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VP - Senior Compliance Officer
4 weeks ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Compliance Officer, Officer, Compliance, Senior, VP, Business Development, Business Services
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Vp, Control Room and Research Compliance Officer
2 weeks ago
New York, United States Barclays Full time**VP, Control Room and Research Compliance Officer** **New York, NY** Barclays Services Corp **What will you be doing?** Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): - On behalf of a global financial organization, providing advisory services for Information Barrier Controls...
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VP, Control Room and Research Compliance Officer
3 weeks ago
New York, United States Barclays Plc Full timeVP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): * On behalf of a global financial organization, providing advisory services for Information Barrier Controls and the...
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New York, United States Barclays Plc Full timeVP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): * On behalf of a global financial organization, providing advisory services for Information Barrier Controls and the...
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Iad-sanctions & Compliance Audit Avp/vp
1 month ago
New York, United States Bank of China Limited, New York Branch Full timeIntroduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...
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Senior Compliance Officer
4 weeks ago
New York, United States Bloomberg L.P. Full timeTrade / Export Control - Legal & Compliance. New York, NY - Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up Compliance Officer, Compliance, Officer, Operations, Senior, Trade
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Senior Compliance Officer
1 week ago
New York, United States Bloomberg L.P. Full timeTrade / Export Control - Legal & Compliance. New York, NY - Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up Compliance Officer, Compliance, Officer, Operations, Senior, Trade
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Senior Compliance Officer
1 month ago
New York, United States Bloomberg L.P. Full timeBloomberg Tradebook - Legal & Compliance. New York, NY - Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the Compliance Officer, Compliance, Officer, Senior, Regulatory, Project Management, Technology
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Senior Compliance Officer
1 week ago
New York, United States Bloomberg L.P. Full timeBloomberg Tradebook - Legal & Compliance. New York, NY - Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the Compliance Officer, Compliance, Officer, Senior, Regulatory, Project Management, Technology
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Broker-Dealer Compliance Officer
23 hours ago
New York, United States MetLife Full timeRole Value Proposition: Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal and external rules and regulations and maintain risk levels within MetLifes risk appetite. CRM provides constructive challenge to the businesses and functions, partnering closely with them...
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IAD-Sanctions & Compliance Audit AVP/VP
1 month ago
New York, United States Bank of China Limited, New York Branch Full timeIntroduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...
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Senior Compliance Officer
3 weeks ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
2 weeks ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firms Global CCO focusing on the general management, implementation and...
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Senior Compliance Officer
1 week ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firms Global CCO focusing on the general management, implementation and...
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Senior Compliance Officer
3 weeks ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
1 week ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
8 hours ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Compliance Officer
1 week ago
New York, United States Cardea Group Full timeDeputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...
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Senior Lead Compliance Officer
7 days ago
New York, United States Wells Fargo Full timeAdvise and challenge business line personnel related to interest rate derivatives and Swap Dealer activities. Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory ma Compliance Officer, Lead, Compliance, Officer, Senior, Business, Banking, Business Services
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Senior Compliance Officer
3 weeks ago
New York, United States Annaly Capital Management Inc Full timeRole Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the full gamut of compliance responsibilities with a focus on ACOM's compliance program and...
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Senior Compliance Officer
1 week ago
New York, United States Annaly Capital Management Inc Full timeRole Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the full gamut of compliance responsibilities with a focus on ACOM's compliance program and...