Director of Regulatory Compliance

3 weeks ago

San Francisco, California, United States Nium Inc Full time

Job Summary
Nium Inc is seeking a highly skilled Director of Regulatory Compliance to join our global Compliance team. As a key member of the team, you will be responsible for advising the business on all compliance matters and ensuring the regulatory requirements for the US are met.

Key Responsibilities
- Develop and manage Financial Crime and AML methodology to manage all sources of regulatory risk to meet the needs of our US & Canada regulators and ensure they remain up to date with all regulatory and international standards
- Identify control gaps and lead the implementation of control enhancements to include AML, OFAC, and Regulatory Compliance
- Develop country-specific risk assessment highlighting control gaps
- Build up compliance oversight and testing activities as per regulatory and governance requirements and issue internal reports to Senior Management (AML/CTF internal control report, Fraud, periodic internal reports etc.)
- Act as a subject matter expert for the business and management on compliance-related matters in US, Canada, and Latin America
- Review and approve high-risk business for institutional clients from the Americas Region (including financial institutions and Banking as a Service Clients)
- Develop and improve the company's policies and procedures on an ongoing basis
- Lead AML external audits and support on bank partner requests
- Perform ongoing AML and OFAC risk assessments and horizon scanning for applicable regulatory requirements.
- Ensure proper regulatory and AML/CFT reporting to partner banks.
- Assist in improving and streamlining end-to-end compliance operational processes through automation and technology
- Lead the roll-out and ongoing management of the Compliance Training Framework
- Develop key risk indicators and ongoing reporting to Senior Compliance Teams.
- Manage and contribute to the Compliance Committee.
- Participating in Compliance or business-driven projects, including regulatory developments and strategic initiatives

Requirements
- At least 10 years' experience within regulated companies, in senior compliance role(s) with robust knowledge of Compliance topics (KYB / KYC, AML/CFT, Sanctions etc.)
- Good understanding of the Payments/Fintech industry
- Knowledge and experience (preferably within Payments/Fintech) in North America
- Experience with correspondent banking, banking as a service, and Financial Institution clients from the Americas region
- Strong analytical skills with experience in problem-solving and being able to implement and deliver solutions
- Demonstrate a clear sense of accountability in performing the role and a positive demeanor
- Ability to identify risks, control gaps, inefficiencies, see the bigger picture, challenge the current status quo, and define scalable and sustainable processes and methodology
- Ability to lead end-to-end process and control improvements cross-functionally and across various regions.
- Able to prioritize quickly and meet deadlines even under pressure
- Strong stakeholder management and communication skills
- Team player with strong collaborative qualities, including some previous experience (or willingness) to build, lead, and motivate a team.
- Willingness to learn continuously and keep up to date with the Payments industry and its regulatory landscape (Globally).

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