We have other current jobs related to this field that you can find below
-
Compliance Analyst
1 month ago
New York, United States Tandym Group Full timeA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...
-
Compliance Analyst
1 month ago
New York, United States Tandym Group Full timeA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...
-
Compliance Analyst
2 weeks ago
New York, United States Robert Half Full timeJob Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...
-
Compliance Analyst
3 weeks ago
New York, United States Robert Half Full timeJob Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...
-
Compliance Analyst
2 weeks ago
New York, United States Kingswood U.S. Full timeJob Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...
-
Compliance Analyst
2 weeks ago
New York, United States Kingswood U.S. Full timeJob Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...
-
Senior Compliance Analyst
21 minutes ago
New York, New York, United States Qualitative Financials Full timePosition- Compliance Reporting - Business Support Location - NY, USA - Day 1 Onsite Duration- Long term Job Overview Senior Compliance Analyst - ISO Standards Over 10 years of experience in the Insurance sector, ideally within Property & Casualty (P&C) Insurance. Proficient in insurance policy and claims management systems. Required expertise in US...
-
IT Compliance Analyst
2 hours ago
New York, New York, United States Brains Workgroup, Inc. Full timePosition Overview:Brains Workgroup, Inc. is seeking an experienced IT Compliance Analyst to join our team. This role is essential in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations concerning IT general and application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external auditors to establish the scope...
-
Compliance Testing Analyst
1 month ago
New York, United States Mission Staffing Full timeOur client, a well-known Broker Dealer in Midtown, NY, is looking to add a Compliance Testing Analyst to their team. Requirements of this position include running regulatory framework testing for FINRA 3120 compliance, documenting the results of various risk assessments, and conducting supervisory procedural testing. The ideal candidate will come with at...
-
Contracts and Compliance Analyst
1 month ago
New York, United States City of New York Full timeJob DescriptionJob DescriptionJob DescriptionThe New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City streets and vacant lots, and clearing snow and ice. DSNY is the nation's largest municipal sanitation agency, with nearly 10,000 employees, 59 district...
-
Compliance Analyst
3 months ago
New York, United States Solve IT Strategies, Inc. Full timeJob DescriptionJob DescriptionSolve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY.The Main Responsibilities of a person are:Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production...
-
Claims Compliance Remediation Analyst
1 month ago
New York, United States Tandym Group Full timeA healthcare company in New York City is looking to add a new Claims Compliance Remediation Analyst to their growing team. In this role, the Claims Compliance Remediation Analyst will be responsible for supporting the Director of Claims Support to ensure claims rules, guidelines, documents, policies and procedures, reporting, job aides, training, and other...
-
Claims Compliance Remediation Analyst
1 month ago
New York, United States Tandym Group Full timeA healthcare company in New York City is looking to add a new Claims Compliance Remediation Analyst to their growing team. In this role, the Claims Compliance Remediation Analyst will be responsible for supporting the Director of Claims Support to ensure claims rules, guidelines, documents, policies and procedures, reporting, job aides, training, and other...
-
Regulatory Compliance Analyst
30 minutes ago
New York, New York, United States Nasdaq Full timeNasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...
-
Investment Compliance Analyst
2 months ago
New York, United States Reputable Staffing, Inc. Full timeOur client is seeking an analytical & detail-oriented individual with excellent project management skills to join their Compliance Department. The ideal candidate should demonstrate excellent communication & interpersonal skills, sound judgement, curiosity, and adaptability.Reporting to a senior manager within the compliance Department, the Investment...
-
Investment Compliance Analyst
2 months ago
New York, United States Reputable Staffing, Inc. Full timeOur client is seeking an analytical & detail-oriented individual with excellent project management skills to join their Compliance Department. The ideal candidate should demonstrate excellent communication & interpersonal skills, sound judgement, curiosity, and adaptability.Reporting to a senior manager within the compliance Department, the Investment...
