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Compliance Officer
2 months ago
At Emprise Bank, everything we do is focused on empowering the neighborhoods, businesses, and people in our communities to thrive. We proudly work to provide extraordinary customer service and products to help our customers achieve their goals.
We are currently seeking a
Compliance Officer - Banking as a Service (BaaS)
to join our team. This role will be responsible for providing compliance oversight for the Bank's Banking as a Service division.
This position is eligible for a Hybrid schedule in Wichita, KS and surrounding areas. Remote in South Dakota, Utah, Oklahoma, Missouri, and Nebraska.
A successful candidate will have:
Strong attention to detail and time management skills
Confident and articulate communication skills
Initiative and strong work ethic
Possess the ability to think holistically while also being able to dive into the details to tackle problems and opportunities
Effectively build and maintain relationships with Emprise associates, customers, vendors, and other financial institutions
An understanding of and commitment to our values
Attitude and aptitude to engage in continuous development
Essential functions of the role:
Non-traditional bank compliance strategies
Work closely with the Compliance Manager – Banking as a Service, internal stakeholders and external fintech partners to provide compliance support during partner onboarding, due diligence, and ongoing monitoring
Identify Compliance requirements for non-traditional products and services
Assist with developing internal processes and documentation to provide compliance frameworks and controls for new and existing products, services, and features
Partner with team to advise of new products, features, services, and activities to ensure compliance with applicable rules and regulations
Compliance Oversight:
Regularly interact with FinTech Partners by providing guidance, corrective action, and ensuring the Partner is performing its compliance responsibilities
Perform risk assessments, monitoring, testing, issue management, complaint management, training, marketing reviews, facilitate audits and examinations, and other elements within the Bank’s CMS.
Analyze compliance reporting to ensure adequacy of reporting, and to identify trends and further action to be taken based on findings
Maintain relevant and current knowledge of applicable law, regulation, guidance, and current events that impact the BaaS line of business
Perform site visits as needed
Perform special projects as assigned
Legal Requests:
Conduct statistical and documentary research and analyze research data, such as statutes, decisions, legal articles, codes, and documents. Report results to Compliance Manager – Banking as a Service
Other duties as assigned within the scope and responsibility of the job
College, or level of education together with financial regulatory compliance experience that enables applicant to meet the job requirements
5 years of banking compliance experience required
2 years of FinTech experience required
Proficiency with large server-based applications and typical desktop software
In addition to a competitive salary and benefits, Emprise offers professional growth, a rewarding and challenging environment, opportunities to be involved in our communities, and a culture of integrity, passion, and success. We also offer shift differential pay for bilingual candidates
At Emprise Bank,
empowering people to thrive
means having an all-inclusive culture that honors our commitment to all dimensions of diversity in our workforce and embraces inclusion of all people. People of color, women, LGBTQIA+, veterans, and persons with disabilities are encouraged to apply.
To learn more, please visit our website at
www.emprisebank.com.
Emprise Bank is an EEO/AA/ADA/Veteran Employer/Member FDIC/Drug Free Workplace.
Emprise Bank participates in E-Verify and will provide your Form-I 9 to the federal government to confirm authorization to work in the United States.
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