Regulatory Affairs Director

4 days ago


San Francisco, California, United States Paradigm Full time

Job Title: Regulatory Affairs Director

Job Summary: We are seeking a highly skilled Regulatory Affairs Director to join our team at Paradigm, a San Francisco-based crypto/web3 investment firm. The successful candidate will be responsible for implementing and maintaining a best-in-class compliance program, ensuring the firm's regulatory requirements are met, and promoting a strong culture of compliance.

Key Responsibilities:

  • Implement and maintain a best-in-class compliance program
  • Assist with administration of the firm's KYC/anti-money laundering program
  • Assist with implementation of the firm's code of ethics
  • Educate, train, and monitor associates with respect to compliance matters and firm policies and procedures
  • Perform periodic compliance program testing
  • Coordinate annual compliance reviews and risk assessments
  • Review marketing materials
  • Assist with regulatory filings, including Form PF and Form ADV

Requirements:

  • Bachelor's degree required
  • Three to five years of relevant compliance experience, preferably at a reputable registered investment adviser or broker-dealer
  • Demonstrated ability to effectively manage compliance projects
  • Ability to handle sensitive and confidential information and maintain discretion
  • Thrives in a fast-paced working environment with rapidly shifting priorities and needs


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