Regulatory Advisory Director
24 hours ago
We are seeking a highly experienced Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will be responsible for leading consent order remediation efforts and managing large-scale financial crime transformation programs.
Key Responsibilities- Represent the firm as a thought leader in the financial crime space, participating in industry conferences and publishing insights and white papers.
- Collaborate with the global lead to align US initiatives with the overall global strategy, contributing to the development of global best practices and service offerings.
- Support the development of a high-performing consulting practice, recruiting, mentoring, and developing a team of financial crime experts.
- Demonstrate a proven track record of sales and successful project delivery, driving revenue growth through effective sales strategies and high-quality service delivery.
- Develop a robust book of business by leveraging your extensive networks within the financial services industry and our networks within the firm, identifying and pursuing new business opportunities and fostering long-term client relationships.
- Lead consent order remediation efforts and financial crime change/transformation programs for large international banks.
- Oversee AML and Sanctions projects, ensuring compliance with regulatory requirements and industry best practices.
- Serve as the US lead for financial crime consulting, helping drive the strategic direction and growth of the practice.
- 10 years or more of experience in financial crime investigations within a consulting firm and/or banking environment.
- CAMS certification.
- Proven ability to develop and expand a book of business through strategic networking and business development efforts.
- Demonstrated experience in leading consent order remediation efforts and managing large-scale financial crime transformation programs.
- BA or BS in Accounting, Finance, Business, or related field.
- Excellent communication and interpersonal skills, with the ability to engage effectively with senior executives.
- Strong leadership and team management skills.
- Highly motivated and proactive, with the ability to work independently and drive initiatives with minimal supervision.
- Master's Degree in Business, Accounting, Finance, or related field.
Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Forvis Mazars reserves the right to make changes to the salary range based on business needs.
-
Director of Regulatory and Risk Advisory
2 days ago
New York, New York, United States Forvis Mazars, LLP Full timeJob Title: Director - Regulatory and Risk AdvisoryForvis Mazars, LLP is seeking a highly skilled Director to join our Regulatory and Risk Advisory team. As a key member of our team, you will be responsible for providing expert advice and guidance to our clients on regulatory and risk management matters.About the Role:This is a challenging and rewarding role...
-
Director - Regulatory and Risk Advisory
2 weeks ago
New York, New York, United States Forvis Mazars, LLP Full timeAbout the RoleWe are seeking a highly skilled and experienced Director - Regulatory and Risk Advisory to join our team at Forvis Mazars, LLP. As a key member of our Risk Advisory practice, you will be responsible for providing expert advice and guidance to our clients on regulatory and risk management matters.Key ResponsibilitiesDevelop and implement risk...
-
Director of Regulatory and Risk Advisory
2 days ago
New York, New York, United States Forvis Mazars, LLP Full timeJob Title: Director - Regulatory and Risk AdvisoryWe are seeking a highly skilled and experienced Director to join our Regulatory and Risk Advisory team at Forvis Mazars, LLP. As a key member of our team, you will be responsible for providing expert advice and guidance to our clients on regulatory and risk management matters.About the RoleThis is a...
-
Regulatory Advisory Director
3 weeks ago
New York, New York, United States Forvis Mazars, LLP Full timeJob Title: Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to join our team at Forvis Mazars, LLP. As a key member of our Financial Services Regulatory practice, you will play a critical role in helping our clients navigate complex regulatory environments and achieve their business objectives.About the Role:The...
-
Regulatory Advisory Director
1 hour ago
New York, New York, United States FORVIS Full timeJoin Our Team as a Regulatory Advisory DirectorWe are seeking a highly skilled Regulatory Advisory Director to lead our financial crime consulting practice in the US. As a key member of our team, you will be responsible for driving the strategic direction and growth of the practice, while providing expert guidance to our clients on regulatory matters.Key...
-
New York, New York, United States FORVIS Full timeUnlock Your Career PotentialAre you a seasoned professional with a passion for risk management and regulatory compliance? Do you have a strong background in finance, business, or mathematics? We're seeking a highly skilled Director of Regulatory and Risk Advisory to join our team at Forvis Mazars.About the RoleThis is a unique opportunity to work with our...
-
New York, New York, United States Groupe Crédit Agricole Full timeJob Title: Global Markets Regulatory Compliance Advisory DirectorJoin Groupe Crédit Agricole as a Global Markets Regulatory Compliance Advisory Director and take on a challenging role that requires expertise in regulatory compliance and risk management. As a key member of our team, you will be responsible for providing advice on Swap Dealer and Broker...
-
Regulatory Advisory Consultant
1 month ago
New York, New York, United States FORVIS Full timeAbout the RoleWe are seeking a highly skilled Regulatory Advisory Consultant to join our team at Forvis. As a key member of our Financial Services Regulatory Advisory practice, you will play a critical role in helping our clients navigate the complex regulatory landscape and achieve their strategic objectives.Key ResponsibilitiesProvide expert regulatory...
