Financial Planning Expert

4 weeks ago


Evansville, Indiana, United States Lead Advisor Full time

At Lead Advisor, we are seeking a highly skilled Trading and Portfolio Manager to join our team.

Key Responsibilities:

As a Trading and Portfolio Manager, you will be responsible for implementing our duty of care to clients by providing expertise in complex investment/planning and implementing our portfolio management strategies and processes.

Portfolio Management Responsibilities:

  • Manage client assets and portfolios as directed by the Investment Committee and Investment Policy Statement (IPS).
  • Monitor daily investment allocations and make adjustments as necessary.
  • Trade client accounts to raise or invest cash, rebalance, and perform tax loss harvesting.
  • Monitor and create systems for clients taking income from their portfolios.
  • Document, systemize, and implement transition plans for necessary clients.
  • Send out Capital Calls on behalf of clients who are Accredited Investors and Qualified Purchasers.
  • Summarize and relay updates on current positions to advisors.

Research and Analysis:

  • Perform research calls for new Separately Managed Account and Alternative Investment opportunities.
  • Research complex investment strategies applicable to individual clients' situations.
  • Based on research, make recommendations on advisory services, investment products, and suitability to the Investment Committee.
  • Create financial plans and understand complex financial planning solutions in the planning software.

Team Responsibilities:

  • Understand and support the firm's vision, mission, and strategy.
  • Complete strategic initiatives and projects as assigned by Partners and/or Practice Manager.

Qualifications and Expectations:

  • Preferred Education: Bachelor's degree in Business, Finance, or related field and/or appropriate designations in the financial industry.
  • Series 7 and 63 registrations.
  • 5+ years relevant experience.
  • Strong organizational and time management skills.
  • Ability to maintain a high degree of accuracy in handling detailed work.
  • Excellent communication skills (verbal and written) with the ability to collaborate effectively with others.
  • Ability to multi-task, prioritize, and meet deadlines.
  • Ability to maintain confidentiality.
  • Ability to work independently and as a part of a team.

Characteristics:

  • Trust: Consistent ability to build and maintain trust with clients and coworkers.
  • Integrity: An unyielding dedication to high character and ethics. Conviction to put clients' interests first.
  • Service: A high standard of care for clients. Humility to listen intently to the client and act on their behalf.
  • Intentionality: Thoughtful, thorough, and deliberate in advice and actions.
  • Knowledge: A commitment to ongoing learning, including staying current on financial news, laws, and the impacts to their clients.

We are looking for a dedicated and experienced professional to join our team at Lead Advisor.



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