Compliance Manager
2 weeks ago
As a key member of our Compliance team, you will play a critical role in ensuring the firm's policies and procedures are up-to-date and aligned with regulatory requirements. This position requires a strong understanding of securities and banking regulations, as well as excellent analytical and problem-solving skills.
Key Responsibilities- Review and analyze data to ensure compliance with regulatory requirements
- Develop and implement procedures to detect and address potential compliance issues
- Provide escalated support and guidance to compliance efforts
- Collaborate with internal stakeholders to identify and resolve complex issues
- Develop and deliver training programs to ensure compliance with regulatory requirements
To be successful in this role, you will need:
- A Bachelor's degree in a related field and a minimum of six years of experience in Compliance and/or the financial services industry
- Advanced knowledge of data analytics concepts and SQL language
- Excellent written and verbal communication skills
- Ability to work independently and collaboratively as part of a team
- Strong analytical and problem-solving skills
As a member of our Compliance team, you will have the opportunity to work with a talented group of professionals who are passionate about ensuring the firm's compliance with regulatory requirements. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
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Compliance Manager
1 week ago
St. Petersburg, United States Raymond James Financial Services Full timeJob SummaryAs a Compliance Manager - Investment Management, you will play a critical role in ensuring that our firm's policies and procedures are up-to-date and aligned with regulatory requirements. You will work closely with senior members of Compliance and business management to identify, research, and analyze complex issues related to compliance...
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Environmental Compliance Specialist
2 weeks ago
St Louis, Missouri, United States 7G Environmental Compliance Management Full timeJob Overview7G Environmental Compliance Management is seeking a highly motivated and detail-oriented Environmental Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for conducting visual inspections of petroleum storage tank systems and associate facilities, ensuring compliance with state and federal...
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Accounting Compliance Manager
2 weeks ago
St. Petersburg, Florida, United States SBF Advisors Full timeJob OverviewSBF Advisors is seeking a detail-oriented Accounting Compliance Manager to join our team. As a liaison between the Client Accounting Services and Tax Departments, this role combines traditional accounting management responsibilities with direct business tax preparation functions.The ideal candidate will have strong leadership skills, the ability...
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St. Petersburg, United States Raymond James Financial Services Full timeJob SummaryUnder administrative supervision, this role utilizes extensive knowledge and skills to support the firm's overall efforts in managing data privacy and protection risk. The Compliance Director, Information Risk Management, collaborates with peers and senior leaders to support the firm's compliance programs for managing the privacy regulatory...
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Compliance Officer
1 month ago
St Petersburg, United States Webull Advisors Full timeCompliance OfficerWebull Advisors is seeking a talented Compliance Officer to join our compliance department in St. Petersburg, Florida. As a key member of our team, you will play a critical role in ensuring our investment advisory services comply with regulatory requirements.Key Responsibilities:Contribute to the development and implementation of our...
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Compliance Officer
2 weeks ago
St Petersburg, United States Webull Advisors Full timeCompliance OfficerWebull Advisors is seeking a seasoned Compliance Officer to join our team in St. Petersburg, Florida. As a key member of our compliance department, you will play a critical role in ensuring our investment advisory services meet the highest regulatory standards.Key Responsibilities:Contribute to the development and implementation of...
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Compliance and Financial Administrator
3 days ago
St Petersburg, United States FiberGlass Coatings Full timeCompliance and Financial AdministratorWe are seeking a highly organized and detail-oriented Compliance and Financial Administrator to join our team at FiberGlass Coatings.About the RoleThis is a fantastic opportunity for a skilled professional to provide financial, administrative, and clerical support to our organization.Key Responsibilities:Vendor...
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Compliance Director
5 days ago
St. Petersburg, United States Raymond James Financial Services Full timeJob SummaryUnder administrative supervision, uses extensive knowledge and skills to manage and oversee the registrations functions for Raymond James and its subsidiaries. Acts as a subject matter expert for registration issues and oversees a team and processes that provides new and existing associates assistance and support with their FINRA, SEC, CFTC, MSRB,...
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Trade Compliance Specialist
1 week ago
St. Petersburg, United States Plasma-Therm Full timeJob SummaryWe are seeking a Trade Compliance Specialist to assist in the management of all aspects of exports, imports, and transfers of technology, products, and/or services. The ideal candidate will have a strong understanding of export control regulations and procedures.Key ResponsibilitiesPrepare and verify export documentation, including shipping labels...
