Futures Commission Merchant Compliance Specialist, Expert

3 weeks ago


Montgomery, United States CHS Inc Full time

CHS Inc. is a leading global agribusiness owned by farmers, ranchers and cooperatives across the United States that provides grain, food and energy resources to businesses and consumers around the world. We serve agriculture customers and consumers across the United States and around the world. Most of our 10,000 employees are in the United States, but today we have employees in 19 countries. At CHS, we are creating connections to empower agriculture.

Summary

CHS is a Fortune 100 company and a global originator, merchant and processor of agricultural and energy commodities. CHS's Trading Compliance and New Product Risk team is seeking a CHS Hedging LLC (Futures Commission Merchant, Commodity Trading Advisor) Compliance Expert to assist the CHS Hedging Chief Compliance Officer with ongoing requirements of the compliance program. The Expert will be responsible to help evaluate components of the compliance program and related operational framework and lead compliance projects that may be required to enhance our policies and procedures based on the assessment. CHS Hedging business model continues to evolve and the Expert will be responsible to provide input related to any compliance issues and provide potential solutions. In this role, you will support the growth of CHS Hedging and CHS Inc's compliance organization and help strengthen the company's culture of integrity. You will be expected to deliver high quality and high impact advice and solutions consistent with the CHS Integrity Framework.

Responsibilities

25% - Daily Operations and Strategic Support:

Responsible for having a full understanding of all trading, execution requirements of exchange and over the counter (OTC) traded instruments such as futures, options, swaps, blocks, etc.?Assess and validate regulatory compliance of current processes and work to enhance effectiveness through procedural updates.

Partner with Operations, Risk & business to proactively address issues and provide compliance guidance as needed.

Identify, develop, and drive solutions/strategies to issues faced by the businesses and the necessary controls around any change.

Review trading records and validate that they are properly executed, perform ad hoc audits as needed.

Review, research and assess validity of system generated alerts by our surveillance tool for potential trade practice, AML or communication rule violations.

20% - Regulatory Policies and Procedures:

Lead the development, update and implementation of policies and procedures related to the various compliance areas of oversight and supervisory obligations.

Understand relevant rules, regulations and policies at a high level that may impact trading activities or compliance, and partner with Legal, Operations, Risk and Technology to drive holistic and pragmatic policies and processes that identify and respond to risks. Such areas to include but are not limited to: Trading practices, Anti-money Laundering, Risk, Financial Controls, Conflicts of Interest, Fraud, Data Privacy, Records Management, etc.

20%- Assist in assessing training requirements and assist in development and compliance training presentations

15% - Assist with the enhancements to the compliance program for the new CTA programs. Build team knowledge regarding their obligations and Program Management/Enhancement. Review and approve promotional material created for use by CTA and FCM.

20% - Strategic Projects

Minimum Qualifications (required)

  • High School diploma or GED

  • 10 years of work experience with 7+ years in commodity risk management in one or more of the following areas: Commodity trading Commodity execution Commodity risk management ? Trading compliance? Regulatory Compliance

  • Thorough knowledge of complex compliance laws, rules and regulations, such as CFTC, NFA, CME, etc., as well as of emerging regulations related to commodity trading activities. ?


Additional Qualifications

  • Bachelor's Degree in finance, accounting, economics or business, or related area of study.

  • ?Excellent research and analytical skills. ??? ?Excellent writing and verbal communications skills. ??? ?Strong interpersonal skills with the ability to work collaboratively with people at all levels of the organization. ??? ?Adaptable to change and able to prioritize multiple demands under pressure. ? ??? ?Ability to assess and understand complex situations presented by the business and provide appropriate compliance solutions. ? ??? ?Demonstrated experience and proficiency with interpreting and communicating complex regulatory requirements to business partners. ??? ?Ability to quickly learn and understand organizational structure for the purpose of compliance testing and monitoring. Able to work effectively and meet goals both as part of a team and independently. Team builder. NFA Series 3 registration required or ability to pass within 3 months of hire and Swaps proficiency module Can be remote or in Minnesota. If remote will be required to visit main office quarterly.

