Current jobs related to Compliance Analyst I - Chicago - Saxon Global

  • Credentialing Compliance Specialist

    3 weeks ago

    Chicago, Illinois, United States F & I Sentinel Llc Full time

    Job Title:Credentialing Compliance SpecialistLocation:Remote with minimal travel requirements.Reports To:Product SupervisorsKey Relationships and Team:The Credentialing Compliance Specialist will collaborate closely with Product Supervisors and fellow Compliance Analysts/Compliance Attorneys in the evaluation of all assigned submissions. This role will also...

  • Political Compliance Analyst

    1 month ago

    Chicago, United States Invenergy Full time

    Invenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are...

  • Political Compliance Analyst

    3 weeks ago

    Chicago, United States Invenergy LLC Full time

    Invenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are Invenergy.Job...

  • HR Operations Compliance Analyst

    4 weeks ago

    Chicago, United States Camping World Full time

    Job DescriptionAs a HR Operations Compliance Analyst, you will serve as the compliance point of contact in the HR Operations team. This role will support key compliance related processes, audit related activities and required compliance reporting. This role will have close working relationships with HR, legal and payroll colleagues.This position is NOT...

  • HR Operations Compliance Analyst

    4 weeks ago

    Chicago, United States Camping World Full time

    Job DescriptionAs a HR Operations Compliance Analyst, you will serve as the compliance point of contact in the HR Operations team. This role will support key compliance related processes, audit related activities and required compliance reporting. This role will have close working relationships with HR, legal and payroll colleagues.This position is NOT...

  • Finance Analyst I

    3 weeks ago

    North Chicago, Illinois, United States The Fountain Group Full time

    Position Title: Financial Analyst I Job Overview:The Financial Analyst I plays a crucial role in supporting the financial operations related to external consultant engagements. This position is essential for ensuring compliance and accuracy in payment processes.Core Responsibilities:Conduct thorough financial assessments of payment requests, verifying the...

  • Analyst, Privates Compliance

    1 month ago

    Chicago, United States Wellington Management Company, LLP Full time

    About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

  • Regulatory Compliance Analyst

    3 weeks ago

    Chicago, Illinois, United States Addison Group Full time

    Regulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...

  • Regulatory Compliance Analyst

    2 weeks ago

    Chicago, Illinois, United States Addison Group Full time

    Regulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...

  • Compliance Analyst

    5 days ago

    Chicago, Illinois, United States Wellington Management Company, LLP Full time

    About the RoleThe Compliance Analyst will support Wellington Management Company, LLP's global private investments compliance program as well as its global investment platform and trading compliance program, focusing on information controls.Key ResponsibilitiesEnhance the firm's information controls and monitoring relating to the intake, retention and...

  • Conflicts Analyst I

    3 weeks ago

    Chicago, Illinois, United States Chicago Legal Search, Ltd. Full time

    Job OverviewChicago Legal Search, Ltd. is seeking a Conflicts Analyst I to join our dynamic team. The ideal candidate will possess a minimum of one year of experience in professional services, focusing on the investigation and resolution of conflicts of interest. Key Responsibilities: Conduct thorough research to identify potential conflicts of...

  • Human Resources Compliance Analyst

    2 months ago

    Chicago, United States HUB International Full time

    About HUB InternationalAt HUB International, we are a team of entrepreneurs. We believe in empowering our clients, and we do so by protecting businesses and individuals in our local communities. We help businesses evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees. As a global firm, we offer employees...

  • Human Resources Compliance Analyst

    2 months ago

    Chicago, United States HUB International Full time

    About HUB InternationalAt HUB International, we are a team of entrepreneurs. We believe in empowering our clients, and we do so by protecting businesses and individuals in our local communities. We help businesses evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees. As a global firm, we offer employees...

  • Human Resources Compliance Analyst

    2 weeks ago

    chicago, United States HUB International Full time

    About HUB InternationalAt HUB International, we are a team of entrepreneurs. We believe in empowering our clients, and we do so by protecting businesses and individuals in our local communities. We help businesses evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees. As a global firm, we offer employees...

