Internal Auditor Associate

4 days ago


Chicago, United States Mesirow Full time
The Company:

Mesirow is an independent, employee-owned financial services firm founded in 1937. Headquartered in Chicago, with offices around the world, Mesirow serves clients through capabilities spanning Global Investment Management, Capital Markets and Investment Banking, and Advisory Services. We are proud that our intentional culture results in strong employee engagement, entrepreneurship and empowerment, with ongoing opportunities for volunteerism and advancement.Mesirow was recently named one of the Best Places to Work in Chicago by Crain's Chicago Business and one of the Top 100 RIA firms by Barron's.At Mesirow, we invest in what matters: our clients, our communities, and our culture.

The Opportunity:

We are currently seeking an Internal Auditor Associate to join our Corporate- Legal/Compliance team.Qualified candidates will possess 2-6 years of audit experience.This person will be responsible for assisting the Senior Internal Auditor and interfacing with various business units to conduct internal audits, branch office reviews, and other responsibilities as needed.

Internal audits performed include regulatory compliance audits of Mesirow's investment management and broker/dealer divisions that focus on compliance with the SEC's Investment Advisor Rule and FINRA's Supervision Rules, as well as other regulatory requirements.

Responsibilities:
  • Assist with risk-based audits of business units within the firm's investment management, broker/dealer, and corporate services divisions under the direction of the Internal Audit Director.
  • Assist with communicating audit results and recommendations to management that encourage corrective action to address any control weaknesses noted.
  • Effectively manage multiple deliverables while delivering high-quality work.
  • Assist with routine follow-up on outstanding audit issues.
  • Review various reports and dashboards to monitor developments within the business units throughout the year.
  • Complete special investigations as directed by executive management and the Audit Committee.
  • Assist external auditors and regulators.
Requirements:
  • 2-6 years of audit experience within non-bank financial services companies.Experience within the investment management and/or securities brokerage industries preferred.
  • Bachelor's degree in Accounting, Finance, or related field.
  • Proficiency in Microsoft Excel and Word.
  • Excellent organizational skills, written and verbal communication skills; and ability to advocate position effectively.
  • Should enjoy working independently with minimal assistance.

EOE
  • Internal Auditor

    3 weeks ago


    Chicago, Illinois, United States Adtalem Global Education Full time

    Job SummaryAdtalem Global Education is seeking a highly skilled Internal Auditor to join our team. As an Internal Auditor, you will play a critical role in ensuring the effectiveness and efficiency of our internal controls and compliance processes.Key ResponsibilitiesConduct audits to identify and assess risks, and provide recommendations for...

  • Lead Internal Auditor

    1 month ago


    Chicago, Illinois, United States Healthcare Businesswomen's Association Full time

    Position OverviewThe Healthcare Businesswomen's Association is dedicated to enhancing the operational effectiveness of the healthcare sector. Our extensive portfolio includes over 300,000 products distributed across more than 100 countries.With a legacy of over 50 years of consistent revenue growth and annual sales exceeding $23 billion, we utilize our...

  • Internal Auditor

    1 week ago


    Chicago, United States Aegistech Full time

    Our client is looking to hire an Associate Business & Risk Auditor for a full-time role at their Chicago Offices. This is a Hybrid on-site role, and the candidate selected is required to be in the office 3 times a week. All candidates must be able to work without sponsorship – no exceptions. The role is to support independent assessments of the client’s...

  • Internal Auditor

    1 week ago


    chicago, United States Aegistech Full time

    Our client is looking to hire an Associate Business & Risk Auditor for a full-time role at their Chicago Offices. This is a Hybrid on-site role, and the candidate selected is required to be in the office 3 times a week. All candidates must be able to work without sponsorship – no exceptions. The role is to support independent assessments of the client’s...

  • Internal Auditor

    3 weeks ago


    Chicago, Illinois, United States TEKsystems Full time

    About the Role:We are seeking a highly skilled Internal Auditor to join our team at TEKsystems. As an Internal Auditor, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key Responsibilities:Develop and implement audit programs to assess the effectiveness of internal controls and risk...

  • Internal Auditor

    2 weeks ago


    Chicago, Illinois, United States TEKsystems Full time

    Job SummaryWe are seeking a highly skilled Internal Auditor to join our team at TEKsystems. As an Internal Auditor, you will play a critical role in ensuring the effectiveness of our internal controls and processes.Key ResponsibilitiesDevelop and implement audit programs to assess the effectiveness of internal controls and processes.Conduct risk assessments...

  • Internal Auditor

    7 days ago


    Chicago, Illinois, United States TEKsystems Full time

    About the Role:We are seeking an experienced Internal Auditor to join our team at TEKsystems. As an Internal Auditor, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key Responsibilities:Develop and implement audit programs to assess the effectiveness of internal controls and risk management...