  • Pre-employment screening is based on the job requirements and industry guidelines and may or may not be required for the position. If required, selected candidates must pass pre-employment screenings to include all or a combination of drug, criminal, motor vehicle check, physical requirements and FMSCA Clearinghouse


CHS offers a competitive total rewards package. Compensation includes base wage and, depending upon position, may include other earnings such as bonus, incentives and commissions. Actual pay offered will vary based on multiple factors which may include, without limitation, experience, education, training, specialized skills and certifications.

Benefits include medical, dental, vision, wellness programs, life insurance, health and dependent care savings accounts, paid time off, 401(k), pension, profit sharing, short- and long-term disability, tuition reimbursement and adoption assistance, subject to the eligibility requirements for each benefit plan.

CHS is an Equal Opportunity Employer/Veterans/Disability.



  • Montgomery, United States State of Alabama Full time

    The Public Utility Technical Specialist is a permanent, full-time position with the Public Service Commission. Positions are located in Montgomery. This is professional, disciplined work with public utilities to include electricity, natural gas, water, and/or wastewater.

  • Carside Specialist

    5 days ago


    Montgomery, United States Applebee's Grill + Bar | QRC LLC Full time

    Want a career that will hone your on-the - job skills? As an Applebee's® Carside Specialist, you will find an opportunity to work on foundational skills to help further your career in or outside the casual dining industry. In addition, a Carside Specialist has the chance to work in a fast-paced, challenging, and exciting environment with an opportunity for...

  • Compliance Specialist

    4 weeks ago


    Montgomery, United States Ladgov Corporation Full time

    Job DescriptionJob DescriptionMajor Duties and Responsibilities:Support customers in identifying employment, education, and career goals.Provide counseling and resources for self-employment, small business, and entrepreneurship.Offer local market information and conduct skills development workshops.Conduct job fairs and establish linkages to alternate paid...

  • Compliance Specialist

    4 weeks ago


    Montgomery, United States LADGOV CORPORATION Full time

    Major Duties and Responsibilities: Support customers in identifying employment, education, and career goals. Provide counseling and resources for self-employment, small business, and entrepreneurship. Offer local market information and conduct skills development workshops. Conduct job fairs and establish linkages to alternate paid employment networks....


  • Montgomery, United States Jackson Hospital and Clinic Full time

    Job Description The Health Information Systems Specialists is responsible for working with HIM staff and the Information Services Department to analyze, develop, implement, and maintain processes related to computer systems. Assists with identifying and resolving work flow issues and managing the HIM electronic systems for the department, training HIM staff...

  • IT Specialist

    4 weeks ago


    Montgomery, Alabama, United States Department Of Health And Human Services Full time

    Summary This position is in Information Technology Resources Branch (ITRB) in the Office of Administrative Management (OAM) of the NCATS. The ITRB is responsible for planning, developing, operating, maintaining, and upgrading the NCATS computer and scientific systems to provide the data and information needed by the management to access, evaluate and report...


  • Montgomery, United States River Region Psychiatry Associates Full time

    Job DescriptionJob DescriptionDescription:The Credential Specialist plays an essential role in ensuring the accurate and timely credentialing of healthcare providers within River Region Psychiatry Associates, its affiliated hospitals, and associated insurance payors. This position is responsible for managing the credentialing process, verifying provider...


  • Montgomery, United States TalentBurst Full time

    Job Title: IT Training Specialist Location: Montgomery AL Duration:7 Months W2/C2C Acceptable Position Description Experience must be in IT related applications with a good understanding of computers/technology and functional based training skillsets. • Develop a training strategy and implementation plan. • Conduct training needs assessments, job task...

