Market Surveillance Analyst

3 days ago


Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time
Job Title: Associate Principal Analyst, Insider Trading Detection

This role is part of the Surveillance and Market Intelligence section within the Market Regulation department at Financial Industry Regulatory Authority, Inc.

Key Responsibilities:
  • Conduct routine surveillance reviews of moderate to high complexity to identify unusual market activity.
  • Collaborate with cross-functional teams to analyze and investigate market anomalies.
  • Develop and maintain expertise in market surveillance and regulatory compliance.
  • Stay up-to-date with regulatory changes and industry developments.
Requirements:
  • Strong analytical and problem-solving skills.
  • Ability to work in a fast-paced environment and meet deadlines.
  • Excellent communication and collaboration skills.
  • Proficiency in market surveillance and regulatory compliance.

This is an exciting opportunity to join a team dedicated to maintaining the integrity of the financial markets.



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