Senior BSA/AML Compliance Specialist

2 weeks ago

Westlake, Ohio, United States Equity Trust Full time
Job Overview

The Senior BSA/AML Analyst plays a critical role in ensuring the company's compliance with Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations. This position is responsible for managing the administration, monitoring, and reporting of BSA/AML compliance programs.

Key Responsibilities
  • Assess and manage BSA/AML risk profiles to apply appropriate risk management processes.
  • Develop and maintain policies, procedures, and controls for ongoing compliance.
  • Utilize manual and automated systems for performance of program functions.
  • Conduct reviews for Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).
  • Monitor and analyze customer accounts for potentially suspicious activity.
  • Submit Suspicious Activity Reports (SARs) as applicable for reportable activity.
  • Complete Office of Foreign Assets Control (OFAC) and watchlist scans.
  • Manage 314(a) and 314(b) information sharing requests.
  • Prepare reports to management and committees.
  • Stay abreast of new regulatory requirements and industry trends through continuing education and professional organizations.
  • Recommend improvements to incorporate best practices, address emerging risks, and create efficiencies.
  • Design and deliver companywide and role-based training to promote a culture of compliance.
  • Provide frontline support by responding to questions regarding compliance matters.
  • Coordinate and handle requests for audits and examinations of the program.
  • Participate in Compliance projects.
Qualifications
  • Minimum 5 years of experience in Compliance and/or Audit department of financial services or other regulated business (bank, broker-dealer, or trust company preferred)
  • Bachelor's degree in business administration, finance, or related field; relevant work experience in lieu of a degree may be considered
Professional Certifications
  • Certified Anti-Money Laundering Specialist (CAMS)
Technical Skills
  • Knowledge in trust/financial service industry preferred
  • Familiarity with South Dakota Division of Banking Trust Company regulations, Internal Revenue Service requirements, and other federal laws preferred
  • Proficiency working with Microsoft Office suite
Cultural Competencies
  • Financial Acumen
  • Communicates Effectively
  • Action Oriented
  • Instills Trust

Equity Trust Company is an equal opportunity at will employer and does not discriminate against any employee or applicant for employment because of age, race, religion, color, disability, sex, sexual orientation, or national origin.

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