Compliance Testing Analyst

Compliance Risk AnalystThe role of a Compliance Risk Analyst is essential in ensuring that the organization adheres to regulatory standards while safeguarding its clientele. This position demands meticulous attention to detail, robust reporting capabilities, thorough testing, and adept project management skills. A successful Compliance Risk Analyst must...

Job OverviewPosition: IT SOX Compliance AnalystLocation: New York City (Hybrid Schedule, Minimum 2 Days Onsite)The IT SOX Compliance Analyst plays a crucial role in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and pertinent IT application controls. This position involves collaboration with...

Position Overview:Brains Workgroup, Inc. is seeking an experienced IT Compliance Analyst to join our team. This role is essential in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations concerning IT general and application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external auditors to establish the scope...

Cntinuously assessing whether an organization is adhering to regulatory requireMedical, Dental, Vision Benefits, Hybrid schedule, Competitive pay About Our Client A leading financial institution located in the heart of Midtown Manhattan, dedicated to providing exceptional banking services and solutions to our clients. We are committed to maintaining the...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...

Job OverviewPosition: OFAC/Sanctions AnalystContract Duration: 3 to 4 Months, Potential for ExtensionWork Arrangement: Hybrid (Remote/In-office)ROLE SUMMARY:An experienced Compliance Analyst is sought to assist in ensuring the financial institution's adherence to relevant laws and regulations, specifically focusing on OFAC Sanctions, BSA, and the USA Patriot...

Job Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...

Job Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...

Position Overview:We are seeking an experienced IT SOX Analyst to join our team at Brains Workgroup. This role is critical in ensuring compliance with the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and relevant application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external...

Position Overview:The IT SOX Analyst plays a crucial role in ensuring compliance with the Sarbanes-Oxley Act (SOX) within the IT domain. This position involves collaboration with various stakeholders to uphold the integrity of IT controls and processes.Key Responsibilities:Engage with technology teams, internal audit, and external auditors to outline the...

Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

Starr Insurance Companies is a leading insurance and investment organization, providing commercial property and casualty insurance, including travel and accident coverage, to almost every imaginable business and industry in virtually every part of the world. Cornelius Vander Starr established his first insurance company in Shanghai, China in 1919. Today, we...

Job Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...

Job Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...

Job DescriptionJob DescriptionSolve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY.The Main Responsibilities of a person are:Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production...

Our client is seeking an analytical & detail-oriented individual with excellent project management skills to join their Compliance Department. The ideal candidate should demonstrate excellent communication & interpersonal skills, sound judgement, curiosity, and adaptability.Reporting to a senior manager within the compliance Department, the Investment...

Our client is seeking an analytical & detail-oriented individual with excellent project management skills to join their Compliance Department. The ideal candidate should demonstrate excellent communication & interpersonal skills, sound judgement, curiosity, and adaptability.Reporting to a senior manager within the compliance Department, the Investment...

Job DescriptionJob DescriptionSalary: Job Description:We are seeking a highly skilled and experienced Epic Testing Analyst. The Testing Analyst will conduct detailed testing of Epic Adjacent applications and systems to ensure they meet the defined requirements and function correctly. This role involves developing test plans, executing test cases, and...

Position Overview:The Indirect Tax Compliance Analyst plays a crucial role in ensuring that ONESOURCE applications and services adhere to relevant tax regulations and statutes.Key Responsibilities:In this role, you will be expected to:Conduct thorough research and analysis of tax laws and regulations to facilitate precise tax compliance and...