Securities Operations Coordinator
4 days ago
This role plays a vital part in ensuring our clients receive exceptional service and support. As a Securities Operations Coordinator, you will be responsible for coordinating and preparing for client review meetings, setting up new accounts, and processing financial transactions.
Key Responsibilities:- Coordinate client review meetings and preparation of related materials
- Set up and maintain client accounts, including paperwork and documentation
- Process financial transactions, such as payments and transfers
- Respond to client inquiries and resolve issues in a timely manner
- Develop and maintain relationships with clients and Financial Advisors
- Bachelor's Degree from an accredited university
- FINRA Series 7 license required
- 3+ years broker/dealer sales support experience preferred
- Excellent communication and interpersonal skills
- Proven organizational and time management abilities
- Proficient in MS Office, especially Excel and Word
- Comprehensive medical, dental, and vision coverage with multiple health plan options
- Health Savings Account (HSA) with company-sponsored contributions
- Flexible Spending Accounts (FSA) traditional and dependent care
- Pre-Tax Commuter Benefits
- 401(k) Plan: competitive discretionary company matching and profit-sharing contributions
- Tuition reimbursement ($5,250 max per year)
- Paid Vacation, Sick Time, Holidays, Volunteer Time Off
- Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc.
- FINRA and Professional License Sponsorship
- Charitable Donation Matching Contributions
- Travel & Employee Assistance and Employee Discount Programs
- Discretionary compensation based on the colleague's and the firm's performance
$30-$32.92/hr.
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