Financial Institutions Compliance Specialist

Job SummaryRSM US LLP is seeking a highly skilled Regulatory Compliance Manager to join our Risk Advisory Services practice. As a key member of our team, you will be responsible for leading and delivering regulatory compliance internal audits, assessments, and other services to clients in the financial industry.Key ResponsibilitiesDevelop and maintain strong...

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has evolved from its origins as the family office of John D. Rockefeller, established in 1882. With a commitment to providing strategic guidance to high-net-worth individuals, families, institutions, and corporations, the firm operates in 30 markets across the...

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has been serving ultra- and high-net-worth individuals, families, institutions, and corporations since its inception. With a legacy dating back to 1882, the firm has evolved to provide strategic financial guidance from multiple locations across the United States...

About the RoleThe Senior Account Executive will play a critical role in driving new revenue growth for Method Financial. This individual will partner with the go-to-market and leadership team to drive incremental new pipeline and sales, focusing on generating new deals and building strong, long-lasting relationships with companies.Key ResponsibilitiesDevelop...

Job Title: Tax Compliance SpecialistLinbar Solutions is seeking a highly skilled Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will be responsible for ensuring that our clients' tax obligations are met in a timely and accurate manner.Key Responsibilities:Conduct thorough reviews of financial statements and tax returns to...

{"title": "Investment Compliance Specialist", "content": "Job SummaryPineBridge Investments is seeking a highly skilled Investment Compliance Specialist to join our Global Compliance Team. As a key member of our team, you will be responsible for ensuring the compliance of our asset management business with relevant securities laws and regulations.Key...

Job OverviewA prominent financial services organization is in search of a Financial Crime Compliance Specialist.Location: Not specifiedEmployment Type: Temporary-to-HireKey Responsibilities:• Gather and evaluate data, including alerts, transactions, customer profiles, and pertinent account details to detect potential suspicious activities.• Thoroughly...

About the RoleSiebert Williams Shank & Co., LLC is a leading financial services firm seeking a highly skilled Institutional Fixed Income Sales Specialist to join its team. As a specialist in corporate bonds and agency debt products, you will be responsible for building and maintaining relationships with clients, providing expert advice, and executing trades...

Job SummaryVoya Financial is seeking a highly skilled Compliance Officer - Equity Specialist to join our team. As a key member of our compliance department, you will be responsible for monitoring client portfolios for compliance with securities laws and client guidelines.Key ResponsibilitiesProvide portfolio surveillance support on both a pre- and post-trade...

Job Title: Operations Specialist, Institutional Funding and Partnerships Job Summary: We are seeking an experienced Operations Specialist to join our Institutional Funding and Partnerships team. The successful candidate will be responsible for supporting the team to work more efficiently and effectively towards reaching our ambitious revenue goals. Key...

Job Title: Operations Specialist, Institutional Funding and Partnerships Job Summary: We are seeking an experienced Operations Specialist to join our Institutional Funding and Partnerships team. The successful candidate will be responsible for supporting the team to work more efficiently and effectively towards reaching our ambitious revenue goals. Key...

Job SummaryWe are seeking a highly skilled Compliance Surveillance Specialist to join our team at Jefferies Financial Group. As a key member of our Compliance department, you will play a critical role in ensuring the effectiveness of our trade surveillance systems and processes.Key ResponsibilitiesAct as a US point of contact for the firm's trade...

Job Title: Underwriting Manager, Financial InstitutionsArgo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness, and opportunity. We're an innovative organization that's small enough to be agile and big enough to make a difference in our industry.Our flexible workplace is continuously evolving to ensure all...

About the RoleWe are seeking an experienced Analyst to join our growing Financial Institutions team at Kroll Bond Rating Agency, LLC. This role will be focused on credit ratings and research of non-bank financial institutions.Key ResponsibilitiesAnalyze financial statements of financial institutions, focusing on Asset Managers and other types of non-bank...

Position: Lead Underwriter for Financial InstitutionsOverview: Zurich North America is seeking a skilled Lead Underwriter to enhance our team in a dynamic urban environment. This role focuses on underwriting management and professional liability accounts tailored to the financial services sector.Key Responsibilities:Administer and oversee underwriting...

About the RoleWe are seeking a seasoned sales professional to lead our Institutional Sales team within the Financial Markets Americas division. As a key member of our team, you will be responsible for driving the growth of our financial institutions franchise and managing client relationships across various products.Key ResponsibilitiesManage and mentor a...

Job Title: Institutional Client Group Sales SpecialistJob Summary:We are seeking a highly motivated and experienced Institutional Client Group Sales Specialist to join our team at Deutsche Bank. As a key member of our Institutional Client Group, you will be responsible for developing and maintaining strong relationships with our institutional clients,...

About the RoleWe are seeking a highly skilled Business Development Specialist to join our team at White & Case. As a key member of our Business Development, Marketing and Knowledge Team, you will play a critical role in supporting the growth and development of our Financial Institutions and Private Equity groups.Key ResponsibilitiesWork closely with senior...

Financial Grants SpecialistAbout the Organization:Esteemed non-profit entity dedicated to delivering housing solutions for women in need within the community.Recognized community partners and advocates for over a decade.Dynamic and collaborative workplace that fosters professional development.Former employees commend the organizational culture and benefits,...

Job Title: AML Operations SpecialistCompany: Prime HiresEsteemed financial services provider with a strong presence in North AmericaEngaged in a variety of sectors including corporate finance, asset management, private banking, and retail servicesOverview:Join Prime Hires, a distinguished financial services provider recognized for its robust North American...