Broker Dealer Channel Growth Specialist

Job DescriptionThis role will focus on expanding iCapital's enterprise presence in the U.S. wealth channel, particularly within the Independent Broker Dealer segment.The ideal candidate will be responsible for managing and growing relationships with iCapital's largest clients and prospects in the Broker Dealer channel while driving new business initiatives...

About the OpportunityiCapital is seeking a talented professional to join our dynamic Annuity Platform team as a Distribution Channel Growth Leader. This exciting opportunity will focus on expanding distribution channels and insurance carrier partnerships for the iCapital Annuity Platform, driving growth and innovation within the organization. The successful...

Saxon GlobalEstimated Salary: $120,000 - $180,000 per year.About UsWe are a leading financial services firm dedicated to providing innovative solutions to our clients in the broker dealer industry. Our team is passionate about driving the success of our clients and delivering exceptional results.Job DescriptionWe are seeking a talented and motivated Business...

Job Title: Compliance Officer for Electronic Broker-DealerSalary: $150,000 - $200,000 per yearJob DescriptionWe are seeking an experienced Chief Compliance Officer to lead our regulatory affairs team at AJ Consultancy. The successful candidate will have a strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically...

DriveWealth Seeks Experienced LeaderWe are seeking an experienced Broker-Dealer Compliance Director to join our team at DriveWealth, a global financial technology organization dedicated to democratizing access to financial independence. As Compliance Director, you will be responsible for ensuring compliance with FINRA and SEC rules along with all applicable...

About the RoleWe are seeking a highly skilled Tax & IRA Specialist to join our team at AJ Consultancy, a leading NYC based Broker-Dealer.The estimated salary for this position is around $85,000 - $110,000 per year, depending on experience and qualifications.

**Job Summary:**Compliance Director for Self-Clearing Broker-Dealer Specializing in Equity Trading Supervision LocationAJ Consultancy is seeking an experienced Compliance Director to join our team as a Compliance Director for a Self-Clearing Broker-Dealer. The ideal candidate will have a strong background in equity trading compliance and a minimum of 5 years...

AJ Consultancy is seeking a highly experienced Chief Compliance Officer to join our team.Job DescriptionAs a key member of the management team, the successful candidate will be responsible for leading our compliance program, ensuring adherence to regulatory requirements and best practices in compliance management. This includes establishing and maintaining...

Job Title: Chief Compliance OfficerCompany Overview: AJ Consultancy is a leading provider of regulatory compliance solutions.Salary: Estimated annual salary range: $120,000 - $180,000 based on industry standards and location.Job Description:Key Responsibilities:Establish and maintain effective compliance procedures to identify, prevent, detect, and remediate...

About RipplingRippling is a leading HR, IT, and Finance platform that enables businesses to manage all workforce systems in one place. By automating every aspect of the employee lifecycle, Rippling makes it easy for companies to onboard new employees, set up payroll, corporate cards, computers, benefits, and third-party apps within 90 seconds.Role...

Company Overview: Inficare Technologies is a pioneering force in the financial services industry. We are committed to delivering cutting-edge solutions that meet the evolving needs of our clients. As a Broker Dealer Technology Integration Expert, you will play a vital role in shaping the future of our financial services.We are seeking a highly skilled...

**About the Role:**Senior Compliance Officer for Equities and Broker-Dealer OperationsAJ Consultancy is seeking an experienced Senior Compliance Officer to join our team as a Compliance Director for a Self-Clearing Broker-Dealer. The ideal candidate will have a strong background in equity trading compliance and a minimum of 5 years of experience working in a...

About the RoleWe are recruiting for a Senior Tax Associate who will be responsible for managing tax operations, ensuring accurate and timely tax compliance. The successful candidate will have a deep understanding of tax withholding regulations, specifically related to broker dealer trading and asset services event processing.The role requires expertise in...

Job DescriptionThe Tandym Group is looking for an accomplished Controller to lead their accounting team. As a key member of the management team, you will oversee the day-to-day accounting functions and play a vital role in ensuring the accuracy and timeliness of all accounting reports and financials. Your primary responsibilities will include:Overseeing...

About IDR GroupWe are a rapidly scaling, regulated fund services and technology company with a vision to be the trusted hub of the private markets. Our web platform allows investors to authenticate once across all their private equity investments.Job OverviewWe are looking for an experienced Channel Partnerships Manager to join our global team.This role is...

Job Title:Sr. Tax OperationsAbout the RoleWe are seeking a Senior Tax Associate with 1.5+ years of experience in tax withholding reporting, specifically in broker dealer trading and asset services event processing activities.ResponsibilitiesProcess corporate action and dividend eventsManage FIS, Wall Street Concepts, FIS, and XSP systemsPrepare 1099 reports...

Job OverviewWe're seeking an experienced Channel Manager to lead our partnerships program in the United States. This role will be responsible for implementing and managing key relationships with dealers, distributors, and manufacturing reps to scale revenue through indirect sales efforts.The ideal candidate will have 5+ years of experience in sales/channel...

Job ResponsibilitiesThe Channel Manager will be responsible for:Implementing and managing our channel partnerships program to drive revenue growthBuilding and maintaining strong relationships with key partners in the commercial kitchen equipment spaceDeveloping and executing a strategic plan to achieve sales targets and grow the businessProviding training...

About the Role">We're seeking a highly experienced executive to lead our health plan partnerships team, driving growth and profitability through strategic planning, business development, and operational oversight. As a key member of our senior leadership team, you'll play a critical role in shaping our company's future and ensuring the success of our premier...

About Hold Brothers: A Self-Clearing Broker-DealerOverviewHold Brothers is a self-clearing broker-dealer headquartered in New York City. We specialize in proprietary trading within the US equities markets.We are seeking a highly motivated Business Development Lead to join our dynamic team. This key role will play a crucial part in driving sales growth and...