Audit Manager

2 days ago


Jersey City, New Jersey, United States RBC Capital Markets, LLC Full time
Job Summary

The Internal Audit Senior Manager - Risk Management will provide independent, objective assurance over the design and execution of the Bank's risk management practices established through Enterprise and Operational Risk's internal infrastructure, frameworks, policies, management reporting, and board reporting.

Key Responsibilities
  • Provide audit coverage over the Chief Risk Officer's organization and influence change across the second line of defense.
  • Act as a conduit for management reporting across all risks, frequently interacting with senior leadership across the organization, including coordination with the parent company's internal audit teams.
  • Oversee audit engagements/projects primarily focusing on Enterprise and Operational Risk with broader coverage of:
    • Risk Governance & Oversight
    • Risk Identification, Assessment & Measurement
    • Risk Appetite
    • Issues Management
    • Risk Data Aggregation & Reporting
    • Risk and Control Self-Assessment
    • Recovery & Resolution
    • Integration of Risk within Business Processes
  • Operational risks (Business Continuity; Finance; Fraud; Information Management; Legal; Model; People; Privacy; Processing & Execution; Product & Suitability; Safety & Security; Tax; and Third Party)
  • Stress Testing, Capital Plan, and Comprehensive Capital Analysis and Review (CCAR)
  • Reputational Risk
  • Strategic Risk
Requirements
  • Seven to 10 years of IA experience coupled with relevant risk management experience within the first or second line of defense.
  • Experience managing relationships with peers, senior leadership, and regulatory agencies.
  • Experience drafting and negotiating findings and audit reports.
  • Strong critical thinking; strong interpersonal skills and capacity to build relationships; ability to provide training to all levels of the organization.
  • Strong understanding of risk governance frameworks.
What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.

We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable

Leaders who support your development through coaching and managing opportunities

Ability to make a difference and lasting impact

Work in a dynamic, collaborative, progressive, and high-performing team

Opportunities to do challenging work

Opportunities to building close relationships with clients


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