Market Surveillance Analyst
3 days ago
This role is part of the Surveillance and Market Intelligence section within the Market Regulation department at Financial Industry Regulatory Authority, Inc.
Key Responsibilities:- Conduct routine surveillance reviews of moderate to high complexity to identify unusual market activity.
- Collaborate with cross-functional teams to analyze and investigate market anomalies.
- Develop and maintain expertise in market surveillance and regulatory compliance.
- Stay up-to-date with regulatory changes and industry developments.
- Strong analytical and problem-solving skills.
- Ability to work in a fast-paced environment and meet deadlines.
- Excellent communication and collaboration skills.
- Proficiency in market surveillance and regulatory compliance.
This is an exciting opportunity to join a team dedicated to maintaining the integrity of the financial markets.
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Senior Surveillance Analyst
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Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full timeJob SummaryWe are seeking a highly skilled Senior Analyst to join our Surveillance and Market Intelligence team. As a key member of our team, you will be responsible for conducting routine surveillance reviews to identify unusual market activity and potential violations of applicable federal securities, FINRA, and RSA client rules and regulations.Key...
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Senior Analyst, Insider Trading Detection-Equity
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Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full timeJob SummaryWe are seeking a highly skilled Senior Analyst to join our Surveillance and Market Intelligence team. As a key member of our team, you will be responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA...
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