Lead Independent Testing Officer

1 week ago

Urbandale, Iowa, United States Wells Fargo Full time
About this role:

Wells Fargo is seeking a highly skilled professional to lead the Independent Testing and Validation team as part of Corporate Risk. As a Lead Independent Testing Officer, you will be responsible for developing and executing independent operational and compliance risk control testing, focusing on emerging issues and targeted testing.

This role requires strong business acumen and experience, with a proven ability to engage and influence senior management and business and risk partners. You will lead teams that plan and execute compliance and operational risk control testing, conducting end-to-end business process walkthroughs, identifying risks and primary and compensating operational and compliance controls, evaluating control design, and testing the effectiveness of manual and automated controls.

You will also develop, maintain, and execute the Annual Plan, ensuring it includes targeted reviews based on risk and meets internal benchmarks. Additionally, you will lead the implementation of strategic initiatives with moderate risk and complexity, develop and manage relationships with the business, and influence line of business and control executive teams to resolve issues and strengthen internal controls.

This role requires excellent analytical skills, with high attention to detail and accuracy, as well as the ability to articulate complex concepts in a clear manner. You will also be responsible for writing reports that clearly articulate work performed and summarize testing results to business leadership, executive management, and the board.

Key responsibilities:

  • Lead teams that plan and execute compliance and operational risk control testing
  • Develop, maintain, and execute the Annual Plan
  • Lead the implementation of strategic initiatives with moderate risk and complexity
  • Develop and manage relationships with the business
  • Influence line of business and control executive teams to resolve issues and strengthen internal controls
  • Write reports that clearly articulate work performed and summarize testing results

Requirements:

  • 5+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Knowledge and understanding of audit, regulatory compliance, or risk management
  • Experience with RCSA-based testing and subject-matter expertise in Chief Operating Office (e.g., third-party risk management, data management, operations, and RCSA-based control risk assessments and testing)
  • Ability to negotiate, influence, and collaborate to build successful relationships
  • Ability to exercise independent judgement to identify and resolve problems
  • Experience with Shared Risk Platform (SHRP)
  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to articulate complex concepts in a clear manner
  • Strong presentation, documentation, and organizational skills
  • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

Preferred qualifications:

  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified Financial Crimes Specialist (CFCS)
  • Certified Information Systems Auditor (CISA)
  • Certified Internal Auditor (CIA)
  • Certified Public Accountant (CPA)
  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Risk and Compliance Management Professional (CRCMP)
  • Certified Risk Professional Program (CRP)

Job expectations:

  • This position is not eligible for Visa sponsorship
  • This position offers a hybrid work schedule
  • Willingness to work on-site at stated location on the job opening

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