Senior Compliance Specialist
3 days ago
GTN Technical Staffing and Consulting seeks an experienced Senior Compliance Analyst to maintain compliance in a highly regulated industry, specifically within life insurance.
This role is vital to ensuring all operations align with all regulatory requirements.
- Key Responsibilities:
- Maintain and review regulatory compliance documentation and processes.
- Analyze and summarize regulatory requirements (e.g., NAIC, state laws) and propose necessary changes.
- Manage compliance reporting and respond to state and federal regulatory agency inquiries.
- Oversee agent licensing, including onboarding, renewals, and affiliations.
- Provide training, support, and guidance to promote a culture of compliance.
- Conduct regular audits to ensure adherence to regulations.
- Assist in addressing complaints and grievances.
- Support product development by reviewing marketing materials and filing forms to ensure compliance.
- Requirements:
- 7+ years of compliance experience within the insurance industry.
- Strong knowledge of insurance laws and regulations.
- Excellent analytical and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work both independently and within a team.
- Detail-oriented with strong organizational abilities.
- Legal background is highly desirable.
- Bachelor's degree in Business, Law, Finance, or a related field preferred.
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