  • supv it specialist

    4 weeks ago


    Montgomery, Alabama, United States Department Of Defense Full time

    Summary This position is being recruited under 10 USC 1599f into the Cyber Excepted Service and does NOT convey eligibility to be converted to the Competitive Service. It has been identified as a position necessary to carry out and support the mission of the US Cyber Command. It is in the Supervision/Management Work Category at the Expert Work Level within...


  • Montgomery, United States Rheem Full time

    Job Description Logistics Support Specialist - ( 21000798 ) **Description** **A Career at Rheem: Where Comfort Is Your Calling** At Rheem, were dedicated to bringing comfort to peoples lives. And, as a leading global manufacturer of heating, cooling, and water heating equipment, were innovating all-new ways to deliver just the right temperature while saving...


  • Montgomery, United States Ladgov Corporation Full time

    Job DescriptionJob DescriptionMajor Duties and ResponsibilitiesOffer financial counseling for Military families.Implement ongoing financial literacy programs.Conduct mandatory touchpoints for various milestones.Stay updated on innovations in financial programs.Assist with extended absence financial plans.Provide education on basic financial skills, savings,...


  • Montgomery, United States Ladgov Corporation Full time

    Job DescriptionJob DescriptionMajor Duties and ResponsibilitiesProvide family-focused education and support services.Conduct initial and crisis assessments, develop action plans, and offer referrals.Perform local needs assessments for customized services.Assist customers in determining service appropriateness.Manage quarterly HeartLink orientations, organize...


  • Montgomery, United States LADGOV CORPORATION Full time

    Major Duties and Responsibilities Offer financial counseling for Military families. Implement ongoing financial literacy programs. Conduct mandatory touchpoints for various milestones. Stay updated on innovations in financial programs. Assist with extended absence financial plans. Provide education on basic financial skills, savings, and investing. Minimum...


  • Montgomery, United States TalentBurst, Inc. Full time

    Job Title: IT Training SpecialistLocation: Montgomery ALDuration:7 MonthsW2/C2C AcceptablePosition DescriptionExperience must be in IT related applications with a good understanding of computers/technology and functional based training skillsets. • Develop a training strategy and implementation plan. • Conduct training needs assessments, job task...


  • Montgomery, Alabama, United States Xplor Full time

    Job Description Join Clearent by Xplor as an Outside Sales Account Executive in Montgomery, AL to make a real impact every day. We say that because we know that every conversation we have, every code line we write and every interface we design is another opportunity for us to enrich our customers’ experiences. Reporting into Regional Sales Director,...


  • Montgomery, Alabama, United States Department Of Transportation Full time

    Summary This position is responsible for developing and implementing transportation policies and programs and providing technical guidance on regulations, policies, strategic planning and coordination of programs and affiliated initiatives and activities. Duties As a Transportation Specialist, you will:Provide advice on program and policy issues that...


  • Montgomery, United States Alabama Community College System Full time

    The Accounts Payable Specialist is responsible for processing accurate and timely payments of all expenses to internal and external vendors and individuals. The Accounts Payable Specialist will receive and obtain proper approval signatures and review for accuracy invoices, travel claims, other check requests, purchase orders and other related documentation...


  • Montgomery, United States Department Of Transportation Full time

    Summary This position is responsible for developing and implementing transportation policies and programs and providing technical guidance on regulations, policies, strategic planning and coordination of programs and affiliated initiatives and activities. ...


  • Montgomery, United States Mobis Alabama, LLC Full time

    Job DescriptionJob DescriptionSummaryThe EHS Specialist is responsible for consistently carrying out and promoting the EHS program of Mobis Alabama, training Team Members on applicable EHS-related matters, ensuring the company is in compliance with EHS laws and regulations, participating in audits and incident investigations, and carrying out resulting...


  • Montgomery, United States Hyundai Motor Manufacturing Alabama Full time

    Position Summary: Technical Specialist for assembly areas in the General Assembly Department of an automotive manufacturing environment. Job requirements include preparation of process documents, equipment install/modification before new vehicle launch, monitoring and analyzing current production process and making improvement in 4M during non-launching...