Compliance Risk Manager

1 week ago


Richmond, Virginia, United States Capital One Full time
Compliance Advisor Role

Capital One is seeking a highly skilled Compliance Advisor to join our Enterprise Services Division. As a key member of our team, you will play a critical role in driving regulatory compliance and risk management across our business areas.

Key Responsibilities:
  • Collaborate with product, business, and risk teams to identify, document, and mitigate compliance risks
  • Develop innovative approaches to drive regulatory compliance and enable business growth
  • Coordinate across business, risk, and compliance teams to meet compliance management program requirements
  • Assess process breakdowns for regulatory impact and perform compliance risk assessments
  • Review business risk compliance monitoring results and validate monitoring processes
  • Lead/participate in cross-functional and enterprise-wide compliance projects and initiatives
Requirements:
  • Bachelor's degree or military experience
  • At least 3 years of experience in a risk, compliance, or legal role within a FinTech, Financial Services, or Technology organization
  • Proven track record of partnership with cross-functional colleagues to drive progress and results
  • Ability to think strategically and innovatively with a proven track record for delivering results
About Capital One:

Capital One is a leading financial services company that is committed to diversity and inclusion in the workplace. We offer a comprehensive and competitive benefits package that supports your total well-being. Learn more about our company culture and benefits at the Capital One Careers website.



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