Risk Management Specialist

19 hours ago


Chicago, Illinois, United States Robinhood Full time
About the Role

We are seeking a highly skilled Risk Management Specialist to join our team at Robinhood. As a key member of our Brokerage Risk Management Department, you will play a crucial role in overseeing the comprehensive risk management frameworks of our brokerages.

Key Responsibilities
  • Conduct risk assessments and perform control testing to identify and mitigate potential risks.
  • Design and implement risk indicators, operational controls, and risk alerts and dashboards to ensure continuous monitoring and supervision of risk exposures.
  • Utilize data analytics to drive strategic risk initiatives and prepare materials for business risk reviews and risk committee meetings.
  • Lead and facilitate meetings with working groups to ensure effective communication and collaboration at all organizational levels.
  • Enhance the operational control function by ensuring the integrity and accuracy of internal firm account activities.
  • Develop integration solutions for brokerage risk activities to the GRC platform and train partners to use the platform independently.
Requirements
  • 7+ years of hands-on experience in Broker Dealer Operations, Risk Management, and Data Analytics.
  • SIE, Series 7, and Series 24 (or ability to obtain within 6 months).
  • Deep knowledge of broker-dealer operations and a passion for risk management.
  • Proven program management skills, with the ability to implement operational improvements and manage comprehensive risk management programs.
  • Proficient ability to proactively identify and address potential risks, showing initiative in designing and executing risk management strategies.
  • Technical competencies to conduct data analysis, build dashboards, and develop automated solutions, including proficiency in SQL, Python, and data visualization tools.
  • Excellent collaboration and communication skills, ensuring senior leadership is consistently informed of key risk information.
  • History of continuous learning and staying up to date on industry trends and practices.
About Robinhood

Robinhood is a leading fintech company that's democratizing finance for all. We're committed to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone.

We offer a competitive compensation package, including market competitive pay, 100% paid health insurance, and a range of benefits to support your well-being and career growth.



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