-
Regulatory Advisory Senior Consultant
2 weeks ago
New York, New York, United States FORVIS Full timeUnlock Your Career Potential in Financial Services Regulatory AdvisoryAre you a motivated and detail-oriented professional looking to make a meaningful impact in the financial services industry? Do you have a passion for regulatory compliance and a desire to work with a dynamic team of experts? If so, we invite you to explore our Senior Consultant -...
-
Investment Advisory Director
2 days ago
New York, New York, United States Tandym Group Full timeInvestment Advisory Associate DirectorA financial services firm, Tandym Group, is seeking an experienced professional to fill the role of Investment Advisory Associate Director.Key Responsibilities:Collaborate with client personnel on compliance mattersAdvise clients on compliant business practices and establish a compliance programDevelop and maintain...
-
Regulatory Advisory Senior Consultant
4 weeks ago
New York, New York, United States FORVIS Full timeAbout the RoleWe are seeking a highly skilled Regulatory Advisory Senior Consultant to join our team. As a key member of our Financial Services Regulatory Advisory practice, you will work closely with clients to help them navigate complex regulatory environments and achieve their strategic objectives.Key ResponsibilitiesProvide expert advice on regulatory...
-
Regulatory Compliance Director
3 weeks ago
New York, New York, United States Optima Partners Holdings LLC Full timeJob Title: Associate Director of ComplianceOptima Partners Holdings LLC is seeking a highly skilled Associate Director of Compliance to join our team. As a key member of our compliance department, you will be responsible for providing senior oversight of client regulatory compliance matters.Key Responsibilities:Lead or support an entire sales cycle,...
-
New York, New York, United States Crédit Agricole CIB Full timeJob Title: Global Markets Regulatory Compliance AdvisoryJob Summary:We are seeking a highly experienced Compliance Director to join our Global Markets team in Americas. The successful candidate will be responsible for providing expert advice on regulatory compliance matters, including Swap Dealer and Broker Dealer regulations, and internal policies and...
-
Investment Advisory Director
3 weeks ago
New York, New York, United States Tandym Group Full timeTandym Group is seeking an experienced professional to fill the role of Investment Advisory Associate Director. This position requires a strong understanding of the Investment Advisors Act of 1940 and the ability to work closely with clients on compliance matters. The ideal candidate will have a bachelor's degree in a related field and 3-5 years of direct...
-
Director of Regulatory Compliance
1 week ago
New York, New York, United States Oscar Health Full timeJob Title: Director, Regulatory ComplianceOscar Health is seeking a highly skilled Director, Regulatory Compliance to join our Corporate Compliance team. As a key member of our team, you will be responsible for overseeing the regulatory implementation process and compliance strategic operations processes.About the RoleThe Director, Regulatory Compliance will...
-
Regulatory Advisory Senior Manager
4 weeks ago
New York, New York, United States FORVIS Full timeJob Title: Regulatory Advisory Senior ManagerWe are seeking a highly skilled Regulatory Advisory Senior Manager to join our team at Forvis. As a key member of our team, you will be responsible for leading and managing audits, ensuring compliance with regulatory requirements, and providing expert advice on AML and Sanctions programs.Key Responsibilities:Lead...
-
Regulatory Advisory Senior Manager
1 day ago
New York, New York, United States FORVIS Full timeJob SummaryWe are seeking a highly experienced Regulatory Advisory Senior Manager to join our team at Forvis. As a key member of our advisory services team, you will be responsible for leading and managing audits of AML and Sanctions programs to ensure compliance with regulatory requirements and internal policies.Key ResponsibilitiesLead and manage audits of...
-
Transaction Advisory Services Director
4 weeks ago
New York, New York, United States Crowe Full timeAbout the RoleCrowe is seeking a seasoned professional to lead our Transaction Advisory Services team in New York. As a Managing Director, you will be responsible for driving the growth and development of our private equity advisory practice, working closely with clients to provide strategic advice and deliver high-quality services.Key ResponsibilitiesLead...
-
Regulatory Advisory Senior Manager
1 month ago
New York, New York, United States FORVIS Full timeAbout the RoleWe are seeking a highly skilled and experienced Regulatory Advisory Senior Manager to join our team at FORVIS. As a key member of our compliance and advisory team, you will play a critical role in ensuring the effectiveness and reliability of our clients' Anti-Money Laundering (AML) and Sanctions programs.Key ResponsibilitiesLead and Manage...
-
Tax Advisory Director
2 days ago
New York, New York, United States FTI Consulting Full timeAbout FTI ConsultingFTI Consulting is a leading expert-driven consulting firm that provides strategic, operational, financial, and capital solutions to clients across various industries. Our team of experts has a proven track record of delivering exceptional results and making a positive impact on our clients' businesses.The RoleWe are seeking a highly...
