Audit Manager
2 days ago
RBC Capital Markets, LLC is seeking a highly skilled and experienced Audit Manager to join our team. As an Audit Manager, you will be responsible for leading internal audits to evaluate the effectiveness of controls, accuracy of financial records, and efficiency of operations, as well as ensuring compliance with governmental regulations.
Key Responsibilities- Lead internal audits to assess the effectiveness of controls and compliance with governmental regulations
- Develop and maintain the annual audit plan to ensure adequate coverage of all risks
- Execute internal audits in a team-based environment to assess the effectiveness of controls and compliance with governmental regulations
- Identify high-value audit observations, communicate, and gain agreement with both audit leadership and audit stakeholders
- Document findings and assess general impact on potential consequences of recommendations
- Participate in complex and confidential/special audit projects enterprise-wide as requested by RBC senior management
- Ensure appropriate working paper evidence of findings is maintained
- Manage performance of audit work and review working papers when audit lead
- 4+ years of experience in financial services internal audit (preferably Banking)
- Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX)
- Proven ability to produce well-written work products and effective communication along with value-added observations/recommendations
- Highly proficient in the use of Microsoft Excel, Word, and PowerPoint
- Strong problem-solving and negotiating skills to mitigate conflicts arising from difficult situations
- Proficient time management, organizational, and project management skills. Ability to pivot through working on multiple deliverables with tight deadlines
- A strong understanding of Data Analytics, data visualization, and reporting
- Knowledge of US regulatory standards, auditing standards, and business processes in the financial securities environment
- Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications
RBC Capital Markets, LLC is a leading financial institution that provides a wide range of financial products and services to individuals, corporations, and governments. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.
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