AVP of Compliance
4 weeks ago
The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with all regulatory, legal and fiduciary responsibilities of Waterton as a registered investment adviser with the Securities and Exchange Commission ("SEC"), including the accurate and timely preparation of regulatory filings, review of marketing material, and maintenance of Waterton's Compliance Manual.This role will also assist overseeing Waterton's fund and side letter compliance and provide consultative services to internal staff.Monitor adherence to Waterton's Compliance Manual, including but not limited to, oversight of all personal trading, political contributions, outside business activities, business continuity planning, data breach and conflicts of interest mitigation and marketing material review.Prepare internal reporting and regulatory filings.Create and conduct compliance training for associates, including onboarding and periodic training.Conduct compliance testing and monitoring, troubleshoot compliance issues, recommended corrective action and document the same.Respond to SEC examinations and other requests from the SEC and other regulatory or government entities.Respond to due diligence and other inquiries from clients and associates regarding compliance-related issues.Review marketing materialsDraft and revise Waterton's Compliance Manual and compliance policies.Oversee Waterton's fund and side letter compliance and documentation of the sameEstablish and maintain good relations with residents, guests, all investors, vendors and colleagues.Help to manage the execution of the department's performance management goals and objectives.Maintain corporate and property-level standard operating procedures.Education-Bachelor's Degree requiredCertifications/Licenses-Regulatory experience preferredExperience- 5+ years of relevant regulatory compliance experience; real estate experience desired; private equity experience desired.Strong knowledge of the various laws, rules, and regulations applicable to SEC-registered real estate investment advisersTravel-Some travel may be required.
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AVP of Operations
2 days ago
Chicago, United States SAFER FOUNDATION Full timeJob DescriptionJob DescriptionThe Safer Foundation is a social service provider to individuals with arrest and conviction records. Through a full range of services, including case management, educational instruction and advocacy, we focus on preparing individuals for the world of work by helping them find and keep productive and meaningful employment.General...
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AVP Systems Engineering
4 weeks ago
Chicago, United States CLevelCrossing Full timeJob Information Humana AVP, Systems Engineering in Chicago Illinois Description Humana's Associate Technology Experience team delivers enterprise technology products and services that amplify the power of human connection across Humana's workforce by nourishing an adaptive digital ecosystem that fosters workforce engagement and digital well-being. We're...
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AVP/Mortgage Processing Manager
3 weeks ago
Chicago, United States Devonislamic Full timeAll Jobs > AVP/Mortgage Processing Manager The AVP/Mortgage Processing Manager has overall operational responsibility to manage the processing area of Devon Bank’s mortgage business. You will be responsible for overseeing hiring, training, and driving operational efficiencies through high employee contact and engagement, and ensuring overall customer...
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Chicago, United States Combined Insurance Full time**JOB SUMMARY**: This Assistant Vice President, Compliance Officer Audit & Testing is responsible for implementing Combined’s compliance assurance program in accordance with Chubb’s business compliance framework. This individual will work with our business partners to establish and document compliance controls to maintain compliance with all applicable...
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AVP, Loan Operations
1 day ago
Chicago, United States CIM USA Inc Full timeThe AVP Operations is primarily responsible for oversight of the Loan Operations function. This includes planning and execution of all aspects of loan operations, including policies and procedures, loan documentation, processing, and reviews. Essential Functions: Knowledge of Wall Street Office Administrator and Wall Street Office Reporting Daily Portfolio...
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Chicago, United States Bank of Montreal Full timeApplication Deadline:05/16/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. The U.S. Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers framewo Compliance, Compliance Officer, Officer, Program, Management, Senior, Banking, Business Services
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Assistant Vice President, Advancement Operations
4 weeks ago
Chicago, United States Loyola University Chicago Full time**Position Details**: - Position Details **Job Title** - ASST VP ADVANCEMENT**Position Number** - 8101415**Job Category** - University Staff**Job Type** - Full-Time**FLSA Status** - Exempt**Campus** - Chicago-Water Tower Campus**Department Name** - DEVELOPMENT & DONOR SERVICES**Location Code** - DEVELOPMENT & DONOR SERVICES (03635A)**Is this split and/or...
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AVP, Underwriting
1 week ago
Chicago, Illinois, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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AVP, Underwriting
2 weeks ago
Chicago, Illinois, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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Business Diversity Compliance Specialist
4 days ago
Chicago, United States City of Chicago School District - Chicago Public Schools Full timeChicago Public Schools (CPS) is one of the largest school districts in the United States, serving over 320,000 students in 600 schools and employing approximately 40,000 people, most of them teachers. CPS has set ambitious goals to ensure that every Compliance Specialist, Business, Diversity, Compliance, Specialist, Project Management, Education, Business...
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Assistant Director of SEVIS Compliance
2 days ago
Chicago, Illinois, United States Illinois Institute of Technology Full timeGeneral Description: The Office of Global Services (OGS) at Illinois Institute of Technology, in Chicago, IL seeks an Assistant Director of Compliance to manage all federally reportable international student and scholar data, including the flow of large amounts of data from Ellucian Banner, Terra Dotta, and preparing batch submissions to SEVIS. This...
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Pharmacy Technician Specialist, Program Compliance
22 hours ago
Chicago, United States University of Illinois Full timePharmacy Technician Specialist, 340B Program Compliance - Ambulatory Pharmacy ServicesHiring Department: Ambulatory Pharmacy Services Location: Chicago, IL USA Requisition ID: 1025489 Posting Close Date: May 31, 2024 About the University of Illinois Chicago UIC is among the nation's preeminent urban public research universities, a Carnegie RU/VH research...
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Options School Compliance
2 weeks ago
Chicago, United States City of Chicago School District - Chicago Public Schools Full timeChicago Public Schools (CPS) is one of the largest school districts in the United States, serving over 320,000 students in 600 schools and employing nearly 40,000 people, most of them teachers. CPS has set ambitious goals to ensure that every student Compliance, Specialist, Reporting, School, Education, Support, Business Services
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AVP, Underwriting
2 weeks ago
Chicago, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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AVP, Underwriting
2 weeks ago
Chicago, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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AVP, Underwriting
1 week ago
Chicago, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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AVP, Underwriting
1 week ago
Chicago, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...
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Assistant Vice President, Cyber Underwriting
4 weeks ago
Chicago, Illinois, United States Corvus Insurance Full timeWe're united by a mission: to make the world a safer place. Corvus Insurance uses novel data and artificial intelligence/machine learning to achieve better insights into commercial insurance risk. Our software empowers brokers and policyholders to better predict and prevent complex claims through data-driven tools and Smart Commercial Insurance policies....
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Sr DevOps Engineer
4 weeks ago
Chicago, United States 1872 Consulting Full timeAVP - Sr DevOps EngineerChicago, IL (Loop) – Hybrid (3-4 days onsite/wk)Position SummaryThe DevOps team works with teams developing solutions across the business to foster collaboration and remove barriers to achieving business outcomes more efficiently. This is an innovative role that will provide technical leadership in development, architecture and code...
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Employee Relations Consulting Director
2 weeks ago
Chicago, United States CNA Full timeYou have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...