Regulatory Compliance Specialist, Transaction Management Contract
4 weeks ago
As a Regulatory Compliance Analyst at Sumitomo Mitsui Banking Corporation, you will play a crucial role in ensuring the organization's compliance with regulatory requirements for GTFD related transactions. Working closely with the Transaction Management group, you will collaborate with various officers to identify and mitigate potential risks.
Key Responsibilities:- Identify goods under funding documentation and process them in the TradeStream system, storing files in SharePoint and obtaining clearance for high-risk goods.
- Assist the Transaction Management and Marketing teams in processing goods assessment manually prior to implementing TradeStream, monitoring applications and providing feedback on potential risks.
- Process Firco online for counterparties, record results, and request clearance for negative hits.
- Support the Transaction Management team in building a database for compliance-related assessment records.
- At least 2 years of experience in regulatory compliance.
- Strong analytical skills, attention to detail, effective communication, technology proficiency, and commitment to continuous learning.
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Regulatory Compliance Specialist
4 weeks ago
New York, New York, United States Weill Cornell Medical College Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Weill Cornell Medicine. As a key member of our clinical research team, you will be responsible for ensuring compliance with regulatory requirements and guidelines for clinical trials.Key Responsibilities* Coordinate all aspects of protocol submission for research...
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Regulatory Compliance Specialist
3 weeks ago
New York, New York, United States JCW Full timeSenior Compliance OfficerAt JCW, we are seeking an experienced Senior Compliance Officer to join our team. As a key member of our regulatory compliance department, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...
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Regulatory Compliance Specialist
1 month ago
New York, New York, United States Oscar Health Full timeAbout the RoleOscar Health is seeking a highly skilled Senior Regulatory Analyst to join our Legal Operations team. As a key member of our Regulatory Operations team, you will be responsible for project managing and supporting discrete tasks to ensure Oscar's compliance with federal and state health plan requirements.You will work closely with internal teams...
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Compliance Policy Specialist
4 weeks ago
New York, New York, United States Michael Page Full timeAt Michael Page, we are seeking a highly skilled Compliance Training and Policy Specialist to join our team in a rapidly expanding Financial Crimes Consultancy.Key ResponsibilitiesDevelop and maintain comprehensive training programs related to transaction review processes, ensuring they align with current regulatory requirements and best practices.Create,...
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Contract and Compliance Manager
4 weeks ago
New York, New York, United States Upwardly Global Full timeThe Contract and Compliance Specialist plays a vital role in supporting Upwardly Global's operations. This Specialist will become knowledgeable about all aspects of the organization's initiatives through the contracting lens, including vendor purchases, partnerships, and subgrants.Together with the Director of Budgets and Grant Compliance, the Specialist...
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Senior Compliance Officer
4 weeks ago
New York, New York, United States Faire Inc Full timeAbout Faire Inc.Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.Job DescriptionWe are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for...
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Regulatory Compliance Risk Management Expert
4 weeks ago
New York, New York, United States Grant Thornton Full timeJob Title: Banking Regulatory & Compliance Risk ManagerAs a Banking Compliance Risk Manager at Grant Thornton, you will have the opportunity to contribute to our banking clients' business needs by providing in-depth technical knowledge on emerging regulations. You will help organizations leverage efficiencies within the Regulatory Compliance Practice, with...
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Contract and Compliance Manager
1 month ago
New York, New York, United States Upwardly Global Full timeJob DescriptionUpwardly Global is seeking a highly skilled Contract and Compliance Specialist to join our team. The successful candidate will play a crucial role in supporting our operations by managing contracts, ensuring compliance, and promoting partnerships and vendor purchases.Key Responsibilities:Manage contract process from initiation to signature and...
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New York, New York, United States US Tech Solutions Full timeJob OverviewUS Tech Solutions is seeking a highly skilled Client Onboarding and Regulatory Compliance Specialist to join our team in New York City. This role is part of our Client Onboarding and Regulatory Services (CORS) function within Shared Services Banking Operations.About the RoleAs a Client Onboarding and Regulatory Compliance Specialist, you will...
