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Corporate Treasury Audit Leader

2 months ago


Charlotte, North Carolina, United States WELLS FARGO BANK Full time
Position Overview:

The Enterprise Functions (EF) Audit team at Wells Fargo is on the lookout for a Senior Audit Executive who will spearhead leadership over Corporate Treasury operations, focusing on Liquidity, Interest Rate, and Investment Portfolio risk management.

Key Responsibilities:
  • Oversee a team of audit professionals to tackle complex and unique challenges that necessitate comprehensive evaluation across various enterprise sectors, delivering sustainable solutions. *This role is primarily an individual contributor position.
  • Manage specific audits within one or more segments of the Audit Plan.
  • Ensure that audit engagements are risk-based and conducted in accordance with Wells Fargo Audit Services policies and guidelines.
  • Assist in the planning and organization of work throughout the annual and project cycles.
  • Supervise and direct assigned audits.
  • Provide timely feedback, coaching, and oversight of audit work and team members.
  • Foster and maintain strong business relationships within Wells Fargo Audit Services and with teams across the organization, as well as other stakeholders.
Essential Qualifications:
  • 7+ years of experience in Audit or Risk, or equivalent demonstrated through a combination of work experience, training, military experience, or education.
Preferred Qualifications:
  • Experience in Liquidity, Interest Rate, and Investment Portfolio Risk Management within Audit and/or Independent Risk Management is highly desirable.
  • Strong understanding of the Institute of Internal Audit (IIA) standards, regulatory requirements, and industry guidelines.
  • Comprehensive knowledge of audit methodologies, including risk identification and control assessment.
  • Experience in issue validation and remediation.
  • Ability to coordinate and collaborate effectively, building strong partnerships across Internal Audit and business lines.
  • Proven ability to take initiative, drive innovation, challenge constructively, deliver high-quality results, and proactively influence risk and control environments.
  • Capability to swiftly assess emerging risks, comprehend their impacts on the audit plan, and implement necessary adjustments.
  • A BS/BA degree or higher is required.
  • Certification in one or more of the following: CFA, FRM, CPA, CAMS, CRCM, CIA, CISA, or Commissioned Bank Examiner designation.
  • Excellent verbal, written, and interpersonal communication skills.
Job Expectations:
  • Willingness to travel up to 10% of the time.
  • This position is not eligible for Visa sponsorship.
Diversity and Inclusion:
Wells Fargo is committed to fostering a diverse, equitable, and inclusive workplace. We welcome applications from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran, or any other status protected by applicable law.

Our employees play a crucial role in building strong customer relationships while maintaining a robust risk management and compliance culture, which is vital to the success of our customers and the organization.