Compliance Risk Management Specialist

3 weeks ago

Frederick, Maryland, United States Legal & General America Full time
Compliance Analyst Job Description

At Legal & General America, we strive to make a positive impact on the lives of our customers, partners, colleagues, and the communities we serve. As a recognized leader in the term life insurance market, we're committed to innovation and technology to provide products and solutions that help American families secure their financial futures.

We're a future-focused company, passionate about what we do and how we do it. This means working with pace and energy to reach our goals, and challenging ourselves to achieve more. We aim to create a unique environment where balance between work and life is possible. Our employees' passion, dedication, and hard work, as well as our career development opportunities, benefits, and employee activities contribute to our positive workplace culture.

Key Responsibilities
  • Producer Compliance Review
    • Utilize expertise in industry standards and practices to uphold proper producer contracting guidelines for the company. Recommend adjustments when necessary.
    • Evaluate escalated producers, determine and communicate the final decision to Licensing.
    • Analyze escalated producer data and create pertinent dashboards and reports for management distribution.
    • Present trend analysis, insights, and recommendations to relevant Company working groups.
    • Maintain detailed log of all Compliance escalated producer appointment reviews.
  • Producer Audits
    • Develop audit program to ensure producers appointed with the Company adhere to regulatory requirements and Company policies.
    • Conduct routine producer audits by gathering evidence and analyzing data to form sound conclusions.
    • Present audit results and recommendations to management and relevant Company working groups.
  • Process Improvement
    • Perform reviews of the Company's producer contracting procedures to confirm they adhere to regulatory requirements.
    • Provide technical advice to internal teams regarding compliant contracting processes.
    • Collaborate with cross-functional business areas during the design and implementation of changes (whether resulting from internal or external drivers) to ensure regulatory requirements are properly incorporated into business processes.
  • Producer Disciplinary Review
    • Prepare responses to producer-related regulatory inquiries and requests.
    • Serve as secretary of the Agent Disciplinary Committee meetings; responsible for arranging meetings, preparing agendas and materials, taking minutes, and tracking action items.
Qualifications
  • Education
    • Bachelor's degree in business, risk management, finance, or equivalent education and experience.
    • Compliance and/or Life Insurance Certifications are a plus.
  • Experience/Knowledge
    • A minimum of 3 years of experience within the insurance or financial services industry compliance, audit, risk management required; 5+ years is preferred.
  • Skills
    • Ability to handle confidential information sensitively and discreetly.
    • Critical thinker with formidable problem-solving, analytical, and statistical skills.
    • Highly collaborative with experience working in partnership with cross-functional teams.
    • Ability to communicate clearly and effectively verbally and in writing with both technical and non-technical audiences, presenting data-driven insights.
    • Ability to develop and deliver reports, documentation, procedures, and correspondence that is concise, logical, and grammatically correct.
    • Ability to perform complex analysis using Excel's advanced features, including Pivot Tables, VLOOKUP, and others.
    • Ability to think strategically, identify key issues, and develop innovative solutions to complex problems.
    • Ability to interpret complex regulatory requirements and provide practical guidance on the implementation of effective, compliant, operational policies, processes, and procedures.
    • Strong work ethic with ability to work independently, establish, and meet deadlines.
    • Highly organized with exceptional attention to detail and commitment to quality work.
    • Proficient in Microsoft Office applications.

We offer a competitive compensation and benefits package focused on your overall wellbeing. Employee benefits include health, life, and dental insurance; 401K with company match up to 6% as well as a pension package; generous time off; and wellbeing initiatives throughout the year. We're big on professional development and we'll support and mentor you in your career progression and expect you to help us pay it forward by helping us develop tomorrow's leaders and growth-focused professionals. We value our teams and our communities and believe in giving back. Enjoy time off to volunteer for those causes that matter most to you.

If hired, employee will be in an 'at-will position' and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors. The Company reserves the right to change benefits plans at any time.

We are an equal opportunity employer and value diversity at our company. We do not discriminate based on race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, perform essential job functions, and receive other benefits and privileges of employment. Please contact us to request accommodation.

