Senior Compliance Manager

Larson Maddox is seeking an experienced Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business with an initial focus on Volcker Testing.The ideal candidate will report directly into the Americas Head of Wholesale Banking Compliance Testing.The Compliance Testing Manager will be responsible...

Our client, a well known Financial Services firm, is looking to add a Senior Compliance Manager to their team! Responsibilities of this position include maintaining firm-wide compliance with new and established policies and procedures, engaging with external regulators (including FINRA and the SEC) during regulatory examinations, and overseeing the...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

Introduction Founded in 1912, Bank of China Limited, New York Branch is among the world's leading financial institutions, boasting over $3 trillion in assets and a presence in more than 60 countries and regions. Our extensive experience and global reach enable us to provide clients with a dependable financial partnership across various sectors, including...

Company DescriptionInterval Partners, LP (“Interval”) is an asset management company based in Manhattan, NY. Interval provides investment advice on a discretionary basis and serves as the management companies and general partners for pooled investment vehicles. The company offers various equity investment strategies and manages investment advisory...

Company DescriptionInterval Partners, LP (“Interval”) is an asset management company based in Manhattan, NY. Interval provides investment advice on a discretionary basis and serves as the management companies and general partners for pooled investment vehicles. The company offers various equity investment strategies and manages investment advisory...

COMPANY OVERVIEW Fox News Network Under the FOX brand, we create and distribute content through some of the most recognized and esteemed brands globally, including: FOX News Media, FOX Sports, FOX Entertainment, FOX Television Stations, and Tubi Media Group. We empower a diverse array of creators to conceive and develop culturally significant content while...

Job SummaryAres Management Corporation is seeking a highly skilled and experienced Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will be responsible for creating and implementing the Firm's Registered Investment Adviser program, ensuring compliance with complex regulatory regimes, and providing...

Company Overview Wise is a leading global technology firm dedicated to revolutionizing the way money is transferred and managed worldwide. Our focus is on minimizing fees while maximizing convenience and speed. Whether individuals or businesses are sending funds internationally, spending abroad, or handling cross-border payments, Wise aims to simplify...

At January, we're transforming the lives of borrowers by bringing humanity to consumer finance. Our data-driven products empower financial institutions to streamline their collections, providing borrowers with straightforward and compassionate solutions to regain financial stability and control over their lives. We're not just expanding access to credit....

About the RoleAres Management is seeking a highly skilled and experienced Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key ResponsibilitiesCollaborate with the Chief Regulatory Officer to direct the...

Job OverviewCompany Overview:Wise is a leading technology enterprise dedicated to revolutionizing the way individuals and businesses handle their finances globally. Our focus is on minimizing fees while maximizing convenience and speed.Our mission is to simplify the process of sending money internationally, whether for personal or business needs, and to...

Job Summary:The Care Manager at Sunrise Senior Living is responsible for providing exceptional care and services to a consistent group of residents and their families in our assisted living and reminiscence neighborhoods.Key Responsibilities:Build Meaningful Relationships: Develop strong relationships with seniors and their families, providing assistance...

Job OverviewWe are seeking a Senior Consultant or Supervisor to enhance our banking and financial services practice within the Herbein Risk Management Team.Key Responsibilities:Maintain a comprehensive understanding of mortgage compliance laws and regulations.Develop expertise in critical laws and regulations pertaining to Bank regulatory compliance.Become...

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

Job DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...

Company Overview:Wise is a pioneering technology firm dedicated to revolutionizing the way individuals and businesses handle their finances globally. With minimal fees and maximum efficiency, we strive to simplify international money transfers and management.Position Overview:As a Senior Regulatory Product Compliance Manager, you will play a crucial role...

Job OverviewWe are currently seeking a Senior Consultant or Supervisor to enhance our banking and financial services offerings within the Herbein Risk Management Team.Key Responsibilities:As a vital member of our team, you will deliver consulting services and specialized knowledge in bank regulatory compliance, focusing on consumer deposits and loans. Your...

Our client, a well-known Financial Services firm, is looking to add a Senior Compliance Manager to their team! Responsibilities of this position include maintaining firm-wide compliance with new and established policies and procedures, engaging with external regulators (including FINRA and the SEC) during regulatory examinations, and overseeing the...

Our client, a well-known Financial Services firm, is looking to add a Senior Compliance Manager to their team! Responsibilities of this position include maintaining firm-wide compliance with new and established policies and procedures, engaging with external regulators (including FINRA and the SEC) during regulatory examinations, and overseeing the...