Broker/Dealer and RIA Supervisor
1 month ago
We are seeking a highly motivated and experienced Broker/Dealer and RIA Supervisor to join our team at International Assets Advisory, LLC. This role provides the opportunity to work in a rapidly growing organization with a hybrid or remote schedule.
Key Responsibilities- Provide day-to-day supervision of independent contractor financial advisors' activities
- Review exception reports, advertising, sales literature, and correspondence
- Conduct branch examinations
- FINRA Series 7
- FINRA 24 and 66 or the ability to obtain within 90 days
- Minimum of two years compliance and/or supervisory experience
- Strong knowledge of financial services industry and products and services
- Knowledge of broker/dealer and/or registered investment advisor regulatory issues and compliance policies and procedures
- Ability to prioritize and multi-task
- Outstanding organizational and time management skills
- Excellent verbal and written communications skills
- Deadline and detail-oriented
- Aptitude for analysis, investigation, and problem-solving
- Excellent Microsoft Office knowledge
Candidates are subject to a background and credit check, pre-employment tests, and must be authorized to work in the US.
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Compliance Officer, Broker Dealer and RIA
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Senior Financial Advisor
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Claims Team Lead
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Production Supervisor
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Production Supervisor
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Production and Maintenance Supervisor
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Claims Team Lead
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Automotive Mechanic
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Claims Team Lead
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Automotive Technician
2 weeks ago
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Evening Nursing Supervisor
2 weeks ago
Orlando, Florida, United States Lotus Nursing and Rehabilitation Center Full timeNight Shift Nursing Supervisor Job DescriptionThis position is responsible for the overall supervision and management of nursing staff on the night shift at Lotus Nursing and Rehabilitation Center.The primary responsibilities include providing direct nursing care to residents, ensuring the facility meets minimum staffing levels, and completing required...
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Automotive Technician
2 weeks ago
Orlando, Florida, United States Tuffy Tire and Auto Service Full timeJob SummaryWe are seeking skilled and hard-working Automotive Technicians to join our team at Tuffy Tire and Auto Service. As an Automotive Technician, you will be responsible for providing a full range of onsite maintenance and repair services for vehicles from various manufacturers.ResponsibilitiesPerform vehicle repair and maintenance work as assigned,...
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Automotive Mechanic
2 weeks ago
Orlando, Florida, United States Tuffy Tire and Auto Service Full timeJob SummaryWe are seeking skilled and experienced Automotive Technicians to join our team at Tuffy Tire and Auto Service. As a key member of our team, you will be responsible for providing high-quality vehicle maintenance and repair services to our customers.ResponsibilitiesPerform vehicle repairs and maintenance work as assigned, following dealer and...
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Field Service Technician III
5 days ago
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Heavy Duty Truck and Trailer Service Technician
2 weeks ago
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Evening Nursing Supervisor
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HVAC Team Lead
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Security Officer
4 weeks ago
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