AML Compliance Risk Manager

About the RoleThe Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team.The...

Job Description:Citigroup, Inc. is seeking a highly skilled Compliance AML Risk Management Sr Officer to join our team in Jersey City, New Jersey. This senior-level position plays a critical role in establishing internal procedures to prevent money laundering and assisting in all matters concerning financial crimes.The ideal candidate will have extensive...

We are seeking a highly skilled and experienced Compliance Risk Management Director to join our team at Sumitomo Mitsui Banking Corp. As a key member of our Financial Crimes Compliance (FCC) Unit, you will be responsible for developing and implementing effective compliance programs to mitigate risks and improve overall governance. Your primary goal will be...

Job Overview:We are seeking an experienced Compliance AML Risk Management Sr Officer to join our team in Jersey City, New Jersey. The successful candidate will play a key role in preventing money laundering and addressing financial crime.The ideal candidate will have a strong understanding of regulatory requirements and be able to analyze complex data to...

Job Description:Citigroup, Inc. is seeking a highly skilled Compliance Risk Manager to join our team in Jersey City, New Jersey. As a key member of our Product Compliance Risk Management department, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.This exciting opportunity will involve monitoring...

Job DescriptionThe Quality Assurance (QA) Testing Associate will work within the Financial Crimes Compliance (FCC) Unit, responsible for assessing compliance with Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Sanctions laws and regulations. Key responsibilities include conducting day-to-day testing efforts related to Know-Your-Customer (KYC),...

Axelon Services Corporation is seeking a Trade Finance Analyst - Risk Management to join our team. As a Trade Finance Analyst - Risk Management, you will be responsible for identifying and mitigating risks associated with trade finance transactions.Key ResponsibilitiesIdentify and mitigate risks associated with trade finance transactions.Review transactions...

About MoomooMoomoo is a leading innovator in the financial services industry, with two SEC registered broker-dealers and a cryptocurrency brokerage under its wing. Our mission revolves around transforming the investing landscape through a digitized platform that enhances the investment experience. Here's an overview of our key entities: Futu Clearing Inc.: A...

Key ResponsibilitiesLiaise with regulators and internal audit staff for AML matters, including coordinating examinations, audits, and reviews.Assess complex issues, structure potential solutions, and drive effective resolution with other senior stakeholders.Develop and assist in the implementation of firm-wide AML risk management policy and strategic...

Job Summary:Citigroup, Inc. is seeking a highly skilled Compliance Product Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) function, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.In this role, you...

**Job Description**We are seeking a Risk Management and Compliance Specialist to join our team at MDMS Recruiting LLC. The successful candidate will have 8-10 years of experience in security GRC, project management, and other security practices.Estimated Salary:$150,000 - $200,000 per annumThe role involves leading our risk management and compliance...

Job OverviewAt Citigroup, Inc., we are seeking a highly skilled Compliance Testing Officer to join our team. This individual will play a crucial role in assessing compliance risks and controls implemented by the first and second line of defense. As a key member of our Independent Compliance Risk Management (ICRM) testing team, you will be responsible for...

Job DescriptionThe role of Compliance Testing Officer at Citigroup, Inc. is to serve as a key member of the Independent Compliance Risk Management (ICRM) team. The successful candidate will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Key activities include developing,...

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

Company Overview:Bally's Corporation is a leading global casino-entertainment company with a growing omni-channel presence. Our team operates across 10 states, managing 15 casinos, a golf course, and a horse racetrack. We also own Bally's Interactive International, a leading online gaming operator, and have access to OSB licenses in 18 states.Job...

As a Compliance and Risk Management Intern at Raymond James Financial Services, you will have the opportunity to work under general supervision on specific projects within an assigned functional area. Your knowledge and skills obtained through formal education and/or experience will be utilized to drive success in this role.Job DescriptionThe Summer...

Company OverviewFutu US Inc. is a leading provider of financial services, operating two SEC registered broker-dealers and a cryptocurrency brokerage under the umbrella of Futu Holdings Limited (Nasdaq: FUTU). Our mission focuses on innovating the investing landscape through a digitized brokerage and wealth management platform that elevates the investment...

About the Role:The Surveillance Services Manager will oversee the ICRM Global Surveillance platform, which encompasses a number of surveillance-related portfolios including trade surveillance, e-communications, and voice surveillance, employee trading, outside activities surveillance, and information barrier surveillance. This role requires the management of...

**Job Summary**We are seeking a highly skilled Compliance Risk Specialist to join our team. The ideal candidate will have 5-8 years of experience in compliance and risk management, with a strong understanding of regulatory laws and rules.The Senior Compliance Analyst will be responsible for designing and implementing new or enhanced surveillances to detect...

About Genesis10Genesis10, a leading staffing firm, is seeking an IT Project Manager with expertise in risk and compliance. Located in Jersey City, NJ, this 12+ month contract position offers a competitive salary range of $55.15-$63.15 per hour.Job ResponsibilitiesWork within the organization that supports Governance, Oversight, and Health Reporting for...