Compliance Associate
2 weeks ago
DEPARTMENT: Compliance and Legal
LOCATION: Boston, MA
Bain Capital Overview
We are one of the world's leading private multi-asset alternative investment firms with approximately $185 billion in assets under management that creates lasting impact for our investors, teams, businesses and the communities in which we live. Founded in 1984, we pioneered a consulting-based approach to private equity investing, partnering closely with management teams to offer the insights that challenge conventional thinking, build great businesses and improve operations. Over time, we have organically expanded this approach across asset classes to build one of the strongest alternative asset platforms in the world.
Today, our teams strive to create value through private equity, public equity, fixed income and credit, venture capital and real estate investments across multiple sectors, industries, and geographies. We believe that our people and the shared values we've espoused since our founding remain the core of our competitive advantage. This has empowered us to deliver an enduring impact to a diverse group of investors including pensions, endowments, foundations and individuals.
Position Overview
The Compliance team seeks a full-time Associate. This position will sit within the firm's Capital Markets Compliance function and may serve all businesses within Bain Capital, but will have a particular emphasis on Bain Capital Credit, LP and Bain Capital Public Equity, LP.
Key Responsibilities
- Maintaining the firm restricted lists and watch lists, which includes documenting any material non-public information that the businesses receive on the appropriate lists.
- Liaising with the Capital Markets Compliance team, trading desks, and investment staff to lift restrictions and answer time sensitive trading inquiries.
- Supporting the Compliance Department's control room and information barrier efforts.
- Assisting with the firm's trade and communications surveillance applications.
- Assisting with the preparation of materials and reporting.
- Bachelor's degree with a strong GPA.
- 1 - 3 years of experience, ideally working in a control room environment.
- Dedicated team player with a strong sense of ownership and follow-through skills.
- Collegial and team oriented.
- Capacity to handle highly confidential and sensitive information.
- Detail-oriented, conscientious, and energetic professional with the ability to think creatively.
- Excellent organizational skills; ability to prioritize multiple projects with high attention to detail.
- Customer service orientation with strong interpersonal skills with the capacity to interact with outside parties and personnel across all levels of the firm.
- Strong problem-solving skills.
- Ability to prioritize responsibilities and work under deadlines.
- Flexible work hours may be required.
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