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Compliance Officer- Webull Advisors
4 weeks ago
St. Petersburg, United States Webull Advisors Full timeCompliance- CCOSt. Petersburg, Florida (On-site)Webull Advisors is an SEC registered Investment Adviser focused on robo-advisory services. We are looking for a talented compliance professional in St. Petersburg, Florida to join our compliance department and provide support for our investment advisory services.Responsibilities:Contribute to the regulatory...
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Compliance Officer- Webull Advisors
1 month ago
St Petersburg, United States Webull Advisors Full timeCompliance- CCOSt. Petersburg, Florida (On-site)Webull Advisors is an SEC registered Investment Adviser focused on robo-advisory services. We are looking for a talented compliance professional in St. Petersburg, Florida to join our compliance department and provide support for our investment advisory services.Responsibilities:Contribute to the regulatory...
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Code Compliance Specialist
2 weeks ago
St. Petersburg, United States Associa Full timeCode Enforcement SpecialistWe are seeking a detail-oriented and proactive Code Enforcement Specialist to support our community management initiatives.Key Responsibilities:Inspect properties for maintenance, landscaping, safety, and compliance issues and accurately record findings.Notify responsible parties of code issues in writing, by phone, in person, and...
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Compliance Director
1 week ago
Petersburg, United States Williamson Health Full timeJob SummaryWilliamson Health is seeking a highly motivated and experienced Compliance Director to administer the compliance program by implementing systems and processes to ensure compliance with applicable laws, regulations, and standards. This position reports directly to the Chief Executive Officer.Key Responsibilities Develop and implement a...
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Code Compliance Officer
1 month ago
St Petersburg, United States Associa Full time### Job Title: Code Enforcement Specialist #### Job Summary Associa is seeking a Code Enforcement Specialist to support our community management initiatives. As a key member of our team, you will play an active role in achieving long-term customer satisfaction in the context of Community Association relationships. #### Key Responsibilities * Inspect...
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Compliance Manager
2 weeks ago
St Louis, Missouri, United States Washington University in St. Louis Full timeJob SummaryWe are seeking a highly skilled Compliance Manager to join our team at Washington University in St. Louis. The successful candidate will be responsible for ensuring compliance with regulatory requirements and maximizing revenue through effective charge capture activities.Key ResponsibilitiesSupervise Coding Coordinators to ensure timely and...
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Code Compliance Officer
2 weeks ago
St Petersburg, United States Associa Full timeJob Title: Code Enforcement SpecialistAssocia is seeking a Code Enforcement Specialist to support our community management initiatives. This role plays an active part in achieving long-term customer satisfaction in the context of Community Association relationships.Key Responsibilities:Inspect properties for maintenance, landscaping, safety, and compliance...
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Coding Compliance Manager
5 days ago
St Louis, Missouri, United States Washington University in St. Louis Full timeJob SummaryWashington University in St. Louis is seeking a skilled Coding Compliance Manager to oversee the day-to-day operations of charge capture activities, ensuring compliance and maximizing revenue. This role will supervise Coding Coordinators, interact with faculty on coding and billing issues, and perform compliance-related duties such as reviewing...
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Coding Compliance Manager
1 month ago
St Louis, Missouri, United States Washington University in St. Louis Full timeJob SummaryWashington University in St. Louis seeks a skilled Coding Compliance Manager to oversee the day-to-day operations of charge capture activities, ensuring compliance and maximizing revenue. The ideal candidate will have a strong background in coding and compliance, with experience in supervising coding coordinators and interacting with faculty on...
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Trade Compliance Support Coordinator
3 weeks ago
St. Petersburg, United States Plasma-Therm Full timeSummary:Assists in the management of all aspects of exports, imports and transfers of technology, products, and/or services including the preparation of all required shipping documents. DUTIES AND RESPONSIBILITIES:Understands Department of Commerce and Department of State export license and agreement applications in accordance with government guidelines and...
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Product Compliance Manager
2 months ago
St Paul, United States LTS Lohmann Therapy Systems, Corp. Full timeAbout LTS:LTS Lohmann Therapy Systems is a premier, global Contract Development and Manufacturing Organization (CDMO) and partner the pharma industry trusts most to deliver innovative oral, transdermal, and intradermal drug delivery systems. From concept to market, launch to lifecycle management, we deliver single source oral and transdermal drug delivery...