Portfolio Compliance Officer, Mercer Investments

2 weeks ago

New York, United States MMC Corporate Full time

At Mercer, we’re creating a culture where you can bring your authentic self to work. When you join us, you bring your inclusive energy and enthusiasm to a team that values you personally and professionally - regardless of who you are, what you look like, where you were raised or born, who you love or what your religious beliefs are. You are welcome here.

Mercer’s Investment business is a global multi-manager business that specializes in developing and managing multi-manager product solutions for clients across a range of asset classes and risk profiles. The business has grown rapidly over recent years. Globally, we provide investment management services primarily to institutional clients with over U$390 bn of assets under management.

**Portfolio Compliance Officer, Mercer Investments**

**What can you expect?**
- This position plays a critical role in developing and administering our portfolio compliance program for our clients and proprietary funds, with an initial focus on our North American business.
- The role is responsible for supporting the design and implementing controls and processes to ensure compliance with all applicable regulatory and portfolio guidelines.
- This role affords the opportunity to work closely with different functional teams within our business, including Investment Management, Client Service and Operations.
- This role reports directly to the Chief Compliance Officer, Canada Investments.

**What is in it for you?**
- Work for a global company with a strong brand
- A culture of internal mobility, collaboration and extraordinary career opportunities
- Competitive pay and outstanding benefits to help colleagues and their families live better - physically, mentally, and financially
- Paid time off to give back through non-profit community service
- Employee Resource Groups which provide access to leaders, relevant volunteer and mentoring opportunities, and interactions with counterparts in industry groups and client organizations

**We will count on you to**:

- Support the process on implementing new guidelines and guideline changes and ensure proper pre-trade and post-trade controls
- Work with system providers on rule creation, rule testing and rule maintenance
- Monitor portfolio guideline compliance; research potential issues and collaborate with other teams to come to resolution
- Perform reporting and analysis to detect guideline breaches and monitor all outstanding issues through resolution
- Participate in ad hoc and/or strategic projects, such as process developments and improvements, scenario analysis, and technology testing

**What you need to have**:

- Minimum 4 to 6 years of relevant experience in the investment management industry and strong knowledge of investment instruments
- Familiarity with investment-related regulations and portfolio monitoring tools
- Undergraduate degree in Finance, Economics, Accounting or similar fields
- Strong critical thinking skill and excellent attention to detail
- Effective verbal and written communication skills, ability to work in a team environment, and capable of managing projects effectively
- Ability to exercise sound independent judgement to resolving problems or identifying issues requiring escalation, take charge and drive to conclusions

**What makes you stand out**:

- CFA designation or active status in the CFA program

The applicable base salary range for this role is $87,900 to $175,900.

The base pay offered will be determined on factors such as experience, skills, training, location, certifications, education, and any applicable minimum wage requirements. Decisions will be determined on a case-by-case basis. In addition to the base salary, this position may be eligible for performance-based incentives.

We are excited to offer a competitive total rewards package which includes health and welfare benefits, tuition assistance, 401K savings and other retirement programs as well as employee assistance programs.

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