Senior Compliance Specialist

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key ResponsibilitiesAssist in the preparation and submission of regular...

Larson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business with a focus on Municipal Bonds (Munis). Our company is one of the world's largest banking groups with a global presence. The successful candidate will report directly into the US Head of...

Larson Maddox is seeking a seasoned Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business. The ideal candidate will have a strong background in Compliance Testing, with a focus on Volcker rule testing. The role will involve devising and delivering the firm's annual Compliance Testing program, leading...

Senior Compliance ManagerLarson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business, focusing on Municipal Bonds (Munis).Key Responsibilities:Provide Compliance advice to stakeholders and senior leaders in the Munis business, focusing on Controls and...

Senior Compliance Advisor for Investment BankingLarson Maddox is seeking a seasoned Compliance professional to provide expert advice and guidance to senior leaders and key members of our growing Investment Banking business, with a focus on Equity Capital Markets (ECM).The ideal candidate will report directly to the US Head of Investment Banking Compliance...

Larson Maddox is seeking an experienced Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business with an initial focus on Volcker Testing.The ideal candidate will report directly into the Americas Head of Wholesale Banking Compliance Testing.The Compliance Testing Manager will be responsible...

Innova Solutions is currently seeking a Senior Regulatory Compliance Specialist.Position Type:Full-time; Contract Duration: 12+ MonthsLocation:RemoteCompensation:$35 - $39/hr on W2Role Overview:As a Senior Regulatory Compliance Specialist, you will play a crucial role in supporting our ongoing projects. We are looking for a candidate who is eager to learn...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...

Job Title: Senior Regulatory AnalystOscar Health is seeking a highly skilled Senior Regulatory Analyst to join our Legal Operations team. As a key member of our Regulatory Operations team, you will be responsible for ensuring Oscar's compliance with federal and state health plan requirements.About the RoleThe Senior Regulatory Analyst will work closely with...

Senior NERC Compliance EngineerKey ResponsibilitiesCollaborate with subject matter experts to ensure high standards of NERC compliance.Develop and implement effective NERC Compliance Monitoring and Enforcement Programs.Engage with industry partners, including NYISO, NYPA, and neighboring utilities, to coordinate compliance activities.Participate in NERC...

Larson Maddox is seeking an experienced Compliance professional to join our team as an Executive Director. The ideal candidate will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business, with a focus on Equity Capital Markets (ECM). Key Responsibilities: * Provide specialist product...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Deutsche Bank. As a Futures Commission Merchant Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with US Futures regulations and policies.Key ResponsibilitiesParticipate in the development and...

Job SummaryWe are seeking a highly skilled AML Compliance Specialist to join our team at Collabera. As a key member of our organization, you will be responsible for developing and implementing a comprehensive strategy for data migration, ensuring compliance with regulatory guidelines and governance standards.Key ResponsibilitiesPartner with senior leadership...

About the RoleWe are seeking a dedicated and compassionate Senior Care Specialist to join our team at Sunrise Senior Living. As a key member of our care team, you will play a vital role in providing exceptional care and services to our residents and their families.ResponsibilitiesBuild Meaningful Relationships: Develop strong bonds with a designated group of...

Company OverviewBruin is a prestigious family office, akin to a hedge fund, dedicated to maintaining high standards of compliance within the financial sector.Position SummaryWe are currently seeking a seasoned Senior Compliance Officer to enhance our New York operations. This role is pivotal in providing regulatory guidance for Equity Capital Markets (ECM)...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at Licking Memorial Health Systems (LMHS). As a Compliance Specialist, you will play a critical role in ensuring the accuracy and compliance of our billing and coding practices.Key ResponsibilitiesReview and analyze patient accounts that are pended due to system edits or payer...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation in the...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation in the...

Job Title: Senior Compliance OfficerJoin Sumitomo Mitsui Banking Corporation as a Senior Compliance Officer and play a critical role in ensuring the company's compliance with regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for providing regulatory and compliance advice to business units, identifying and providing...