Compliance Analyst Asset Management Specialist
3 weeks ago
Segall Bryant & Hamill is an investment firm with a long history of helping clients achieve their long-term investment objectives through a disciplined process. Our firm offers a range of investment strategies and is committed to building strong relationships with our clients in the Advisor Solutions and Institutional channels.
As a compliance analyst asset management specialist, you will have the opportunity to work with securities laws, rules and regulations applicable to registered investment advisers and private fund offerings. You will be responsible for maintaining, updating and overseeing compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the Code of Ethics and Compliance Manual.
Key Responsibilities
- Implement and monitor investment restrictions in accordance with client investment guidelines.
- Analyze data requirements for financial and regulatory reporting to various agencies.
- Collaborate with the Compliance team on review of regulations and make appropriate updates and recommendations to regulatory documents, policies, and procedures.
- Prepare and assist in completing and reviewing periodic compliance and due diligence questionnaires.
Requirements
- Bachelor's Degree in a business-related area of study, with additional certifications a plus.
- 2 years of work experience in compliance with a Registered Investment Adviser, preferably with asset management industry knowledge.
- Commitment to high ethical standards and a strong understanding of the business operations, practices, procedures, and controls specific to the business units supported.
What We Offer
- A culture defined by a core set of values which guide the advice we provide, the strategies we recommend, the way we manage client portfolios and the way we treat our employees.
- A diverse and inclusive work environment where individuals from varied backgrounds are brought together, treated with respect, supported and valued.
- Autonomy and accountability.
- Benefits and work/life balance to meet each employee at their stage in life.
- Programs so employees can take an active role in the communities where they live & work.
- A performance management program and a dedicated Compensation Committee to ensure competitive compensation packages.
-
Compliance Specialist
4 weeks ago
Reston, Virginia, United States CI Segall Bryant & Hamill Full timeCI Segall Bryant & Hamill is a leading investment firm with a strong commitment to compliance and regulatory affairs. We are seeking a highly skilled Compliance Specialist to join our Asset Management team.The ideal candidate will have experience with securities laws, rules, and regulations applicable to registered investment advisers and private fund...
-
Regulatory Compliance Coordinator
3 weeks ago
Reston, Virginia, United States Northwest Asset Management Full timeJob SummaryThe Compliance Specialist plays a critical role in managing registration and regulatory compliance processes for SEC and state-registered firms. This position involves overseeing RIA registration processing, customizing Form ADV Parts 2A and 2B, and ensuring timely submission of annual renewal fees. This multifaceted role is essential for ensuring...
-
IT Asset Management Specialist
4 weeks ago
Reston, Virginia, United States ICF Full timeJob Summary:The IT Asset Management Specialist at ICF will be responsible for ensuring the effective handling and compliance of IT assets throughout the organization. This role demands strong organizational skills, attention to detail, and a thorough knowledge of ITAM processes and best practices.Key Responsibilities: Compliance Management & Auditing (50%):...
-
Asset Management Specialist
4 weeks ago
Reston, Virginia, United States The Consortium Full timeAbout the RoleThis position is based in our Reston, VA office and is full-time onsite. The Asset Management Analyst position involves aggregating a detailed inventory of software and hardware assets. Utilizing the information gathered to assist with decisions concerning Technology-related purchases and redistribution of those assets to the organization....
-
Asset Management Specialist
1 month ago
Reston, Virginia, United States The Consortium Full timeAbout the RoleThis position is based in our Reston, VA office and is full-time onsite. The Asset Management Analyst position involves aggregating a detailed inventory of software and hardware assets. Utilizing the information gathered to assist with decisions concerning Technology-related purchases and redistribution of those assets to the organization....
-
IT Asset Management Specialist
3 weeks ago
Reston, Virginia, United States System Soft Technologies Full timeJob Title: Technical Support SpecialistLocation: Detroit, MI (Remote)Contract: 12 Months+Rate: $23.00/HRAbout the Role:This is a 12-month contract position for a Technical Support Specialist. The ideal candidate will have experience in asset management and IT deployment, as well as a strong foundation in desktop/computer support.Key Responsibilities:Provide...
-
Business Systems Analyst
4 weeks ago
Reston, Virginia, United States Link Technologies Full timeLink Technologies is seeking a seasoned Business Systems Analyst to support our ongoing projects, particularly focused on the AssetWorks application. The successful candidate will play a key role in enhancing system integrations and driving operational efficiencies.Key Responsibilities:Collaborate with stakeholders to understand their needs and improve the...
-
Asset Management Specialist
4 weeks ago
Reston, Virginia, United States Lemery Connects Recruiting & Consulting Full timeJob SummaryLemery Connects Recruiting & Consulting is seeking a skilled Asset Management Specialist to oversee the leasing and maintenance of our facilities, procurement and maintenance of our field equipment and vehicle fleet, and optimize utilization and the repair/replace cycle.Key ResponsibilitiesProcure and dispose of assets in an optimal manner,...