-
Audit and Compliance Analyst
3 months ago
New York, United States City of New York Full timeJob DescriptionJob DescriptionJob DescriptionThe New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City streets and vacant lots, and clearing snow and ice. DSNY is the nation's largest municipal sanitation agency, with nearly 10,000 employees, 59 district...
-
Regulatory Compliance Analyst
2 hours ago
New York, New York, United States Panasonic North America Full timeCompany Overview:At Panasonic North America, we are dedicated to enhancing the quality of life for individuals globally through innovative solutions that simplify, enrich, and secure everyday experiences.Position Summary:As a Regulatory Compliance Analyst, you will play a crucial role in supporting our ethics and compliance initiatives, particularly in the...
-
IT Compliance and Security Analyst
2 hours ago
New York, New York, United States Beacon Hill Inc Full timeIT Compliance and Security AnalystContract OpportunityCompensation: $75/hour, W2Work Arrangement: Hybrid (4 days/week onsite)Key Responsibilities:Compliance Evaluation: Conduct thorough assessments across all IT security control domains to ensure adherence to both external obligations and internal policies.Assessment Management: Oversee the planning,...
-
Senior Quality Compliance Analyst
3 months ago
New York, United States The Ladders Full timeStarr Insurance Companies is a leading insurance and investment organization, providing commercial property and casualty insurance, including travel and accident coverage, to almost every imaginable business and industry in virtually every part of the world. Cornelius Vander Starr established his first insurance company in Shanghai, China in 1919. Today, we...
Compliance Analyst
3 months ago
The Client also is the largest financial services group and one of the largest banks in Southeast Asia. It offers a wide range of banking and financial services, including consumer banking, corporate banking, investment banking, asset management, Islamic banking, insurance, and other related services.
Client is also known for its commitment to corporate social responsibility initiatives, including various community development programs, environmental sustainability efforts, and educational initiatives.
Salary Range: $70K-$95K/Annum
Job Description:
Responsibilities:
- Assist both the Head, Compliance and Executive, Compliance to monitor the Branch's compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch's Compliance Plan, strategies and initiatives.
- To provide assistance to Branch and Head Office regarding compliance-related issues in the absence of Head, Compliance or Executive, Compliance.
- Perform due diligence for possibly suspicious cases and/or alerts raised in Branch's Anti-Money Laundering system.
- Conduct bi-weekly and other ad-hoc searches upon notification by FinCEN. and prepare e-file Suspicious Activity reports to the relevant regulatory check all applicable files (Customer List, Board of Directors, SWIFT Payees, Demand Deposit Account Signatories, Beneficial Owners-Shareholders, Beneficial Owners-Control Persons lists, vendors and associated persons, parties on inward checks, and employees) for possible positive matches on Dow Jones.
- Conduct OFAC Sanctions Filter Integrity Testing on Sanctions screening system upon each OFAC SDN update.
- Conduct daily reviews of all OFAC interdicted transactions in Branch's sanctions system for possible OFAC violations.
- Seek relevant customer information from operating departments on any OFAC Sanctions screening system pending transactions.
- Assist Head, Compliance or Executive, Compliance in the management of Internal Control Questionnaires (ICQs), and conduct relevant Compliance reviews based on the ICQs.
About ApTask:
Join ApTask, a global leader in workforce solutions and talent acquisition services, as we shape the future of work. We offer a comprehensive suite of offerings, including staffing and recruitment services, managed services, IT consulting, and project management, providing unparalleled opportunities for professional growth and development. As a member of our dynamic team, you'll have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success for our clients across diverse industries. If you are passionate about excellence, collaboration, and innovation, and aspire to make a meaningful impact in the world of work, come join us at ApTask and be a part of our mission to empower organizations to thrive.
Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.
Candidate Data Collection Disclaimer:
At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment.
If you have any concerns or queries about your personal information, please feel free to contact our compliance team at businessexcellence@aptask.com .
