Audit Manager, Audit Practices

4 weeks ago

Plano, Texas, United States Capital One Full time
About the Role

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. As an Audit Manager, you will be responsible for leading quality assurance reviews, aligning audit methodology, and driving forward audit technology and department-wide improvement initiatives.

Key Responsibilities
  • Lead the coordination and execution of key quality assurance reviews, including providing input to planning and testing, as well as identification, development, and documentation of exceptions related to quality assurance reviews.
  • Drive forward audit methodology updates and related enhancement efforts, including conducting research and analysis.
  • Design and execution of best-in-class operational processes and improvement initiatives of moderate complexity for the quality assurance and improvement program.
  • Effectively communicate review process scope, protocol, issues, risks, and recommendations in written reports and oral presentations to internal and external stakeholders, including audit leadership.
  • Supervise and coordinate work assignments amongst team members. Provide timely feedback and coaching to staff.
  • Manage timely and quality delivery of audit work. Demonstrate the ability to successfully meet deadlines, as well as flexibility in responding to changes in assignment and job responsibility.
  • Leverage specialized knowledge and skills, providing audit teams with insight into their area of subject-matter focus.
  • Establish and maintain effective relationships with audit teams and audit leadership. Provide training and coaching to audit team members during quality assurance reviews as applicable, and the broader Audit Practices team.
Requirements
  • Bachelor's Degree or military experience.
  • At least 5 years of experience in auditing or quality assurance review, accounting, financial analysis, risk management, or a combination.
  • At least 2 years of experience in leading projects and performing in the role of auditor-in-charge.
Preferred Qualifications
  • Master's Degree in Accounting, Finance, Economics, or Business Administration.
  • Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA).
  • 2 years of experience in a bank or a financial services firm.
  • 1 year of experience performing data analysis in support of internal audit.
About Capital One

Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth, or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state, or local law.

Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.

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