Financial Planning Expert
4 weeks ago
At Lead Advisor, we are seeking a highly skilled Trading and Portfolio Manager to join our team.
Key Responsibilities:
As a Trading and Portfolio Manager, you will be responsible for implementing our duty of care to clients by providing expertise in complex investment/planning and implementing our portfolio management strategies and processes.
Portfolio Management Responsibilities:
- Manage client assets and portfolios as directed by the Investment Committee and Investment Policy Statement (IPS).
- Monitor daily investment allocations and make adjustments as necessary.
- Trade client accounts to raise or invest cash, rebalance, and perform tax loss harvesting.
- Monitor and create systems for clients taking income from their portfolios.
- Document, systemize, and implement transition plans for necessary clients.
- Send out Capital Calls on behalf of clients who are Accredited Investors and Qualified Purchasers.
- Summarize and relay updates on current positions to advisors.
Research and Analysis:
- Perform research calls for new Separately Managed Account and Alternative Investment opportunities.
- Research complex investment strategies applicable to individual clients' situations.
- Based on research, make recommendations on advisory services, investment products, and suitability to the Investment Committee.
- Create financial plans and understand complex financial planning solutions in the planning software.
Team Responsibilities:
- Understand and support the firm's vision, mission, and strategy.
- Complete strategic initiatives and projects as assigned by Partners and/or Practice Manager.
Qualifications and Expectations:
- Preferred Education: Bachelor's degree in Business, Finance, or related field and/or appropriate designations in the financial industry.
- Series 7 and 63 registrations.
- 5+ years relevant experience.
- Strong organizational and time management skills.
- Ability to maintain a high degree of accuracy in handling detailed work.
- Excellent communication skills (verbal and written) with the ability to collaborate effectively with others.
- Ability to multi-task, prioritize, and meet deadlines.
- Ability to maintain confidentiality.
- Ability to work independently and as a part of a team.
Characteristics:
- Trust: Consistent ability to build and maintain trust with clients and coworkers.
- Integrity: An unyielding dedication to high character and ethics. Conviction to put clients' interests first.
- Service: A high standard of care for clients. Humility to listen intently to the client and act on their behalf.
- Intentionality: Thoughtful, thorough, and deliberate in advice and actions.
- Knowledge: A commitment to ongoing learning, including staying current on financial news, laws, and the impacts to their clients.
We are looking for a dedicated and experienced professional to join our team at Lead Advisor.
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