  • Third-Party Risk Management Specialist

    3 weeks ago

    Frederick, Maryland, United States Horizon Farm Credit Full time

    Role Summary:Horizon Farm Credit is seeking a seasoned Third-Party Risk Management (TPRM) Manager to lead the optimization of our TPRM program. The ideal candidate will possess a strong understanding of risk management principles, vendor onboarding, due diligence, ongoing monitoring, and offboarding.Key Responsibilities:Maintain a risk-based framework for...

  • Third-Party Risk Management Specialist

    3 weeks ago

    Frederick, Maryland, United States Horizon Farm Credit Full time

    Third-Party Risk Management (TPRM) Manager RoleHorizon Farm Credit is seeking a seasoned Third-Party Risk Management (TPRM) Manager to lead our TPRM program. As a pivotal member of our team, you will be responsible for setting policy and governance, providing risk advisory, and overseeing third-party risk and control assessments. Your expertise will drive...

  • Third-Party Risk Management Specialist

    3 weeks ago

    Frederick, Maryland, United States Horizon Farm Credit Full time

    Job Title: Third-Party Risk Management ManagerJob Summary:Horizon Farm Credit is seeking a highly skilled Third-Party Risk Management Manager to join our team. As a key member of our organization, you will be responsible for leading our Third-Party Risk Management program, ensuring the integrity of our operations and safeguarding our company's reputation.Key...

  • Risk Management Specialist

    4 weeks ago

    Frederick, Maryland, United States Chimera Enterprises International Full time

    Job OverviewChimera Enterprises International is seeking a highly skilled Risk Manager to support the Joint Program Executive Office for Chemical, Biological, Radiological and Nuclear Defense (JPEO-CBRND) JPEO-CBRND Medical Office. The JPEO-CBRND manages our nation's investments in chemical, biological, radiological, and nuclear defense equipment, and...

  • Risk Management Specialist

    3 weeks ago

    Frederick, Maryland, United States Chimera Enterprises International Full time

    Job SummaryChimera Enterprises International is seeking a highly skilled Risk Manager to support the Joint Program Executive Office for Chemical, Biological, Radiological and Nuclear Defense (JPEO-CBRND) JPEO-CBRND Medical Office. The successful candidate will be responsible for managing and executing the DoD acquisition and life cycle management policies,...

  • Quality Assurance Compliance Specialist

    3 weeks ago

    Frederick, Maryland, United States Srisai Biopharmaceutical Solutions Full time

    At Srisai Biopharmaceutical Solutions, we are seeking a talented Quality Assurance Compliance Specialist to join our dynamic and collaborative team. As a key member of our QA team, you will play a critical role in ensuring company compliance with approved procedures and applicable regulatory standards.The Compliance Specialist will work closely with the QA...

  • Quality Assurance Compliance Specialist

    3 weeks ago

    Frederick, Maryland, United States SriSai Biopharmaceutical Solutions. LLC Full time

    Job Summary:We are seeking a talented Quality Assurance Compliance Specialist to join our dynamic and collaborative team at SriSai Biopharmaceutical Solutions, LLC. As a key member of our tech team, you will work closely with the QA Manager and QA Supervisor to ensure company compliance with approved procedures and applicable regulatory standards.Key...

  • Data Management Specialist

    4 weeks ago

    Frederick, Maryland, United States National Guard Employment Network Full time

    Job DescriptionAt National Guard Employment Network, we are seeking a highly skilled Data Management Specialist to support our Federal client in Frederick, MD. This role will provide the governance and systems engineering processes to track and control IT resources and services across the enterprise, while maintaining the consistency of functional,...

  • Cybersecurity Specialist

    4 weeks ago

    Frederick, Maryland, United States ManTech Full time

    Job Summary:ManTech International is seeking a highly skilled Cybersecurity Specialist to join our team in Frederick, Maryland. As a Cybersecurity Specialist, you will be responsible for developing and implementing security protocols, standards, and best practices in alignment with industry regulations and organizational requirements.Key Responsibilities:...

  • Contract Management Specialist

    4 weeks ago

    Frederick, Maryland, United States A Square Group Full time

    Job DescriptionA Square Group is seeking a highly skilled Contract Management Specialist to lead and support our contract administration and proposal preparation efforts. The ideal candidate will have a strong background in contract management, with experience working with government contractors.Key Responsibilities:Manage and administer multiple contracts,...

