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Senior Operational Risk Specialist
2 months ago
Sumitomo Mitsui Financial Group, Inc. is dedicated to addressing the unique requirements of middle-market enterprises, manufacturers, and service providers. Our goal is to foster enduring relationships with our clients by delivering exceptional financial products and services tailored to their needs.
The expected salary range for this position is between $135,000.00 and $181,000.00. The final salary offered will depend on the candidate's qualifications, experience, and an evaluation of the current market conditions. This role may also qualify for an annual discretionary incentive award. In addition to competitive cash compensation, we provide a comprehensive benefits package to our employees.
Our mission is to be recognized as the preferred financial institution for middle-market and professional service firms by cultivating long-term client loyalty and offering superior products and services through a team of highly skilled bankers.
JOB SUMMARY:
The Senior Operational Risk Analyst within the Business Control Office is tasked with ensuring compliance with the Operational Risk Management Framework and Program at Sumitomo Mitsui Financial Group. This role is essential for identifying, assessing, monitoring, and reporting operational risks across the organization. Under the guidance of the Business Control Officer, the Senior Analyst will oversee various components of the Program, including Risk and Control Self-Assessments (RCSA), issue management, and operational risk event reporting.
KEY RESPONSIBILITIES:
- Supervise the implementation of operational risk policies and governance processes to develop sustainable solutions for minimizing losses and regulatory concerns arising from internal process failures and emerging risks.
- Evaluate and monitor the effectiveness of activities executed by business units and support functions to ensure adherence to the Program in line with the organization's policies.
- Drive the RCSA process to ensure uniform application of the established framework for identifying, assessing, and reporting risk issues. Challenge the inputs from business units to ensure accurate risk identification and assessment.
- Facilitate the collection of operational risk event data, conducting thorough reviews of specific issues and trends to pinpoint significant or emerging risks and ensure effective remediation plans are in place.
- Manage the compilation and analysis of operational loss data, identifying root causes of process failures to recommend necessary control enhancements.
- Identify emerging risks related to business drivers and regulatory changes, ensuring that organizational policies adequately address these risks.
- Collaborate with business units to develop risk management metrics that quantify exposure to various operational risks, monitoring overall risk levels and control quality.
- Review new product and service proposals to proactively assess operational risks and provide recommendations for enhancing the control environment.
- Advocate for and implement industry best practices to continuously refine the Program and maintain compliance with regulatory standards.
- Establish and nurture positive relationships with process owners and stakeholders, fostering a culture of compliance throughout the organization.
- Perform additional duties as assigned specific to the role.
- Education: A Bachelor's degree in business, finance, or a related field is preferred, or equivalent experience.
- Experience: A minimum of 10 years in operational risk management or internal controls within a financial institution.
- Knowledge: Strong understanding of operational risk frameworks and the COSO internal controls framework.
- Skills: Proficient in risk assessment, control evaluation, and remediation strategies.
- Analytical Skills: Strong quantitative skills in risk and internal controls.
- Communication: Excellent written and verbal communication abilities.
We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status, or any other characteristic protected by law.
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