  • Financial Compliance Analyst

    3 weeks ago

    Chicago, Illinois, United States Illinois Housing Development Authority Full time

    Position Title: Financial AnalystDepartment: Asset ManagementThe Illinois Housing Development Authority (IHDA) is dedicated to fostering a workplace that values diversity, recognition, and inclusion. We are committed to hiring individuals from varied backgrounds to enrich our mission of financing affordable housing throughout Illinois.About Us: IHDA stands...

  • Audit Compliance Analyst

    2 weeks ago

    Chicago, Illinois, United States EquiTrust Full time

    The Audit Compliance Analyst plays a crucial role in supporting senior audit team members by conducting assessments, control evaluations, and substantive analyses to evaluate the robustness of internal controls. This position collaborates with colleagues to examine the organization's internal processes and controls, aiming to mitigate various risks including...

  • AML Compliance Analyst

    3 weeks ago

    Chicago, Illinois, United States Intelliswift Full time

    Job Title: Fraud/AML/Sanctions Analyst Company: Intelliswift Location: Remote Contract Type: W2 only Pay Rate Range: $32.40/HourRole Overview:The successful candidate will be part of the Second Line AML team, concentrating on sanctions and compliance matters. This role involves scrutinizing client identities and transactions to ensure adherence to regulatory...

  • Senior Compliance Analyst

    1 month ago

    Chicago, Illinois, United States Ariel Investments Full time

    Ariel Investments is a premier, boutique, asset management firm. Our primary goal is to drive exceptional investment returns by bringing diverse perspectives together. The only way to beat a benchmark is to not look like one. As value investors, our thinking is deliberate and unconventional. We offer an independent, patient investing approach and aim to...

  • Governance Risk and Compliance Analyst

    2 weeks ago

    Chicago, Illinois, United States Wipro Full time

    About Wipro :Wipro Limited (NYSE: WIT, BSE: 507685, NSE: WIPRO) is a prominent technology services and consulting firm dedicated to crafting innovative solutions that meet clients' intricate digital transformation requirements.We harness our extensive range of capabilities in consulting, design, engineering, operations, and emerging technologies to assist...

  • Sanctions Compliance Analyst

    3 weeks ago

    Chicago, Illinois, United States Intelliswift Full time

    Job Title: Fraud/AML/Sanctions AnalystLocation: Chicago, IL or Tempe, AZContract Type: W2 onlyPay Rate Range: $32.40/HourRole Overview: The selected candidate will be part of the Second Line AML team, concentrating on sanctions and compliance. This role involves scrutinizing client identities and transactions to ensure adherence to regulatory standards in...

Compliance Analyst I

4 months ago

Chicago, United States Saxon Global Full time

Client : ADM, 6+ contact,

Rate : $70/hr c2c

Location : Chicago ( Hybrid ) 3 days onsite 2 days remote

We are looking for a compliance analyst contractor that will support various functions within the Compliance Department including collecting, analyzing, and summarizing data. This position will assist with collection of a contract management project, training support, abandoned property reviews and other assignments. It may interact with various departments clearing exchanges, brokers, and customers. The position reports to a compliance manager. We have a strong team that works well together. If you enjoy the pace of financial services, this is the place for you.

Job Responsibilities:

•Support a contract management document gathering and entering them into a system

•Perform abandoned property reviews

•Support training and development monitoring

•Perform testing and reviews of compliance policies and procedures

•Assist in managing and documenting internal reviews and filings

•Assist with special projects, global projects, and execution of automation initiatives

Job Requirements:

•Bachelor's degree in a business-related field

•2+ years of experience in a financial/compliance analyst role

•Advanced technical skills including Excel, Access, and SQL

•Strong organizational skills and attention to detail

•Critical thinking and problem-solving skills

•Ability to work with globally diverse teams

•Able to communicate in oral and written form with all levels of the organization

•Experience in a collaborative culturally diverse and inclusive environment

•Demonstrated technical and team leadership skills capable of managing a team to accomplish assigned projects