Compliance Professional Lead

Job Overview: Core Compliance & Legal Services, Inc. is a rapidly growing company assisting registered investment advisers, broker-dealers, and financial professionals to ensure they meet complex regulations. Our Compliance Manager will play a key role in driving our success, overseeing workflow, team efficiencies, and sales initiatives, as well as...

UCSF Health seeks an experienced Regulatory Compliance Lead to oversee our AI compliance program. This critical role will ensure that our AI solutions comply with regulatory requirements and industry best practices. As a key member of our team, you will work closely with stakeholders to identify and mitigate potential risks associated with AI adoption. The...

Core Compliance & Legal Services, Inc. Seeks a Financial Services ProfessionalThe company is an industry leading firm specializing in compliance consultation for SEC registered RIAs.We are seeking a Compliance Manager who is enthusiastic about advancing in this dynamic industry within a high-energy environment and driven by bonuses tied to team...

About the RoleShiftCode Analytics seeks an experienced Sr. SAI360 Architect to lead our Risk and Compliance Solution team. As a key member of our team, you will play a crucial role in shaping our company's approach to risk and compliance management.You will be responsible for designing, developing, and implementing interfaces, custom services, and solutions...

Information Security Compliance LeadAthena Corporate is seeking a highly skilled Information Security Compliance Lead to ensure our organization meets the highest standards of security compliance. This role requires in-depth knowledge of security compliance standards and regulations, as well as excellent communication and analytical...

About the RoleGap Inc. is seeking a seasoned Senior Counsel, Global Integrity and Compliance to spearhead its Anti-Corruption Program. As a key member of our team, you will be responsible for designing and implementing compliance risk mitigation strategies, overseeing the global program, and enforcing our Code of Business Conduct.Key ResponsibilitiesDevelop...

About UsGusto is committed to creating a world where work empowers a better life. Our mission-driven organization is dedicated to building a collaborative and inclusive workplace that fosters growth and development. We believe that great design can make hard things possible, even delightful.Job SummaryWe are seeking a highly skilled Senior Staff Product...

Petroplan seeks a seasoned Quality Assurance and Compliance Lead to oversee the implementation of quality management systems across engineering, design, procurement, and construction phases for our utility and industrial process infrastructure projects.This role requires strong leadership skills, expertise in QA/QC processes, and excellent communication...

What You'll DoYou will assist with preparation and completion of annual compliance risk assessments and reviews. Additionally, you will help administer the firm's Code of Ethics, including trade approvals, trade reviews, affirmation approvals, quarterly transaction reporting, and annual attestations. Furthermore, you will assist with legal and compliance...

About the RoleThe AML Specialist is a key position in the banking industry, requiring expertise in monitoring and analyzing financial transactions to prevent suspicious activity. As a Compliance Risk Management Professional, you will play a lead role in assisting leadership with developing strategies to mitigate financial crimes.Key ResponsibilitiesWork...

The Compliance Manager role at Two Chairs involves supporting the development and implementation of our compliance program, including policies and procedures. This temporary, six-month position will play a key role in driving the company's compliance program and ensuring adherence to all relevant federal, state, and local laws, rules, and...

Job DescriptionBloom Energy is seeking a highly skilled and experienced professional to lead the development and implementation of its compliance and ethics program. As Assistant General Counsel, Compliance, and Ethics, you will play a critical role in ensuring the company's adherence to laws and regulations related to anti-bribery and corruption, trade...

About Sia PartnersSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients.We have a global footprint and expertise in more than 30 sectors and services, optimizing client projects worldwide. Through our Consulting for Good...

OverviewSphere is a pioneering technology firm dedicated to empowering businesses to navigate global sales tax and VAT compliance requirements efficiently.About the RoleWe are seeking an exceptional Full Stack Engineer to join our team in San Francisco. This individual will play a pivotal role in building out our global tax compliance platform, leveraging...

About the Role:The Claims Audit and Compliance Professional will be responsible for performing quality audits of other operational processes, providing ad hoc consultation to the Claims department, and ensuring the accurate application of managed care agreements.This role requires strong knowledge of health care and managed care industry terms, including...

Job DescriptionLHH Recruitment Solutions is partnering with a leading company in the merchandise industry, dedicated to delivering high-quality products and exceptional customer service. They are seeking an experienced Tax Manager with at least 5 years of experience to manage their tax compliance and accounting functions. The ideal candidate will have a...

We are seeking an experienced Compliance Strategist to lead our mortgage compliance efforts at Unison. This is a hybrid position requiring three full days in our San Francisco, CA or Omaha, NE office.Job SummaryThe Chief Compliance Officer will establish and lead mortgage compliance processes as we launch our mortgage division. You will ensure compliance...

Project Strategy LeadWe are seeking a highly experienced Project Strategy Lead to join our team. As a key member of our organization, you will be responsible for developing and implementing project management methodologies to ensure successful project delivery.The ideal candidate will have a strong background in project management, with experience leading...

Bluestone Software is a leading national search firm with a focus on placing top Cyber Security talent nationwide. As a respected partner in the industry, we connect our clients with exceptional professionals who drive growth and success.About This RoleThe Cyber Security Manager will report to the Chief Information Security Officer (CISO) and collaborate...

Job Summary:We are seeking an experienced Accreditation Compliance Lead to join our team at Adventist Health. In this role, you will be responsible for managing all survey and regulatory compliance with various governmental agencies, including the Joint Commission.About Us:Adventist Health is a faith-based, not-for-profit integrated health care delivery...