  • Data Management Specialist

    3 weeks ago

    Frederick, Maryland, United States VetJobs Full time

    PotomacWave Consulting is seeking a Data Management Specialist to support a Federal client in Frederick, MD.This position will provide the governance and systems engineering processes to track and control IT resources and services across the enterprise, while maintaining the consistency of functional, performance, and physical attributes with its...

  • Cybersecurity Risk Management Framework Analyst

    4 weeks ago

    Frederick, Maryland, United States Allied Technologies & Consulting Full time

    Job Title: Cybersecurity Risk Management Framework AnalystThis position is responsible for supporting the development and implementation of cybersecurity and risk management frameworks for medical device systems.Key Responsibilities:Provide technical expertise on IT security, information assurance, and risk management framework requirements.Develop and...

  • Lead GCLP Quality Assurance Specialist

    3 weeks ago

    Frederick, Maryland, United States BioSpace, Inc. Full time

    Job Title: Lead GCLP Quality Assurance SpecialistJob Summary:The Frederick National Laboratory is seeking a highly skilled Lead GCLP Quality Assurance Specialist to join our team. As a key member of our laboratory, you will be responsible for leading continuous performance evaluation of internal controls, communications, risk assessments, and maintenance of...

  • Data Management Specialist

    4 weeks ago

    Frederick, Maryland, United States National Guard Employment Network Full time

    Job Title: Data Management SpecialistJob Summary:We are seeking a highly skilled Data Management Specialist to support our Federal client in Frederick, MD. The ideal candidate will have a strong background in data governance, systems engineering, and IT resource management.Key Responsibilities:* Develop and implement data governance processes to ensure data...

  • Cybersecurity Specialist

    3 weeks ago

    Frederick, Maryland, United States ManTech Full time

    Job Summary:ManTech is seeking a highly skilled Cybersecurity Specialist to join our team in Frederick, Maryland. As a key member of our cybersecurity team, you will be responsible for developing and implementing security protocols, standards, and best practices in alignment with industry regulations and organizational requirements.Key Responsibilities:•...

  • Senior Cybersecurity Specialist

    3 weeks ago

    Frederick, Maryland, United States ManTech Full time

    Job Summary:ManTech is seeking a motivated, career and customer-oriented Senior Cybersecurity Specialist to join our team in Frederick, Maryland.Responsibilities:Collaborate with cross-functional teams and Government cyber security team members to develop and implement security protocols, standards, and best practices in alignment with industry regulations...

  • Quality Assurance Specialist

    4 weeks ago

    Frederick, Maryland, United States LeadStack Inc. Full time

    Job Title: Quality Assurance SpecialistLeadStack Inc. is a leading provider of contingent workforce solutions, partnering with top Fortune 500 brands. We're seeking a highly motivated Quality Assurance Specialist to join our team.Job Summary:We're looking for a detail-oriented Quality Assurance Specialist to support our manufacturing site. The ideal...

  • Cybersecurity Specialist for National Security Projects

    3 weeks ago

    Frederick, Maryland, United States ManTech Full time

    Job SummaryManTech International is seeking a highly motivated and career-oriented Senior Cybersecurity Specialist to join our team in Frederick, Maryland. As a key member of our cybersecurity team, you will play a critical role in protecting our national security by developing and implementing security protocols, standards, and best practices in alignment...

  • Corporate Contract Manager

    4 weeks ago

    Frederick, Maryland, United States ATI Government Solutions, LLC Full time

    Job SummaryATI Government Solutions, LLC is seeking a highly skilled Corporate Contract Manager to support the attainment of business objectives through specialized support in the structuring, negotiating, and monitoring of domestic and international contracts.Key Responsibilities:Provide expertise in the Federal Acquisition Regulation (FAR) and agency...

  • Information Assurance Security Specialist

    3 weeks ago

    Frederick, Maryland, United States Link Solutions Full time

    Job DescriptionLink Solutions is seeking a highly skilled Information Assurance Specialist to join our team in support of the US Army's Medical Material Development Activity (USAMMDA) at Fort Detrick, MD.The ideal candidate will have a strong background in Information Assurance and IT Security, with experience in planning, coordinating, integrating,...