Regulatory Change Management Specialist

4 weeks ago


Dinan, Bretagne, United States Capital One Financial Corp Full time
Job Summary

We are seeking a highly skilled Regulatory Change Management Specialist to join our Commercial Bank organization at Capital One Financial Corp. As a key member of our team, you will play a critical role in ensuring the Commercial Bank products, services, and processes are in compliance with new and/or changed legal requirements.

Key Responsibilities
  • Manage the Regulatory Change process for the Commercial Bank lines of business
  • Review and assess changes in laws and regulations for applicability and impacts to the Commercial Bank
  • Track, coordinate, and report on a high volume of regulatory changes
  • Research and review laws, rules, and regulations, and Commercial Bank business practices
  • Apply sound inquiry and analysis to make recommendations, decisions, and provide solutions
  • Communicate regulatory impacts to business partners, stakeholders, and executives
  • Prepare agenda materials and lead discussions for Regulatory Change meetings with stakeholders and partners
  • Drive implementation of changes in process and controls necessary to ensure compliance with changes to laws and regulations
  • Document decision and advice in the system of record
  • Manage multiple tasks independently to meet due dates; coordinate work between multiple areas simultaneously
  • Develop and leverage key relationships with stakeholders to enable effective collaboration and drive consensus across the organization
  • Track and stay apprised of the changing regulatory landscape and environment
  • Prepare and present monthly and quarterly reporting
  • Write and revise documents such as policies, standards, procedures, trainings and guidelines
Requirements
  • Bachelor's Degree or Military experience
  • At least 3 years of experience in legal, compliance, regulatory, audit or risk
  • At least 3 years of experience in understanding and communicating legal and compliance requirements to a non-legal audience
  • At least 3 years of experience supporting, partnering and interacting with internal business clients
Preferred Qualifications
  • Juris Doctor degree
  • At least 5 years of experience in legal, compliance, regulatory, audit or risk
  • Strong written and verbal communication skills, including an ability to effectively explain legal and compliance requirements to a non-legal audience and build relationships to collaboratively achieve goals
  • Strong research, analytical, and problem solving abilities
  • Ability to work in a dynamic environment and flexibility to adapt to changing needs
  • Strong ability to drive consensus and influencing skills
  • Ability to identify and assess legal and compliance risks presented by new/changed laws/regs and a complex business model, and to communicate those risks to business partners


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