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Compliance Risk Manager

2 months ago

Salt Lake City Utah, United States Celtic Bank Full time
About the Role

Celtic Bank is seeking a highly skilled Compliance Analyst - Testing to join our team. As a Compliance Analyst - Testing, you will play a critical role in ensuring the bank's compliance with regulatory requirements and industry standards.

Key Responsibilities
  • Monitor and evaluate the bank's products and processes for compliance with applicable laws and regulations.
  • Conduct targeted reviews of the bank's products and processes to identify potential compliance risks.
  • Stay up-to-date with emerging compliance risks and regulatory changes.
  • Communicate identified deficiencies and gaps to management and stakeholders.
  • Assist with the development and execution of test scripts to evaluate the bank's compliance with laws and regulations.
  • Analyze and review the bank's policies, procedures, and documentation of operational controls for compliance with industry standards and laws.
  • Communicate with employees and management across the bank's business units to understand and evaluate compliance processes and controls.
  • Assist with reporting to management of monitoring and testing activities, conclusions, and action plans.
  • Assist in preparation for regulatory exams.
  • Keep up with compliance requirements and amendments to regulations.
  • Complete additional projects and duties as directed by management.
Requirements
  • Bachelor's degree with compliance or banking experience desired; or 4 years comparable compliance or banking experience.
  • Detail-oriented and possess excellent interpersonal, organizational, and communication (verbal and written) skills.
  • Understanding of compliance program management, third-party oversight, and consumer protection financial regulations.
  • Experience in complaint management, incident management, marketing compliance, and understanding of third-party oversight principles.
  • Knowledge and experience in performing internal control reviews, quality assessments, or compliance or audit testing.
  • Ability to problem-solve and work independently.
  • Must possess the ability to prioritize and support various activities simultaneously.
  • Ability to thrive in a deadline-driven environment.
  • Strong technical skills, including Microsoft Office, internet, and SharePoint/OneDrive.
  • Adaptability to meet changing department priorities.
  • Ability to learn quickly and adapt to new processes.
  • Ability to establish and maintain effective work relationships.
  • CRCM desired, but not required.
  • Experience working with regulators (FDIC, Utah Department of Financial Institutions) is preferred.
Benefits
  • Medical, dental, vision
  • 401(k) with employer match
  • Life and long-term disability coverage
  • HSA and FSA plans
  • Holidays and paid time off requests
  • Robust wellness program
About Celtic Bank

Celtic Bank is a leading nationwide lender specializing in SBA 7(a), SBA 504, USDA B&I, express loans, asset-based loans, commercial real estate loans, and commercial construction loans. We are headquartered in the heart of downtown Salt Lake City, Utah, and are committed to providing excellent service to our customers.

Physical and Other Requirements

This job operates in a professional office environment. The employee is frequently required to stand, walk, use hands to type, handle documents, and perform other office-related duties. Exerting up to 10 pounds of force occasionally and/or negligible amount of force frequently or constantly to lift, carry, push, pull, or otherwise move objects.