Compliance Officer

1 week ago

Lewisville, Texas, United States Guidehouse Full time
Job Summary

We are seeking a highly skilled Compliance Officer to join our team at Guidehouse. As a key member of our Financial Crimes Compliance team, you will play a critical role in ensuring the integrity of our financial systems and processes.

Key Responsibilities
  • Conduct customer identification and verification processes to assess the risk profile of new and existing customers.
  • Conduct investigative research of individuals, entities, and events related to current or prospective customers to identify, assess, and mitigate BSA/AML risk.
  • Analyze transaction data for patterns and anomalies using general reasoning and logic, and conduct detailed research, fact-finding, and analysis.
  • Determine if a subject is on a sanctions, watch, debarment, political exposure, or other prohibited entity list using proprietary databases and public records research.
  • Apply research and analytic techniques to assess complex information sets to make logical and adequately supported determinations regarding EDD procedures commensurate to a subject's risk profile.
  • Monitor high-risk accounts and conduct periodic reviews based on risk assessment.
  • Investigate and escalate any suspicious activity or potential financial crime concerns identified during the CDD/EDD process.
  • Document findings and analysis in case management systems, ensuring accuracy and completeness of records.
  • Conduct advanced public records and open-source research to identify subject risk profiles and write clear and detailed reports summarizing potential findings.
  • Execute and deliver high-quality work product, functioning both independently and in a collaborative setting with a focus on client satisfaction.
Requirements
  • Bachelor's degree and a minimum of 0-2 years of relevant experience (Relevant experience may be substituted for formal education or advanced degree).
  • Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
  • 5 days in office required.
What We Offer

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

  • Medical, Rx, Dental & Vision Insurance
  • Personal and Family Sick Time & Company Paid Holidays
  • Position may be eligible for a discretionary variable incentive bonus
  • Parental Leave and Adoption Assistance
  • 401(k) Retirement Plan
  • Basic Life & Supplemental Life
  • Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
  • Short-Term & Long-Term Disability
  • Student Loan PayDown
  • Tuition Reimbursement, Personal Development & Learning Opportunities
  • Skills Development & Certifications
  • Employee Referral Program
  • Corporate Sponsored Events & Community Outreach
  • Emergency Back-Up Childcare Program
  • Mobility Stipend
About Guidehouse

Guidehouse is an Equal Employment Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.

Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.

If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at or via email at. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.

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