Compliance Analyst Professional

1 week ago


Cleveland, Ohio, United States Signature Estate & Investment Advisors, LLC Full time

We are seeking a skilled Regulatory Compliance Specialist to join our team at Signature Estate & Investment Advisors, LLC. This role offers the opportunity to learn and grow, working with data sets and coordinating correspondence.

As a Regulatory Compliance Specialist, you will monitor and maintain the firm's existing supervisory systems. You will assist the compliance team with testing, monitoring and administering the firm's compliance program as it relates to supervisory oversight and due diligence review of the duties and responsibilities of a Registered Investment Advisor, Broker Dealer and Insurance companies.

The ideal candidate will have a general understanding of investments and be able to generate summaries of data to help produce insights from large data sets. The salary for this position is approximately $55,000 - $65,000 per year, depending on experience.



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