-
Asset Portfolio Manager
4 weeks ago
Reston, Virginia, United States Pacific Rim Capital, Inc. Full timeAsset Portfolio ManagerJob SummaryPacific Rim Capital, Inc. is seeking an experienced Asset Portfolio Manager to join our Portfolio Management team. As an Asset Portfolio Manager, you will be responsible for managing the risk of new transactions and remarketing returning equipment. You will work closely with the Portfolio Management team and other...
-
Portfolio Manager
4 weeks ago
Reston, Virginia, United States Western Alliance Bank Full timeJob Title: Portfolio Manager - Asset Based LendingLocation: IL - Chicago LPOJob Summary:We are seeking a skilled Portfolio Manager to join our Asset Based Lending division. The successful candidate will be responsible for analyzing, structuring, underwriting, presenting, negotiating, and coordinating the closing of new ABL credit facilities, as well as...
-
Financial Analyst
4 weeks ago
Reston, Virginia, United States GForce Life Sciences Full timeJunior Financial Analyst (Trade Compliance) - Hybrid in Clark, NJMust be able to work on a W2 Summary:We are seeking a motivated Junior Financial Analyst to join our Trade Compliance team. The Junior Financial Analyst will be responsible for helping prepare monthly reports, conducting analysis, and supporting customs duties and import-export data. When...
-
Treasury Operations Specialist
4 weeks ago
Reston, Virginia, United States Asset Manager Full timeAbout Asset ManagerAsset Manager is a leading asset manager focused on credit investments with a significant presence in the financial services industry. The company has a growing portfolio with close to $10 billion in assets under management.Job Title and OverviewWe are seeking a highly skilled Treasury Operations Specialist to support our treasury...
-
Compliance Specialist
1 month ago
Reston, Virginia, United States BruckEdwards Inc Full timeJob SummaryBruckEdwards Inc. is a leading provider of IT services to the federal government. We are seeking a highly motivated and experienced Compliance Analyst to join our team.The ideal candidate will have a strong background in IT security and compliance, with a proven track record of conducting security reviews and audits. The successful candidate will...
-
Multifamily Asset Management Professional
3 weeks ago
Reston, Virginia, United States Abacus Capital Group LLC Full timeAbout the RoleAbacus Capital Group LLC is seeking a highly skilled Asset Management Analyst to support our multifamily investment platform. As a key member of our team, you will provide analytical support to asset management and portfolio management functions.Key ResponsibilitiesProvide analytical support to asset management/portfolio management.Learn all...
-
Trading Assistant
4 weeks ago
Reston, Virginia, United States Top Tier Alternative Asset Manager Full timeAbout the Firm:Our client is a top-tier alternative asset manager with a hybrid private equity and hedge fund strategy, boasting a long history of proven success in the industry and an amazing reputation and brand name.Company Culture:The firm has an amazing company culture, with a very friendly and inclusive environment that fosters growth and...
-
Investment Banking Associate
4 weeks ago
Reston, Virginia, United States Burnham Sterling Full timeBoutique Investment Banking Firm Expands in Greenwich, ConnecticutBurnham Sterling, a highly-successful boutique investment banking firm, is seeking three experienced investment banking associates for a full-time in-person position. The firm specializes in asset finance for corporate clients with over $40 billion in annual revenue and has recently expanded...
-
Senior Compliance Associate
4 weeks ago
Reston, Virginia, United States Forum Financial Management, LP Full timeCompliance Role at Forum Financial Management, LPForum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm (RIA) with over $8.5 billion in assets under management. Our firm was founded in 2002 and became an independent RIA advisory firm in 2009. We use a highly diversified investment strategy derived from decades of academic...
-
Asset Protection Professional
1 month ago
Reston, Virginia, United States Home Depot Full timeJob SummaryAs an Asset Protection Specialist at Home Depot, you will play a critical role in preventing financial loss caused by theft and fraud. You will support safety and environmental program compliance in your assigned store or multiple stores, identifying incidents of theft and fraud, reviewing CCTV and exception reports, and monitoring the store's...
-
Information Technology Asset Manager
4 weeks ago
Reston, Virginia, United States Intelliswift Software Full timeJob Title: Information Technology Asset ManagerJob Summary:We are seeking an experienced Information Technology Asset Manager to join our team at Intelliswift Software. The successful candidate will be responsible for the daily management of global software at our client, applying an in-depth understanding of software license models and IT Asset Management...
-
Asset Management Specialist
4 weeks ago
Reston, Virginia, United States Adecco Full timeAbout the Company:Adecco is a well-established commercial real estate firm in Milwaukee, Wisconsin, specializing in Class A commercial office properties.About the Role:This position will collaborate closely with the Due Diligence and Asset Management team on future acquisitions, dispositions, and special projects.Key Responsibilities: