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SEC Attorney

2 months ago


San Francisco, United States The San Mateo County Bar Association Full time

SEC Attorney (2 Positions) - San Francisco U.S. Securities & Exchange Commission Vacancy Announcement Job Title: Attorney positions Location: San Francisco, CA Compensation: $102,691 to $168,892 per year Series & Grade: SK-905-12 Summary: These 2 positions are within the Office of Compliance Inspections and Examinations in the San Francisco Regional Office of the U.S. Securities and Exchange Commission. Responsibilities: Participating in planning and conducting securities compliance examinations. Developing reports of findings and providing recommendations for examinations. Conducting research, review, and analysis of a variety of documents related to investment adviser, private fund, and mutual fund examinations. Developing recommendations to resolve problems or issues encountered. Qualifications: J.D. or LL.M. degree –AND– 1 year post J.D. experience as a practicing attorney or possess a L.L.M. The candidate must have the ability to perform compliance examinations of investment advisers, investment companies, and private funds, and the ability to communicate effectively in writing and orally. To Apply: Mail resume to: Elena Ro, US SEC, 44 Montgomery Street, Suite 2800, San Francisco, CA 94104. The SEC is an Equal Opportunity Employer and actively seeks a diverse workforce. #J-18808-Ljbffr