Compliance Program Management Vice President

5 days ago


Jersey City, New Jersey, United States SMBC Full time
Job Summary

We are seeking a highly skilled Compliance Program Management Vice President to join our team at SMBC. As a key member of our Financial Crime Compliance department, you will be responsible for establishing and enhancing Financial Crime Compliance Risk Assessments, focusing on External Fraud Risk Assessment.

Key Responsibilities
  • Establish a comprehensive External Fraud Risk Assessment framework for the SMBC Group Americas Division, identifying inherent risk and assessing the efficacy of internal controls to derive residual risk profile.
  • Coordinate with key stakeholders to develop and administer control surveys, maintaining effective channels of communication with business and other units to understand fraud risks and internal control mitigants for each area.
  • Develop relevant Key Risk Indicators (KRIs) and project management reports to communicate results and manage project timelines.
  • Develop and manage robust and detailed project plans that may include multiple sub-plans and cross-functional dependencies.
  • Write comprehensive reports based on inherent risk and controls analysis.
  • Stay abreast of the changing regulatory landscape and update the Risk Assessment methodology as necessary.
  • Assist the FCC Risk Assessment team with Anti-Money Laundering (AML), Sanctions, and other Risk Assessment efforts.
Requirements
  • Minimum of 7-10 years of relevant experience in Compliance, Risk Management, or a related field.
  • Minimum of 3 years of experience in project management with a minimum of 2 years in the financial services industry addressing regulatory issues and optimizing operations.
  • Bachelor's or master's Degree in a relevant discipline, such as Accounting, Finance, Banking, Law, or other related field.
  • Knowledge and understanding of Japanese culture and foreign banks in general are desirable.
  • Knowledge of banking products and services.
  • Strong relationship-building skills.
  • Extensive experience with, and knowledge of Fraud risks, controls, regulatory expectations related to Fraud Programs; BSA/AML/OFAC laws, rules, and regulations.
About SMBC

SMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.

We are an equal employment opportunity employer and welcome applications from diverse candidates. If you need a reasonable accommodation during the application process, please let us know at .



  • Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Job Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment...


  • Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Sumitomo Mitsui Banking Corp is a premier global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the organization provides a comprehensive suite of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and a workforce exceeding 80,000...


  • Jersey City, New Jersey, United States AIG Full time

    Vice President of Casualty Claims ManagementYour Future TeamAt AIG, we are transforming the way we assist clients in managing their risks. Join us as a Vice President of Casualty Claims Management to contribute to this evolution. In this role, you will collaborate with some of the most skilled professionals in claims and underwriting, tackling complex claims...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to oversee model performance evaluation, continuous monitoring, and data integrity assessments. This role involves conducting in-depth analytical research on model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products. This role will focus on credit, rates, and LATAM markets, ensuring accurate and reliable valuations.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products, particularly in the areas of credit, rates, and Latin American markets.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income securitiesLead...


  • Jersey City, New Jersey, United States Ashton Lane Group, Inc Full time

    Vice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the pricing and assessment of Fixed Income assets. This pivotal role will focus on credit, interest rates, and Latin American financial products.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income...


  • Jersey City, New Jersey, United States AIG Full time

    Vice President of Casualty Claims ManagementYour Future TeamAt AIG, we are transforming the way we assist clients in navigating risk. Join us as a Vice President of Casualty Claims Management to contribute to this evolution. You will collaborate with some of the industry's leading claims and underwriting professionals, tackling complex claims and intricate...


  • Jersey City, New Jersey, United States Park Hudson International Full time

    Position OverviewThe Vice President of Quantitative Analysis at a leading financial institution offers a competitive base salary of up to $155,000, commensurate with experience, along with a substantial bonus structure and comprehensive benefits package.Key ResponsibilitiesLead and manage quantitative research initiatives within the organization.Develop and...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    The Senior Vice President of Project Management is a pivotal figure who remains informed about advancements in their domain and contributes to the strategic direction by applying insights to their role and the organization. Acknowledged as a technical authority within the enterprise, this position requires a fundamental understanding of commercial dynamics....


  • Jersey City, New Jersey, United States Goldman Sachs Full time

    Position Overview: We are seeking a Senior Vice President of Software Engineering to lead the development and enhancement of our software solutions that support our global operations. This role involves designing and implementing high-quality, scalable technology solutions utilizing both proprietary and open-source services.Key Responsibilities:Oversee the...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in model performance evaluation, oversight, and data integrity verification. This role involves conducting analytical investigations into model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute model performance...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in comprehensive model performance evaluation, oversight, and data integrity analysis. This role involves conducting in-depth analytical investigations into model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to engage in comprehensive model performance evaluation, oversight, and data integrity analysis. This role involves conducting in-depth analytical studies on model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute model...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance Analyst to engage in model performance evaluation, oversight, and data integrity assessment. This role involves conducting analytical investigations into model outcomes and testing results, as well as monitoring model efficacy.Key Responsibilities:- Execute...


  • Jersey City, New Jersey, United States Bank of America N.A. Full time

    Position Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to oversee model performance evaluation, continuous monitoring, and data integrity assessments. This role involves conducting in-depth analytical studies on model outcomes and testing results, as well as evaluating model efficiency.Key Responsibilities:- Execute model...


  • Jersey City, New Jersey, United States Park Hudson International Full time

    Position OverviewThe Vice President of Quantitative Analysis plays a crucial role in a leading financial organization specializing in investment banking. This position offers a competitive base salary of up to $155,000, depending on the candidate's qualifications and experience, along with a generous bonus structure and excellent benefits.Key...

  • Vice President

    3 weeks ago


    Jersey City, New Jersey, United States Mizuho Bank Ltd Full time

    Position Title: Assistant Vice President - Collateral OversightKey Responsibilities:As a pivotal member of our team, you will oversee the margin call process and ensure compliance with all regulatory standards and contractual agreements. Your responsibilities will include:Reviewing margin call entries for precision and thoroughness before approving them in...


  • Jersey City, New Jersey, United States The Goldman Sachs Group, Inc Full time

    Job Overview Key Responsibilities: As a Senior Vice President of Software Engineering at The Goldman Sachs Group, Inc., you will be responsible for the development, enhancement, support, and maintenance of the firm's software solutions that cater to its global operations. Your role will involve designing and implementing high-quality, scalable technology...


  • Jersey City, New Jersey, United States The Bank of New York Mellon Full time

    Company Overview:At The Bank of New York Mellon, we are committed to providing exceptional financial services and solutions. Our Technology Services Group is dedicated to ensuring the highest level of support for our production services infrastructure.Position Summary:We are seeking an Executive Vice President of Infrastructure Services Management to oversee...