Compliance Manager

2 weeks ago


St Petersburg, United States Raymond James Financial Services Full time
Job Summary

As a key member of our Compliance team, you will play a critical role in ensuring the firm's policies and procedures are up-to-date and aligned with regulatory requirements. This position requires a strong understanding of securities and banking regulations, as well as excellent analytical and problem-solving skills.

Key Responsibilities
  • Review and analyze data to ensure compliance with regulatory requirements
  • Develop and implement procedures to detect and address potential compliance issues
  • Provide escalated support and guidance to compliance efforts
  • Collaborate with internal stakeholders to identify and resolve complex issues
  • Develop and deliver training programs to ensure compliance with regulatory requirements
Requirements

To be successful in this role, you will need:

  • A Bachelor's degree in a related field and a minimum of six years of experience in Compliance and/or the financial services industry
  • Advanced knowledge of data analytics concepts and SQL language
  • Excellent written and verbal communication skills
  • Ability to work independently and collaboratively as part of a team
  • Strong analytical and problem-solving skills
What We Offer

As a member of our Compliance team, you will have the opportunity to work with a talented group of professionals who are passionate about ensuring the firm's compliance with regulatory requirements. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.


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