Compliance Manager

2 weeks ago


Richmond, Virginia, United States Genworth Full time
Job Title: Compliance Manager

At Genworth, we are seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a crucial role in ensuring that our company's operations are in compliance with all relevant laws, regulations, and industry standards.

Key Responsibilities:
  • Provide program management, administration, and reporting of the annual Life, Long Term Care, and Annuity Market Conduct Annual Statement (MCAS).
  • Conduct weekly audits of Consumer and Department of Insurance (DOI) Complaints for Life, Annuity, and Long-Term Care insurance product lines.
  • Compile and report the results of the Complaint audit monthly to the Operations Compliance team and the Consumer Affairs team.
  • Act as a back-up resource for the Administrator of the iSight Complaint System as needed.
  • Assist the Variable Life & Annuity Customer Service and Claims Operations in identification of 38a-1 reporting issues and maintain the 38a-1 log.
Requirements:
  • BS/BA in business related field of study or significant work experience related to compliance and regulation in the insurance industry.
  • Securities Series 6 License or ability to obtain within 6 months of hire.
  • Working knowledge of Life, Long Term Care, and Annuity products and their associated regulatory requirements.
  • Strong working knowledge and understanding of Operations processes/procedures and the compliance/market conduct/regulatory issues related to them.
What We Offer:
  • Competitive compensation and total rewards incentives.
  • Comprehensive healthcare coverage.
  • Multiple 401(k) savings plan options.
  • Auto enrollment in employer-directed retirement account feature.
  • Generous paid time off, including 12 paid holidays, volunteer time off, and paid family leave.


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