Compliance Attorney

6 days ago

San Francisco, California, United States Norton Rose Fulbright Full time

About Norton Rose Fulbright

We are a leading global law firm with a strong strategic focus and real momentum. Our industry-focused approach has enabled us to take on pioneering work in various areas, breaking new ground and pushing boundaries. Our shared values define our culture and workplace, making us an unusually collegial, team-oriented, and innovative environment.

Our US Compliance Team consists of experienced professionals, including the Deputy General Counsel, Compliance, a management team, Assistant Deputy General Counsel, Compliance, Counsel, Senior Lawyer, and Analyst Manager, as well as a team of Compliance Lawyers, Senior Compliance Analysts, Compliance Analysts, and Client/Matter Intake Analysts. We work closely with Norton Rose Fulbright Compliance Teams in Australia, Canada, South Africa, Europe, the Middle East, and Asia, requiring a commitment to working outside regular business hours.

This role will report to a Counsel & Senior Manager, Compliance and Head of Compliance US, and involve liaising with Global Compliance Lawyers, Compliance Analysts, Norton Rose Fulbright US LLP partners, and other personnel. The successful candidate will demonstrate excellent commercial judgment, strong written and oral communication skills, and experience operating in a multi-cultural environment.

Key Responsibilities:

  • Advise partners, attorneys, and the Global Compliance Team on identifying and resolving potential conflicts of interests, considering relevant legal and ethical considerations and commercial concerns.
  • Collaborate with analysts to ensure consistent workflow and timely production, supervising the workflows and work products of at least two Compliance Analysts.
  • Interact with all levels of Norton Rose Fulbright US LLP Management to resolve potential conflict of interest issues or commercial concerns related to new matter intake, lateral hires, business development, and practice development projects.
  • Drive conflict issues to full resolution and manage a docket of between 15 and 30 outstanding conflict matters at any given time.
  • Assist with enforcement and other issues related to Norton Rose Fulbright's Global Practice Standards addressing stock and share dealings, external appointments, prohibitions on bribery, corruption, and discrimination, economic sanctions, anti-money laundering requirements, and cyber security considerations.
  • Liaise and interact with the Compliance Teams at Norton Rose Fulbright Australia, Norton Rose Fulbright Canada, Norton Rose Fulbright LLP, and Norton Rose Fulbright South Africa daily.
  • Analyze conflict issues surrounding directorships and trusteeships to maintain databases.
  • Review client relationship letters to identify contractual obligations for conflict resolution.
  • Address questions and concerns related to our policies on share dealing.

Additional Duties:

Please note that this job description is not exhaustive, and duties, responsibilities, and activities may change at any time with or without notice.

Required Skills and Qualifications:

  • Licensed to practice law in one or more states where Norton Rose Fulbright US LLP has an office (particularly Texas, New York, Illinois, Missouri, Colorado, California, and the District of Columbia).
  • Experience working as an attorney.
  • A thorough understanding of and working knowledge of US conflicts rules.
  • Highly intelligent with excellent commercial judgment.
  • Strong written and oral communication skills and experience operating in a multi-cultural environment.
  • Sufficient maturity and judgment to work successfully and confidently with all levels, including senior management and partners.
  • Ability to exercise risk-based judgment calls on a daily basis.
  • Familiarity with a lawyer's duties regarding confidentiality, privilege, and client care.
  • Highly analytical with the ability to anticipate potential problems and propose/implement solutions.
  • Ability to effectively supervise the work product and daily workflow of two analysts; prior supervisory experience is preferred.

Compensation:

The estimated annual base salary for this position in the California market ranges from $130,000 to $165,000. This figure represents our good faith estimate of the possible compensation for a position in California. Salaries in other markets will vary based on market data. Bonus opportunities are non-guaranteed and dependent on individual and firm performance.

Benefits:

Norton Rose Fulbright offers a comprehensive benefits package, providing employees with financial security, health, and wellness support. Benefits include access to three medical plans, dental, vision, life, and disability insurance, pre-tax benefits such as health savings and flexible spending accounts, participation in a 401(k) savings plan, and profit-sharing plans if eligible. Full-time employees also enjoy fertility benefits and a generous paid parental leave benefit, allowing parents to take a minimum of 14 weeks of paid leave to bond with their newborn or adopted child(ren).

Equal Opportunity Employer:

Norton Rose Fulbright is an Equal Opportunity/Affirmative Action Employer, committed to providing reasonable accommodation as an Equal Opportunity Employer to applicants with disabilities. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or protected veteran status.

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