  • Chicago, United States Sherwin - Williams Full time

    Sherwin-Williams values the unique talents and abilities from all backgrounds and characteristics.Accounting and Finance majors, the Internal Auditor position is an ideal entry-point into Sherwin-Williams.You’ll discover that an Internal Auditor position with Sherwin-Williams is just the start of a personal development path unlike any other.70% of our...

  • Internal Auditor

    2 weeks ago


    Chicago, Illinois, United States Lawndale Christian Health Center Full time

    {"Job Title": "Internal Auditor", "Job Summary": "We are seeking a highly skilled Internal Auditor to join our team at Lawndale Christian Health Center. As an Internal Auditor, you will play a critical role in assessing the overall efficiency and reliability of our financial control mechanisms. Your findings will be reported to relevant internal...

  • Internal Auditor

    2 months ago


    Chicago, United States Lawndale Christian Health Center Full time

    DescriptionPosition Summary The Internal Auditor reports to the Chief Financial Officer. The Internal Auditor is responsible for assessing the overall efficiency and reliability of Lawndale Christian Health Center's financial control mechanisms. When deficiencies are identified these findings will be reported to the relevant internal stakeholders along with...

  • Lead Internal Auditor

    4 weeks ago


    Chicago, Illinois, United States IDEX Corporation Full time

    Opportunity Overview: At IDEX Corporation, we present a distinctive chance for career advancement within a vibrant workplace. This role is designed for individuals eager to leverage their expertise while acquiring new skills that can make a meaningful difference. Position: Senior Internal Auditor The Senior Internal Auditor role is pivotal within the...

  • Chief Internal Auditor

    2 months ago


    Chicago, United States Chicago State University Full time

    Posting Details Position Information Posting Number S23106P Posting Date 06/16/2023 Closing Date 12/31/2023 Title Chief Internal...

  • Lead Internal Auditor

    1 month ago


    Chicago, Illinois, United States IDEX Corporation Full time

    Career Opportunity: At IDEX Corporation, we offer a vibrant and engaging workplace where your skills can flourish and evolve. Our diverse portfolio spans across various sectors, providing a wealth of opportunities for professionals at all stages of their careers. Position: Senior Internal Auditor The Senior Internal Auditor role is pivotal within the...


  • Chicago, Illinois, United States Transunion Full time

    Job Title: Senior Internal AuditorTransUnion is seeking a highly skilled Senior Internal Auditor to join our Global Audit & Advisory team. As a trusted provider of global information solutions, we help organizations optimize their risk-based decisions and enable consumers to understand and manage their personal information.In this role, you will be...

  • Lead Internal Auditor

    1 month ago


    Chicago, Illinois, United States United Airlines Full time

    At United Airlines, we are on an exciting journey to redefine the aviation industry. Our mission - Connecting People, Uniting the World - extends beyond transportation; it embodies our commitment to fostering opportunities and uplifting communities globally. As we expand our workforce, we are dedicated to building a diverse and inclusive environment that...

  • Lead Internal Auditor

    1 month ago


    Chicago, Illinois, United States United Airlines Full time

    At United Airlines, we are on an exciting journey to redefine the aviation industry. Our mission - Connecting People, Uniting the World - extends beyond mere transportation; it embodies our commitment to fostering opportunities and uplifting communities globally. With a diverse and inclusive workforce, we are poised for significant growth, aiming to welcome...

  • Lead Internal Auditor

    1 month ago


    Chicago, Illinois, United States Healthcare Businesswomen's Association Full time

    Position OverviewAs a key player in the Internal Audit team, the Senior Internal Auditor will engage with leadership and management to effectively implement the annual audit strategy sanctioned by the Audit Committee.Role ResponsibilitiesIn this capacity, you will:Conduct comprehensive financial and operational audits, identifying control deficiencies,...


  • Chicago, United States CareerAddict Full time

    Position: Business & Risk Internal Auditor Base Pay Range: $110,000.00/yr - $120,000.00/yr Employment Type: Full-time Location: Hybrid, 3 days onsite, 2 days remote Note: We are unable to sponsor as this is a permanent full-time role. Responsibilities Support the team on delivery of assigned audits within the annual audit plan. Support the team confirming a...

  • Internal Auditor

    2 weeks ago


    Chicago, United States CC Industries, Inc. Full time

    About HCC/CCIHenry Crown & Company/CC Industries is a Chicago-based, privately-held company that manages business, philanthropic, and family interests on behalf of a multi-generational family.  The business ventures fall into broadly-defined categories: wholly-owned operating companies, public and private equity investments, and real estate. The enterprise...


  • Chicago, Illinois, United States Northern Trust Full time

    About Northern TrustNorthern Trust, a Fortune 500 company, is a globally recognized financial institution that has been operational since 1889. We are dedicated to providing innovative financial services and guidance to some of the world's most successful individuals, families, and institutions, grounded in our principles of service, expertise, and...