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Legal Counsel

2 months ago

New York, New York, United States Webull Financial Full time

Associate Counsel

Location: New York, NY (in-office)

Webull Financial is on the lookout for a dedicated and driven attorney at the junior or mid-level to bolster our legal department and support various business operations. This role presents an excellent opportunity for professional advancement within a vibrant and evolving organization. The successful candidate will report directly to the Associate General Counsel.

Key Responsibilities

  • Deliver legal and regulatory guidance to business units regarding a diverse array of transactional, risk management, and compliance requirements.
  • Assist and counsel the compliance division on regulatory inquiries and enforcement actions; engage in enforcement matters as necessary.
  • Work collaboratively with and oversee external legal counsel.
  • Manage ongoing litigation and arbitration processes at all stages, including representing the firm in smaller litigation and arbitration cases, as appropriate.
  • Coordinate and engage in all facets of discovery and internal investigations.
  • Provide additional support to business teams and other legal personnel as required, including on contracts, marketing initiatives, product development, and various other matters.

Qualifications

  • Juris Doctor degree from an accredited law school and active membership in good standing with at least one state bar.
  • A minimum of 3 years of experience in a law firm or in regulatory enforcement.
  • Experience in broker-dealer operations is highly preferred. Other regulatory experience will also be considered advantageous.

Essential Skills

  • Ability to manage multiple tasks with strong analytical and legal acumen.
  • Collaborative team player with excellent interpersonal skills.
  • Exceptional verbal and written communication abilities.
  • Strong business judgment and strategic thought processes.
  • Innovative problem-solving skills.
  • Demonstrated capability to work independently under pressure and adhere to deadlines.