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BSA/AML Compliance Specialist
4 weeks ago
New York, New York, United States Michael Page Full timeJob SummaryThe BSA/AML Compliance Specialist will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with...
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Contract and Compliance Specialist
1 month ago
New York, New York, United States Upwardly Global Full timeAbout the RoleUpwardly Global is seeking a highly skilled Contract and Compliance Specialist to join our team. This role plays a crucial part in supporting our operations and ensuring the organization's initiatives are executed effectively.Key ResponsibilitiesManage the contract process from initiation to signature and recordkeeping.Review and prepare...
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VP Project Manager
4 weeks ago
New York, New York, United States Crédit Agricole CIB Full timeJob Summary:The Compliance Regulatory and Assurance (CPL RA) team at Crédit Agricole CIB is seeking a highly skilled Project Manager to support two compliance functions. This role will primarily focus on project management and regulatory coordination, ensuring seamless execution of defined tasks and effective communication with stakeholders.Key...
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Senior Compliance Specialist
4 weeks ago
New York, New York, United States Michael Page Full timeSenior Compliance Consultant RoleThe Senior Compliance Consultant will be responsible for ensuring regulatory compliance with FINRA, SEC, and broker-dealer regulations. This includes monitoring and implementing new regulatory developments, serving as the primary contact for regulatory inquiries and audits, and developing and updating compliance policies and...
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Regulatory Compliance Expert
4 days ago
New York, New York, United States The Farmer's Dog Full timeJoin Our Team as a Regulatory Compliance ExpertThe Farmer's Dog is a dynamic company that aims to revolutionize the pet food industry by providing personalized and high-quality dog food. As a Regulatory Compliance Expert, you will play a crucial role in ensuring that our products meet all applicable federal, state, and local regulations.About the RoleWe are...
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Compliance Specialist
1 month ago
New York, New York, United States WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. Full timeJob Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing, Inc. is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the preparation and...
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Quality Assurance Specialist
4 weeks ago
New York, New York, United States Maesa Full timeWe are seeking a detail-oriented Quality Assurance Specialist to join our team at Maesa, the world's largest independent beauty incubator.The successful candidate will be responsible for ensuring that all personal care products manufactured by third-party vendors meet our company's quality standards and comply with regulatory requirements.This role involves...
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Technology Transactions Specialist
1 month ago
New York, New York, United States Top Tier Reps LLC Full timeJob OverviewTop Tier Reps LLC is seeking a seasoned associate to join its team in New York, Connecticut, Philadelphia, or Washington D.C. as a mid-level specialist in outsourcing and technology transactions.The ideal candidate will have substantial experience in drafting, reviewing, and negotiating outsourcing agreements, including exhibits and schedules....
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Senior Compliance and Contracts Specialist
4 weeks ago
New York, New York, United States DonorsChoose Full timeCompany Overview: DonorsChoose is a leading nonprofit organization dedicated to bridging the educational gap in underserved communities. Our mission is to provide teachers with the resources they need to deliver exceptional education to students across the United States.Salary: The estimated annual salary for this role is $72,500 - $87,550, depending on...
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Regulatory Compliance Operations Director
4 weeks ago
New York, New York, United States MetroPlusHealth Full timeJob Title: Director of Regulatory Compliance OperationsMetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that healthcare is a right, not a privilege. If you have compassion and a collaborative spirit, work with us.About the RoleAs Director of Regulatory Compliance Operations, you will oversee our...
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Director of Regulatory Compliance Operations
4 weeks ago
New York, New York, United States MetroPlusHealth Full timeEmpowering Compliance ExcellenceAt MetroPlusHealth, we're committed to empowering New Yorkers by uniting communities through care. As a key member of our team, you'll play a vital role in ensuring our regulatory compliance operations are seamless and effective.Key Responsibilities:Contribute to the annual Plan risk assessment, collaborating with Compliance...