Accounting Manager, SOX Advisory Team
4 weeks ago
Capital One's SOX Team: A Leading Force in External Reporting Risk Advisory Services
We are seeking a highly motivated and experienced Accounting Manager to join our dedicated SOX Advisory Team. As a key member of our team, you will be responsible for delivering top-quality external reporting risk advisory services, leveraging your expertise in risk management and controls to advise on Sarbanes-Oxley (SOX) and Regulatory Reporting principles.
Key Responsibilities:
- Lead Risk Management Initiatives: Develop and implement robust risk management approaches, including scoping, risk assessment, control design, testing, deficiency analysis, reporting, and quarterly certifications.
- Collaborate with Stakeholders: Liaise with business process performers, risk offices, internal auditors, and accountable executives to communicate identified risks or issues and recommended remediation actions.
- Support Technology and Business Transformation: Assess potential control changes required to enhance financial reporting and risk management practices.
- Perform Analysis and Reporting: Capture and report control performance metrics, and assist in preparing quarterly stakeholder reporting.
- Communicate Program and Control Information: Interpret and communicate program and control information to senior leadership, including identified risks or issues and recommended remediation.
- Develop Expertise: Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes, and understand the broader context of implications of reporting risks affecting the company.
Requirements:
- Education: Bachelor's Degree or military experience.
- Experience: At least 5 years of experience in Accounting, Internal Controls, Audit, or a combination.
Preferred Qualifications:
- Experience: At least 7 years of experience in Accounting, Internal Controls, Audit, or a combination.
- Industry Experience: Experience in Public Accounting, Financial Services, or a combination.
- Certifications: Certified Public Accountant (CPA), or Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) or a combination.
Capital One is an Equal Opportunity Employer: We are committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law.
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