banking center.  You'll process transactions, handle accounts, and seek sales opportunities. You will be trained to educate clients on our products, services, and benefits....


  • Knoxville, United States First Horizon Bank Full time

    Job DescriptionLocation: On site at location listed in job posting. A successful Universal Banker is versatile, flexible, and talented. You are the associate that can do almost anything within the banking center.  You'll process transactions, handle accounts, and seek sales opportunities. You will be trained to educate clients on our products,...

  • Relationship Banker

    10 hours ago


    Knoxville, United States First Horizon National Corporation Full time

    Location: On site at location listed in job posting. If you are a go-to person for advice, then become a First Horizon Bank Relationship Banker! You will work to deepen the relationships with clients as their key contact for personalized banking and advice. You will use product knowledge, expertise, and exceptional customer service skills to help them...


  • Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting. Essential Duties and Responsibilities: The representative is responsible for ensuring all escalated customers and regulatory inquiries are resolved timely and efficiently to meet the highest service quality standards. The representative will fully track solutions and related communication activities and...


  • Knoxville, United States First Horizon Full time

    Location:On site at location listed in job posting. Essential Duties and Responsibilities: The representative is responsible for ensuring all escalated customers and regulatory inquiries are resolved timely and efficiently to meet the highest service quality standards. The representative will fully track solutions and related communication activities and...


  • Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting.  Essential Duties and Responsibilities: The representative is responsible for ensuring all escalated customers and regulatory inquiries are resolved timely and efficiently to meet the highest service quality standards. The representative will fully track solutions and related communication activities and...

  • Wound Care Nurse

    1 month ago


    Knoxville, United States Project Restorix Full time

    Registered Nurse At RestorixHealth, our mission is simple…to restore health and improve the quality of life - and access to care - for patients with wounds. Our Wound Care Registered Nurses (will train) are the heart and soul behind what we do. Utilizing the Nursing Process, the RN plans, implements, directs, and evaluates patient care to achieve optimal...


  • Knoxville, United States First Horizon National Corporation Full time

    Job Title: Intern – Private ClientLocation: On site at location listed in job posting.Internship Program Duration: 10 Weeks: June 2nd – August 8, 2025Pay: $20 per hourSummaryOur 10-week internship offers a comprehensive and immersive experience for students interested in gaining practical knowledge and skills in the banking industry. Each week, you will...


  • Knoxville, United States First Horizon Bank Full time

    Location:On site at location listed in job posting.  Essential Duties and Responsibilities: The representative is responsible for ensuring all escalated customers and regulatory inquiries are resolved timely and efficiently to meet the highest service quality standards. The representative will fully track solutions and related communication activities and...


  • Knoxville, United States First Horizon Bank Full time

    Job DescriptionLocation:On site at location listed in job posting. Essential Duties and Responsibilities:The representative is responsible for ensuring all escalated customers and regulatory inquiries are resolved timely and efficiently to meet the highest service quality standards. The representative will fully track solutions and related communication...


  • Knoxville, United States First Horizon National Corporation Full time

    Location: On site at location listed in job posting. Position Overview:The Commercial Systems Support Team Coach and Performance Manager plays a crucial role in the operational and individual development of the Commercial Support team. The CPM is responsible for the coaching, engagement, and performance of their direct reports, providing daily team...


  • Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting.  Position Overview:The Commercial Systems Support Team Coach and Performance Manager plays a crucial role in the operational and individual development of the Commercial Support team. The CPM is responsible for the coaching, engagement, and performance of their direct reports, providing daily team...

  • Property Manager

    4 months ago


    Knoxville, United States Highmark Residential Full time

    Overview Why Highmark Residential? Because every position is considered critical to Highmark’s success and reputation, we take care to employ those who aspire to become the best in their field. Those who succeed at Highmark will do so because they enjoy an empowered, challenging, fulfilling, and financially rewarding workplace! Why we need you:...

  • Wound Care Nurse

    2 months ago


    Knoxville, United States Restorixhealth Full time

    Registered Nurse At RestorixHealth, our mission is simple...to restore health and improve the quality of life - and access to care - for patients with wounds. Our Wound Care Registered Nurses (will train) are the heart and soul behind what we do. Utilizing the Nursing Process, the RN plans, implements, directs, and evaluates patient care to achieve optimal...


  • Knoxville, United States First Horizon Bank Full time

    Location: On site at location listed in job posting. If hired; you are eligible for $1,500 signing bonus. $500 is payable after 30 days, $500 after 90 days and $500 after 120 days of employment.  At First Horizon Bank Operations, we are on a mission to deliver a seamless customer experience. We are passionate about doing things right and doing the right...